| Gainers (% price change) | Last Trade | Change | Mkt Cap | |
| Harris & Harris Group | TINY | 3.50 | +0.24 (7.36%) | 108.91M |
| Asta Funding, Inc. | ASFI | 9.19 | +0.25 (2.80%) | 118.93M |
| Invesco Value Municipal | IIM | 15.33 | +0.23 (1.52%) | 317.25M |
| PIMCO Global StocksPLUS | PGP | 21.32 | +0.28 (1.33%) | 215.15M |
| Resource America Inc | REXI | 9.61 | +0.12 (1.26%) | 193.82M |
| Losers (% price change) | ||||
| Eaton Vance Tax | ETO | 23.50 | -1.14 (-4.63%) | 341.20M |
| MFS Multimarket Income | MMT | 7.11 | -0.32 (-4.31%) | 557.27M |
| Centerline Holding Co | CLNH | 2.45 | -0.11 (-4.30%) | 132.29M |
| Alpine Global Premier | AWP | 7.79 | -0.34 (-4.18%) | 853.73M |
| AllianceBernstein Global | AWF | 15.82 | -0.60 (-3.65%) | 1.35B |
| Most Actives (dollar volume) | ||||
| iShares FTSE NAREIT Ind | FNIO | 14.47 | +0.18 (1.26%) | 1.40B |
| American Capital Ltd. | ACAS | 13.33 | -0.27 (-1.99%) | 4.04B |
| Federated Investors Inc | FII | 27.67 | -0.34 (-1.21%) | 2.90B |