SWS Group Inc  

(Public, NYSE:SWS)   Watch this stock  
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Currency in
Range     -
52 week 6.01 - 8.29
Open     -
Vol / Avg. 0.00/153,116.00
Mkt cap 334.84M
P/E     -
Div/yield     -
EPS -0.23
Shares 48.46M
Beta 0.65
Inst. own 67%

Key stats and ratios

Q3 (Sep '14) 2014
Net profit margin -0.41% -2.27%
Operating margin -0.78% -1.96%
EBITD margin - -0.22%
Return on average assets -0.03% -0.18%
Return on average equity -0.37% -2.26%
Employees 892 -
CDP Score - -


1201 Elm St Ste 3500
DALLAS, TX 75270-2108
United States - Map
+1-214-6511800 (Phone)
+1-214-6589312 (Fax)

Website links

External links

Analyst Estimates - MarketWatch
SEC Filings - EDGAR Online
Major Holders - MSN Money


SWS Group, Inc. (SWS) is a diversified financial services holding company focused on delivering a range of investment banking, commercial banking and related financial services to individual, corporate and institutional investors, broker/dealers, governmental entities and financial intermediaries. It is a full-service brokerage. Its principal brokerage subsidiary, Southwest Securities, Inc. (Southwest Securities), is a registered broker/dealer. It provides integrated trade execution, clearing and client account processing to over 150 financial service organizations, which includes correspondent broker/dealers and registered investment advisors in 30 states, Canada and Europe. Southwest Securities serves individual investors through its private client group offices in Texas, New Mexico, California, Nevada and Oklahoma and institutional investors nationwide. It operates one other broker/dealer subsidiary, which is registered with Financial Industry Regulatory Authiority (FINRA).

Officers and directors

James H. Ross President, Chief Executive Officer, Director
Age: 64
Bio & Compensation  - Reuters
Trading Activity - Yahoo Finance
J. Michael Edge Interim Chief Financial Officer, Senior Vice President, Treasurer
Age: 38
Bio & Compensation  - Reuters
Robert A. Chereck Executive Chairman and President of Southwest Securities, FSB
Age: 66
Bio & Compensation  - Reuters
W. Norman Thompson Chief Information Officer, Executive Vice President
Age: 58
Bio & Compensation  - Reuters
Trading Activity - Yahoo Finance
Allen R. Tubb Executive Vice President, General Counsel, Secretary
Age: 60
Bio & Compensation  - Reuters
Trading Activity - Yahoo Finance
Daniel R. Leland Executive Vice President
Age: 53
Bio & Compensation  - Reuters
Richard H. Litton Executive Vice President
Age: 67
Bio & Compensation  - Reuters
Trading Activity - Yahoo Finance
Robert A. Buchholz Director
Age: 54
Bio & Compensation  - Reuters
Michael A. Moses Director
Age: 62
Bio & Compensation  - Reuters
Brodie L. Cobb Independent Director
Age: 53
Bio & Compensation  - Reuters