CA2245498C - Lapping and polishing method and apparatus for planarizing photoresist and metal microstructure layers - Google Patents

Lapping and polishing method and apparatus for planarizing photoresist and metal microstructure layers Download PDF

Info

Publication number
CA2245498C
CA2245498C CA002245498A CA2245498A CA2245498C CA 2245498 C CA2245498 C CA 2245498C CA 002245498 A CA002245498 A CA 002245498A CA 2245498 A CA2245498 A CA 2245498A CA 2245498 C CA2245498 C CA 2245498C
Authority
CA
Canada
Prior art keywords
lapping
plate
workpiece
photoresist
lapping plate
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Expired - Lifetime
Application number
CA002245498A
Other languages
French (fr)
Other versions
CA2245498A1 (en
Inventor
Henry Guckel
Pawitterjit S. Mangat
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Wisconsin Alumni Research Foundation
Original Assignee
Wisconsin Alumni Research Foundation
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Wisconsin Alumni Research Foundation filed Critical Wisconsin Alumni Research Foundation
Publication of CA2245498A1 publication Critical patent/CA2245498A1/en
Application granted granted Critical
Publication of CA2245498C publication Critical patent/CA2245498C/en
Anticipated expiration legal-status Critical
Expired - Lifetime legal-status Critical Current

Links

Classifications

    • BPERFORMING OPERATIONS; TRANSPORTING
    • B24GRINDING; POLISHING
    • B24BMACHINES, DEVICES, OR PROCESSES FOR GRINDING OR POLISHING; DRESSING OR CONDITIONING OF ABRADING SURFACES; FEEDING OF GRINDING, POLISHING, OR LAPPING AGENTS
    • B24B53/00Devices or means for dressing or conditioning abrasive surfaces
    • B24B53/017Devices or means for dressing, cleaning or otherwise conditioning lapping tools
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B24GRINDING; POLISHING
    • B24BMACHINES, DEVICES, OR PROCESSES FOR GRINDING OR POLISHING; DRESSING OR CONDITIONING OF ABRADING SURFACES; FEEDING OF GRINDING, POLISHING, OR LAPPING AGENTS
    • B24B37/00Lapping machines or devices; Accessories
    • B24B37/04Lapping machines or devices; Accessories designed for working plane surfaces
    • CCHEMISTRY; METALLURGY
    • C01INORGANIC CHEMISTRY
    • C01DCOMPOUNDS OF ALKALI METALS, i.e. LITHIUM, SODIUM, POTASSIUM, RUBIDIUM, CAESIUM, OR FRANCIUM
    • C01D1/00Oxides or hydroxides of sodium, potassium or alkali metals in general
    • HELECTRICITY
    • H01ELECTRIC ELEMENTS
    • H01LSEMICONDUCTOR DEVICES NOT COVERED BY CLASS H10
    • H01L21/00Processes or apparatus adapted for the manufacture or treatment of semiconductor or solid state devices or of parts thereof
    • H01L21/02Manufacture or treatment of semiconductor devices or of parts thereof
    • H01L21/04Manufacture or treatment of semiconductor devices or of parts thereof the devices having at least one potential-jump barrier or surface barrier, e.g. PN junction, depletion layer or carrier concentration layer
    • H01L21/18Manufacture or treatment of semiconductor devices or of parts thereof the devices having at least one potential-jump barrier or surface barrier, e.g. PN junction, depletion layer or carrier concentration layer the devices having semiconductor bodies comprising elements of Group IV of the Periodic System or AIIIBV compounds with or without impurities, e.g. doping materials
    • H01L21/30Treatment of semiconductor bodies using processes or apparatus not provided for in groups H01L21/20 - H01L21/26
    • H01L21/31Treatment of semiconductor bodies using processes or apparatus not provided for in groups H01L21/20 - H01L21/26 to form insulating layers thereon, e.g. for masking or by using photolithographic techniques; After treatment of these layers; Selection of materials for these layers
    • H01L21/3105After-treatment
    • H01L21/31051Planarisation of the insulating layers
    • H01L21/31053Planarisation of the insulating layers involving a dielectric removal step
    • HELECTRICITY
    • H01ELECTRIC ELEMENTS
    • H01LSEMICONDUCTOR DEVICES NOT COVERED BY CLASS H10
    • H01L21/00Processes or apparatus adapted for the manufacture or treatment of semiconductor or solid state devices or of parts thereof
    • H01L21/02Manufacture or treatment of semiconductor devices or of parts thereof
    • H01L21/04Manufacture or treatment of semiconductor devices or of parts thereof the devices having at least one potential-jump barrier or surface barrier, e.g. PN junction, depletion layer or carrier concentration layer
    • H01L21/18Manufacture or treatment of semiconductor devices or of parts thereof the devices having at least one potential-jump barrier or surface barrier, e.g. PN junction, depletion layer or carrier concentration layer the devices having semiconductor bodies comprising elements of Group IV of the Periodic System or AIIIBV compounds with or without impurities, e.g. doping materials
    • H01L21/30Treatment of semiconductor bodies using processes or apparatus not provided for in groups H01L21/20 - H01L21/26
    • H01L21/31Treatment of semiconductor bodies using processes or apparatus not provided for in groups H01L21/20 - H01L21/26 to form insulating layers thereon, e.g. for masking or by using photolithographic techniques; After treatment of these layers; Selection of materials for these layers
    • H01L21/3205Deposition of non-insulating-, e.g. conductive- or resistive-, layers on insulating layers; After-treatment of these layers
    • H01L21/321After treatment
    • H01L21/32115Planarisation
    • H01L21/3212Planarisation by chemical mechanical polishing [CMP]

Abstract

A method and apparatus for planarizing photoresist and/or metal microstructure layers is provided. Planarization is achieved by removing material from a workpiece (64) by lapping using a diamond containing lapping slurry (58). A
lapping machine is furnished with a lapping plate (50) made of a soft metal material. The lapping plate (50) is furnished with ridges of controlled height using a diamond conditioning ring (62) with a specified grit size. Free diamonds in a liquid slurry (58) are then sprayed onto the plate (50) and embedded therein by a second conditioning ring. After the lapping plate (50) is conditioned, the piece to be lapped (64) is mounted on the lapping plate (50). A vacuum hold fixture or flat steel or glass mounting plate may be used.
During lapping, additional diamond slurry (58) is sprayed onto the lapping plate (50) and driven into the plate by a ceramic conditioning ring (62).

Description

a LAPPING AND POLISHING METHOD AND APPARATUB FOR
PLANARIZING PHOTORESIST AND METAL MICROSTRUCTURE LAYERB
FIELD OF THE INVENTION
This invention pertains generally to the field of semiconductor and micromechanical devices and processing techniques therefor, and particularly to methods and devices for removing material from photoresist and metal :microstructure layers to planarize and polish the layers for the formation of multi-level and precision engineered 1d microminiature structures.
BACKGROUND OF THE INVENTION
Deep X-ray lithography involves a substrate which is covered by thick photoresist, typically several hundred microns in thickness, which is exposed through a mask by X-25 rays. X-ray photons are much more energetic than optical photons, which makes complete exposure of thick photoresist films feasible and practical. Furthermore, since X-ray photons are short wavelength particles, diffraction effecta which typically limit device dimensions to two or three 2fl wavelengths of the exposing radiation are absent for mask dimensions above 0.1 micron. Additionally, X-ray photons are absorbed by atomic processes, therefore, standing wave problems, which typically limit exposure of thick photoresist by optical means, become a non-issue for X-ray WO 97128925 PCTlUS97/01266
-2 -exposures. The use of a synchrotron for the X-ray source yields high flux densities of several watts per square centimeter, combined with excellent collimation to produce thick photoresist exposures without any horizontal run-out.
Locally exposed patterns will therefore produce vertical photoresist walls if a developing system with very high selectivity between exposed and unexposed photoresist is used. This requirement is satisfied by polymethyl-methacrylate (PMMA) as the X-ray photoresist and an aqueous developing system. See: H. Guckel, et al., "Deep X-Ray and UV Lithographies for Micromechanics", Technical Digest, Solid State Sensor and Actuator Workshop, Hilton Head, S.C., June 4-7, 1990, pp. 118-122.
Deep X-Ray lithography may be combined with electroplating to form high aspect ratio structures. This requires that the substrate be furnished with a suitable plating base prior to photoresist application. Typically, this involves a sputtered film of adhesive metal such as chromium or titanium which is followed by a thin film of the metal which is to be plated. The photoresist layer is then applied over the plating base. Exposure through a suitable mask and development are followed by electroplating. This results, after clean-up, in fully attached metal structures with very high aspect ratios.
Such structures were reported by W. Ehrfeld and co-workers at the Institute for Nuclear Physics at the University of Rarlsruhe in West Germany. Ehrfeld termed the process "LIGA", based on the first letters of the German wards for lithography and electroplating. A general review of the LIGA process is given in the article by W. Ehrfeld, et al., r'LIGA Process: Sensor Construction Techniques Via X-Ray Lithography", Technical Digest, IEEE Solid State Sensor and Actuator Workshop, 1988, pp. 1-4.
The addition of a sacrificial layer to the LIGA
grocess facilitates the fabrication of fully attached, partially attached, or completely free metal structures.
This makes possible the assembly in micromechanics of nearly arbitrary 3-dimensional structures and machines.

''VO 97/25925 PCTJUS97/0126C
-3-See H. Guckel, et al., "Fabrication of Assembled Micromechanical Components Via Deep X-Ray Lithography,"
Proceedings of IEEE Micro Electro Mechanical Systems, ~,fanuary 30-February 2, 1991, pp. 74-79. See also U.S.
Patent Nos. 5,206,983, and 5,327,033, to Guckel, et al., describing micromechanical devices and methods of manufacturing same.
It is possible to extend the LIGA process, with ar without a sacrificial layer, by performing several X-Ray exposures of multiple photoresist layers and by electroplating multiple additional layers of metal after each exposure. Such multilevel processing allows complex metal structures to be formed in microminiature dimensions.
Structures which may be formed using multilevel processing include structures having overhanging portions, and tubular structures which can be utilized for hydraulic and pneumatic applications. Such structures may be formed on a sacrificial layer, to allow complete removal of the parts from the substrate for subsequent assembly into even more complex structures.
In LIGA processing, a photoresist layer is formed to have recesses which are filled with electroplated metal.
However, in electroplating such a layer, the plating rate ~i.s dependant on the pattern of the photoresist recesses which are being ffilled. Uniform deposition of metal is very difficult to achieve, and, therefore, direct height control, i.e., dimensional control in the z-dimension, of the deposited metal is very difficult. However, precise height control is needed for processing precision 3o engineered single and mufti-level structures. For example, precise height control is needed to fabricate precision engineered micro-mechanical devices, such as springs, in single level processing. The electroplated metal will also have an uneven surface. Multilevel processing requires re~-~35 p~lanarization of the electroplated metal in order to provide a substantially flat, uniform, and smooth surface.
Such a surface is better suited to have a second layer electroplated thereon than the rough surface of an as-
-4-plated metal. Planarization is also required for proper adhesion of additional photoresist layers. Multilevel processing, and accurate dimensional control in the z (vertical) dimension in processing precision engineered micro parts is, therefore, essentially impossible without replanarization.
One method of re-planarizing an electroplated metal layer involves the machining, e.g., mechanical grinding or milling, of the electroplated metal layer, using commercially available micromilling equipment such as a diamond fly cutter, to achieve a substantially flat and smooth surface. However, such mechanical machining is difficult or impossible where a polymer photoresist remains adjacent the electroplated metal structure. Machining generally cannot be done through both the photoresist and the metal. The photoresist is relatively weak mechanically, and will shred and tear as it is being milled. Also, the photoresist is not strong enough to provide horizontal support to the relatively small, and potentially fragile, metal microstructure. If the photoresist were removed, and machining of the now isolated metal structure were attempted, such machining would be extremely difficult and would risk substantial damage to the metal structure, such as ripping portions of the metal structure from the substrate.
One solution to this problem was presented in U.S. Pat. No. 5,190,637, to Henry Guckel, entitled Formation of Microstructures by Multiple Level Deep X-Ray Lithography with Sacrificial Metal Layers. In carrying out the process of this invention, a primary metal layer is established using the normal LIGA process by electroplating the metal into the recesses of a photoresist layer. The photoresist layer is then removed in its entirety. A
secondary metal, which constitutes a sacrificial metal, is then electroplated over the previously deposited first layer of primary metal. The secondary metal is selected so that it will be differentially etched by a selected etchant which does not substantially attack the primary metal. The ~'O 97/28925 PCT/US97/OI266 _g_ exposed surface of the deposited secondary metal is then machined down to a height which exposes the first metal, and which achieves a substantially flat, uniform surface ,. extending across the primary and secondary metals.

Machining also allows the thickness of the first layer of primary metal to be closely controlled. After the first layer of primary and secondary metals has been machined down to the desired height, additional layers may be formed on top of the first layer using the same procedure to employing primary and secondary metals. A microstructure is thereby formed of multiple primary metal layers. The secondary, sacrificial, metal may be removed from around the primary metal structure using a selective etchant. The utilization of the secondary or sacrificial metal to I5 completely cover each layer of the primary metal facilitates the machining of both the primary and secondary metals because of the mechanical stability which the secondary metal affords to the primary metal which it surrounds and supports. However, the formation of 20 microstructures using this method requires a separate electroplating step to be performed at each level, and a final etching step to be performed to remove the sacrificial metal, thereby increasing the complexity of the metal microstructure fabrication process.

25 Multilevel processing to form metal micro-structures may also be achieved using preformed photoresist sheets which are adhered together, and adhered to a substrate, before the electroplating process takes place.

This process is described in U.S. Pat. No. 5,378,583, to 30 Henry Guckel, et al., entitled Formation of Microstructures Using a Preformed Photoresist Sheet. The use of preformed b photoresist sheets allows much thicker photoresist layers to be used than is possible with traditional photoresist layers which are cast in liquid form directly onto a 35 substrate and then annealed. The preformed photoresist sheet layers may be exposed in a pattern, and may, but need not, be developed before they are adhered together or adhered to a substrate. Each layer may also be WO 97J28925 PCTIi3S97/01266 mechanically milled, using commercially available milling equipment, to a desired thickness. For example, a preformed photoresist sheet may be exposed to X-ray radiation to a depth only partially through the photoresist y sheet, adhered to a substrate or second photoresist sheet, and then milled down to expose the X-ray exposed portion of , the sheet. Exposed, developed, and milled photoresist sheets may be used individually, or combined in multiple layers, to form photoresist microstructures. Mufti-layer photoresist structures may be adhered to a substrate as molds for the formation of electroplated metal microstructures or may, themselves, have independent utility. Milling of photoresist sheets in the conventional manner, however, introduces sheer forces which may, as described above, shred, tear, or otherwise damage the photoresist sheet.
SUM~M~1RY OF THE INVENTION
In accordance with the present invention planarizing of photoresist and metal microstructure layers is achieved by lapping and polishing under controlled conditions. Lapping is used to remove material from the layer to planarize the layer. Polishing may then be used to apply a desired smooth finish to the layer surface. The present invention provides for z-dimensional height control of metal microstructures, which is necessary for the fabrication of precision microstructure devices, such as springs, in single level processing. The present invention also provides for the re-planarization of a photoresist and deposited metal layer, to bring the layer to a desired height and to smooth the surface of the layer, in preparation for the application of a subsequent photoresist and metal layer. Thereby, the present invention facilitates multilevel microstructure processing in addition to precise z-dimensional control and stability for single layer processing. The lapping and polishing method and apparatus of the present invention removes all excess V~VO 97/28925 PCT/US97/01266 metal and photoresist above the designed height from the photoresist-metal layer. After planarization in accordance with the present invention, the heights of the photoresist and metal will be the same. The planarized photoresist and metal surfaces will exhibit a smooth, nearly optical :Finish. The lapping and polishing method and apparatus of ithe present invention introduces relatively small shear forces, thereby preventing damage to the photoresist due to shredding or tearing, or loss of adhesion of the l0 ~photoresist or metal layer from a substrate, and :Facilitating the production of z-dimension controlled vertically oriented structures that are much taller than they are wide.

The lapping and polishing method of the present .invention employs a lapping machine that is furnished with a lapping plate having a lapping surface made of a soft metal, such as a copper composite. The lapping plate is conditioned to have a lapping surface that is preferably ;slightly concave in shape. The surface of the lapping plate is preferably conditioned using a diamond conditioning ring which produces ridges in the lapping surface. The grit of the diamond conditioning ring is selected based upon the particle size in the diamond slurry that will be used during the polishing process. After conditioning with the diamond conditioning ring, the lapping plate surface is thoroughly cleaned. Free diamonds in a liquid slurry are then sprayed onto the plate. A

second conditioning ring, preferably made of a ceramic, is used to help embed the fine size diamonds from the slurry into the rough ridged surface of the lapping plate. The lapping plate is thereby made ready to remove material from a workpiece having photoresist or metal layers that need to be planarized.

The piece to be planarized may be mounted onto the lapping plate using various fixtures and techniques.

for example, a commercial vacuum chuck hold down fixture having a thickness monitoring gauge, or wax mounting on a SUBSTITUTE SHEET (RULE 26) WO 97!28925 PCT/LT897/01266 _-7~1_ flat steel or glass mounting plate, may be used to mount the workpiece onto the lapping plate. Weights are preferably applied to the mounting fixture to increase the r SUBSTITUTE SHEET (RULE 26) 'VO 97128925 PCT/US97/01266 -g-contact pressure between the lapping plate and the workpiece to a desired level. During the lapping process, the diamond slurry is periodically sprayed onto the lapping ,. plate, and embedded into the lapping plate surface by the ceramic conditioning ring, as the lapping plate surface is rotated against the surface to be planarized. Shear forces, and the final finish of the planarized surface, are determined, in part, by the diamond size in the slurry.

'fhe amount of material removed from the workpiece is to monitored during the lapping process. After an extended lapping duration, the cutting rate will decrease as the ridges formed in the surface of the lapping plate are worn out. At this point, the lapping plate surface may be cleaned and reconditioned using the diamond and ceramic conditioning rings.

For some metals, the lapping process of the present invention may cause metal from microstructures formed on a substrate to smear into adjacent photoresist areas. In such cases, a finish lapping step may be employed using a fine diamond slurry and lapping with moderate weight for a prolonged period of time to remove any smearing that exists. This finish lapping step is only used after the photoresist-metal layer has been reduced to within la-15 ~tm of the final desired height of the micro part.

After lapping, and finish lapping if necessary, a polishing step may be employed. The polishing step uses a polisher with a hard (stainless steel) polishing plate covered by a polishing cloth saturated with a diamond 3o slurry. The polishing step cuts an additional 3-4 ~cm of material from the layer being polished to produce a mirror-like finish on the workpiece at the specified r photoresist-metal height.

The lapping and polishing method and apparatus of the present invention may also be used to remove material from preformed photoresist sheets, to planarize the surface of the sheets, and to provide the desired mirror-like finish to the sheets. Lapping and polishing of photoresist
5 PCT/US97/01266 -g-layers using the method and apparatus of the present invention enhances the ability to adhere photoresist sheets together by solvent bonding. Lapping and polishing of a photoresist sheet may be accomplished either before or ~.fter the photoresist sheet has been exposed to X-rays, either before or after exposed portions of the photoresist have been developed, and either before or after the photoresist sheet has been adhered to other sheets or applied to a substrate. Photoresist sheets that are l0 planarized in accordance with the lapping and polishing method of the present invention may be used in combination with other similarly processed photoresist sheets to form photoresist laminate structures, having independent utilities, or, when adhered to a substrate, for producing multilevel electroplated metal microstructures.
Further objects, features, and advantages of the invention will be apparent from the following detailed description when taken in conjunction with the accompanying drawings.
BRIEF DESCRIPTION OF THE DRAWINGS
In the drawings:
Fig. 1 is a simplified illustrative side view of a substrate with a plating base layer and photoresist layer formed thereon.
Fig. 2 is an illustrative view showing the photoresist and substrate of Fig. 1 exposed through an X-ray mask to X-ray radiation.
Fig. 3 is an illustrative view showing the substrate and photoresist of Fig. 2 after the exposed photoresist has been developed.
Fig. 4 is an illustrative view showing the substrate and photoresist of Fig. 3 after a metal , microstructure has been electroplated onto the plating base in the area from which the exposed photoresist has been removed.

'CVO 97/28925 PCT/US97/01266 Fig. 5 is an illustrative view showing the substrate, photoresist, and metal microstructure of Fig. 4 after the photoresist-metal layer has been re-planarized '' using the lapping and polishing method and apparatus of the present invention.
Fig. 6 is an illustrative view of the substrate and planarized photoresist-metal layer of Fig. 5 with a second layer of photoresist formed thereon.
Fig. 7 is an illustrative view showing the multi-IO layered structure of Fig. 6 after the second layer of photoresist has been exposed through an X-ray mask to X-ray radiation and after the exposed portion of the second layer of photoresist has been developed.
Fig. 8 is an illustrative view showing the multi-7_ayer structure of Fig. 7 wherein a second metal layer has been electroplated into the portion of the second layer of photoresist which has been removed and onto the first electroplated metal layer.
Fig. 9 shows the mufti-layer structure of Fig. 8 after the second photoresist-metal layer has been re-planarized using the lapping and polishing method and apparatus of the present invention.
Fig. 10 illustrates the use of a flatness gauge to measure the flatness of a concave lapping plate to be used in accordance with the present invention.
Fig. I1 illustrates the positioning of a diamond conditioning ring on the concave lapping plate of Fig. l0 to condition the lapping plate in accordance with the present invention.
Fig. 12 illustrates the use of a flatness gauge to measure the flatness of a convex lapping plate to be used in accordance with the present invention.
Fig. 13 illustrates the positioning of a diamond . conditioning ring on the convex lapping plate of Fig. 12 to condition the lapping plate in accordance with the present invention.
Fig. 14 illustrates the use of a flatness gauge to measure the flatness of a lapping plate having a polishing surface which is concave between the center and outer edge of the lapping plate to be used in accordance with the present invention.
Fig. 15 illustrates the positioning of a diamond conditioning ring on the lapping plate of Fig. 14 for conditioning the lapping plate in accordance with the present invention.
Fig. 16 illustrates the further conditioning of the lapping plate in accordance with the present invention using a spray of diamond slurry and a ceramic conditioning ring.
Fig. 17 illustrates the relative positions on the lapping plate of the diamond slurry spray, the ceramic conditioning ring, and a workpiece during planarization of the workpiece in accordance with the lapping and polishing method of the present invention.
Fig. 18 is an illustrative view of a substrate having a photoresist-metal layer which has been initially planarized in accordance with the present invention, showing smearing of the electroplated metal which may result.
Fig. is is an illustrative plan view of a mounting plate upon which a workpiece to be lapped has been mounted along with glass support pieces.
Fig. 20 is an illustrative cross-sectional view of Fig. 19 taken along the line 20-20.
Fig. 21 is an illustrative side view of a relatively thick preformed photoresist sheet being exposed through an X-ray mask to X-ray radiation.
Fig. 22 is an illustrative view of two relatively thick preformed photoresist sheets which have been exposed to X-rays in the manner illustrated in Fig. 21 and which , have been developed to remove the exposed photoresist.
Fig. 23 is an illustrative view showing the two , layers of preformed, exposed, and developed photoresist sheets of Fig. 22 bonded together at their exposed surfaces.

Fig. 24 is an illustrative view of the photoresist layers of Fig. 23 after the top layer has been planarized down using the lapping and polishing method and apparatus of the present invention to fully expose the developed regions of. the top photoresist layer.
Fig. 25 is an illustrative view of the photoresist layers of Fig. 24 with the addition of another photoresist layer which is formed in the manner illustrated above with respect to Figs 21-24.
l0 Fig. 26 is an illustrative view of the multi-layer photoresist laminate of Fig. 25 with the free surface of the top layer bonded to a substrate and before lapping and polishing o. the thick photoresist layer in accordance with the lapping and polishing method and apparatus of the 15 present invention.
DETAILED DESCRIPTION OF THE INVE<~TION
The lapping and polishing method and apparatus of the present invention may be utilized in the formation of single and multi-level microstructures carried out in LIGA
20 processes and extensions thereof. An exemplary process for carrying out the formation of a metal microstructure employing the lapping and polishing method of the present invention is described briefly below. The details of LIGA
processing itself are known to those having skill in the Z5 art. A detailed description of an exemplary process for carrying ou~ the production of micromechanical structures is described, for example, in U.S. Patent No. 5,190,637, to Henry Guckel, entitled Formation of Microstructures by Multiply Level Deep X-Ray Lithography with Sacrificial 30 Metal Layers.
A basic process employing the lapping and polishing method and apparatus of the present invention to fore a multilevel metal microstructure is illustrated with respect to the views of Figs. 1-9.. With reference to Fig.
3J 1, a substrate 30 is provided which may comprise a variety of materials, including semi-conductors, insulators, and se forth. Typically, a metal plating base 31 will be deposited onto the ton surface of the substrate 30, such as by sputtering. The substrate 30 could be composed of a conductive metal, in which case no plating base may be necessary. For the formation of parts to be freed from the substrate 30, a sacrificial release layer (not shown) may be used beneath the plating base layer 31. A photoresist layer 33, for example, polymethylmethacrylate (per), is then applied to the substrate. Depending on the type of radiation used, the depth of exposure desired, and the properties of available photoresists, it is apparent that positive or negative photoresist may be used. The photoresist layer 33 may be cast-on to the desired thickness, or may be applied as a preformed photoresist sheet. The use of prefor:ned photoresist sheets in the formation o° metal microstructures is described in morn detail in L?.S. Patent No. 5,378,583, to Henry Guckel, et al., entitled Formation of Microstructures Using a Dreformed Photoresist Sheet. If a preformed photoresist sheet is used it may be exposed to radiation and development before being adhered to the substrate 30.
As illustrated in Fig. 2, an X-ray mask 34 having X-ray absorbing patterns 35 formed thereon, provides a pattern exposure from synchrotron radiation X-rays 36 to provide an exposed pattern 37 in the photoresist sheet 33.
Although exposure of the photoresist 33 to radiation consisting of synchrotron X-rays 36 is preferred, to obtain structures of maximum depth and minimum run-out, it is apparent that the process may be used with other radiation, such as ultraviolet (UV) or non-synchrotron source X-rays, where ti:inner structures aze acceptable. The exposed photoresist 37 is then developed using a highly selective developer :.o remove the exposed photoresist 37, leaving, as 3~ shown in Fig. 3, a patterned portion 38 of the plating base 31 exposed .

~~VO 97128925 PCT/US97/01266 As shown in Fig. 4, a metal microstructure 39 is then electroplated onto the exposed portion 38 of the plating base 31. Note that a metal structure may be packed into the voids formed in the photoresist, rather than electroplated. A typical metal microstructure 39 may be made out of nickel; however, a variety of other metals may also be used to form the microstructure 39, as is known in the art. In the electroplating process, the plating rate is dependant, in part, upon the pattern in the photoresist 33 that is used to form the microstructure. Uniform deposition of the electroplated metal 39 is very difficult to achieve. Therefore, direct height control of the electroplated metal structure 39 is very difficult, resulting in a microstructure 39 having an uneven upper I5 surface. As illustrated in Fig. 4, z-dimension variation in the electroplated structure 39 can be extreme. This is especially apparent near the walls of the well formed by the photoresist layer 33, where additional material may be deposited having z-dimension thickness on the order of the final desired microstructure height itself.
Tight control of the z-dimensional height of the metal microstructure 39 is necessary in order to fabricate precision microstructure devices, such as springs, in single level processing. Moreover, the formation of microstructures using multilevel processing requiresthat the first photoresist-metal layer be planarized prior to securing subsequent photoresist-metal layers. Re-planarization is needed to properly adhere a subsequent photoresist layer to the first photoresist-metal layer below, and for proper adhesion of a second electroplated metal layer onto the first layer. Precise engineering and ~ multilevel processing without re-planarization are typically not possible.
Thus, the next step in the formation of a metal microstructure, for either single level or multilevel processing, is the re-planarization of the photoresist-metal layer using the Zapping and polishing method and apparatus of the present invention. The resulting WO 97!28925 PCT/CTS97/01266 structure, having re-planarized surface 40, is shown in Fig. 5. The lapping method and apparatus of the present invention removes all excess metal from the microstructure 39 above the designed height. Some of the photoresist 33 is also removed at essentially the same rate, resulting, after re-planarization, in the photoresist layer 33 and metal microstructure 39 having the same thickness. The polishing method and apparatus of the present invention provides a planarized photoresist-metal surface structure 40 that exhibits a nearly optical ffinish. During the lapping and polishing process, shear forces applied to the photoresist 33 and microstructure 39 are kept small to prevent loss of adhesion between the microstructure 39 or photoresist 33 and the plating base 31 or substrate 30 beneath them. This facilitates the fabrication of vertically dimensioned microstructures that are significantly more high than wide. For example, the lapping and polishing method of the present invention has been used in the fabrication of electrostatic activators including 350 micron tall posts that are 100 microns in diameter. Reduced shear forces also prevent tearing, shredding, or other damage to the surface of the photoresist 33. The lapping and polishing method and apparatus of the present invention are described in more detail below.
After the photoresist-metal surface 40 has been re-planarized using the lapping and polishing method and apparatus of the present invention, the excess photoresist 33 and plating base 31 may be removed, the microstructure 39 may be removed from the substrate 30 (using a sacrificial release layer), or the microstructure fabrication process may proceed for the formation of a multilevel microstructure. As shown in Fig. 6, a second layer 4~. of photoresist may be applied on top of the planarized photoresist-metal surface 40. The smooth surface 40, having been lapped and polished in accordance with the method and apparatus of the present invention, allows for better adhesion between the photoresist layers V~'O 97J28925 PCTIUS97/01266 33 and 41. As described above, the second photoresist layer 41 may be cast on in a traditional manner, or applied as a preformed photoresist sheet to the re-planarized " surface 40. As noted above, if a preformed photoresist sheet is used to form the second photoresist layer 41, the ' photoresist sheet may be exposed to radiation and developed before being applied to the planarized photoresist-metal surface 40. The second photoresist layer 41 is then exposed to X-rays in a pattern using an X-ray mask, and developed to form a structure, such as is shown in Fig. 7, wherein a portion of the second photoresist layer 41 is removed to expose the planarized surface 40 of the first metal microstructure layer 39. A second layer of metal 42 is then electroplated onto the first metal layer 39 to form a multilevel microstructure as shown in Fig. 8. As discussed above, the electroplating process does not allow z-dimensional height control of the deposited metal 42.
Variations in the height of the deposited structure 42 can be extreme. The second photoresist-metal layer may, therefore, preferably be re-planarized, using the lapping and polishing method and apparatus of the present invention, to remove excess metal from the second metal layer 42, to reduce the second metal layer 42 to the designed height, and to re-planarize the photoresist-metal layer so that the photoresist and metal thicknesses are the same and so that the photoresist and metal surfaces exhibit a nearly optical finish. The resulting structure, having a re-pianarized surface 44 on the second photoresist-metal layer, is shown in Fig. 9. The second surface 44 is thus now prepared for the application of additional photoresist and metal layers, in the manner described above, for the ~ formation of microstructures having even more metal layers.
The process may also be stopped at this point, and the remaining photoresist layers 33 and 41 removed to provide a free-standing multilevel metal microstructure composed of the two metal layers 39 and 42. Also, the metal microstructure may be removed from the substrate 30, to -3?-form a freed metal microstructure, using a sacrificial release layer (not shown).
The present invention employs a diamond lapping and polishing technique in which re-planarization of ~
photoresist and metal surfaces, and polishing to a nearly optical finish, is achieved while shear forces are minimized. In the following description, the term "lapping" is used to refer to the removal of material from a surface, at a relatively high rate, using diamonds embedded in a lapping plate. "Polishing" refers to the application of a smooth optical finish to a surface using a free non-embedded diamond slurry typically embedded in a polishing cloth. Polishing is used following lapping, and removes little additional material from the surface being polished.
In lapping a work piece in accordance with the present invention, a conventional lapping machine, such as an LM 115 Hyprez Lapping Machine, available from Engis Corp., Wheeling, Illinois, is used. The lapping machine is furnished with a lapping plate 50, as shown in Fig. 10.
The lapping plate 50 has a lapping surface 51 made of a soft metal material. For example, a 15 inch diameter lapping plate 50 made of a copper composite with polymers may preferably be used. Such a copper composite lapping plate is also available from Engis Corp. The flatness of the lapping plate 50 is preferably determined using a flatness gauge 52, also available from Engis Corp. The flatness gauge 52 is preferably calibrated on a flat granite block. The lapping plate surface 52 is preferably slightly concave at its center with respect to its outer edge. Thus, as shown in Fig. 10, the flatness gauge 52 will show a negative reading at an inner position near the , lapping plate's center. The concavity of the lapping plate may preferably be 0.0002 to 0.0005 inches of concavity at , the center of the lapping plate 50 with respect to the outer edge of the lapping plate 50. (The concavity shown in Fig. 10 is exaggerated for illustration purposes.) It is important to maintain concavity of the lapping plate 50 ~'~VO 97!28925 PCT/LTS97/OIZ66 so that the lapping plate 50 will have a near perfectly flat surface 51 (zero mil flatness) when used during the lapping process. The copper composite material which forms ' the lapping plate 5o undergoes expansion over time. It is difficult to bring the lapping plate 50 to zero mil i:latness if it is in a convex position. This, in turn, will adversely affect the z-dimensional stability of the lapping process.
The lapping plate 50 is conditioned to form small ridges of cantrolled height in the lapping surface 51. The lapping plate 50 may preferably be conditioned using a diamond conditioning ring 54 as shown in Fig. 21. The diamond conditioning ring 54 has a surface 56 embedded with diamonds which form the ridges in the surface 51 of the lapping plate 50 when the plate 50 is rotated while in contact with the ring 54. Diamond conditioning rings 54 of various grits are available from Engis Corp. A course grit conditioning ring (60-80 grit) is preferably used if the lapping process is to employ a diamond slurry having diamond particles greater than 10 ~m in size. Otherwise, a finer grit diamond conditioning ring (140-170 grit) may be used. For a copper-composite lapping plate 50, the lapping plate 50 should preferably always be wet with W-Lubricant (also available from Engis Corp.) before diamond conditioning. A typical duration for diamond conditioning is 2 minutes at &0 rpm rotation of the lapping plate 50, but will depend on the slurry size used.
Diamond conditioning applies a rough ridged surface 51 to the lapping plate 50, and may also be used to obtain the desired concavity of the lapping plate. The position of the diamond conditioning ring 54 during the conditioning process may preferably be determined depending on the initial flatness of the lapping plate 50. The _ preferred position of the conditioning ring 54 for a concave lapping plate 50 is shown in Fig. 11. Far a convex lapping plate 50, as shown in Fig. 12, the flatness gauge 52 will show a positive reading at an inner position of the lapping plate near the center of the lapping plate 50. The preferred position of the diamond conditioning ring 54 for a convex lapping plate 50 is shown in Fig. 13. As shown, one edge of the conditioning ring 54 is aligned with the outer edge of the lapping plate 50. Fig. 14 shows a lapping plate 50 in which the lapping plate surface 51 is hollow or concave between the outer edge and center of the lapping plate 50. For such a lapping plate 50, the flatness gauge 52 will show a negative reading at a center position between the center and outer edge of the lapping plate 50. For this type of lapping plate, the preferred position of the diamond conditioning ring 54 is shown in Fig. 15. As shown, the diamond conditioning ring 54 is centered over the concavity in the lapping plate surface 51.
After diamond conditioning, the lapping plate 50 is thoroughly cleaned so that wipes of the lapping plate surface with a clean cloth do not show any traces of copper particles remaining on the plate. The flatness of the lapping plate 50 is then preferably re-measured, using the flatness gauge 52, and the plate re-conditioned, if necessary, in order to obtain the desired concavity.
A second conditioning step follows the diamond conditioning. During this step, as shown in Fig. 16, free diamond particles in a liquid slurry 58 are sprayed from a nozzle f0 onto the surface 51 of the lapping plate 50.
Diamond lapping/polishing slurries are available from Engis Corp. in a wide variety of diamond particle sizes (0.5 um -gum) suspended in a mineral oil. The diamond particle size used depends upon the finish of the polished surface 30 and rate of material removal and polishing which are desired. Diamond size also affects the shear forces which will be applied to the surface being lapped. During this second conditioning step, the diamond slurry 58 is sprayed onto the surface 51 of the lapping plate 50 for preferably approximately 5 seconds with the plate rotating at approximately 50 rpm. A clean and dry ceramic conditioning ring s2 is then placed on the lapping plate 50, at one of the roller arms on the polishing machine, ahead of the VhC 97!28925 PCT/US97/0126( spray position. The ceramic conditioning ring 62 is preferably centered over the lapping surface of the lapping plate 50, as shown. The ceramic conditioning ring 62, also available from Engis Corp., helps to embed the fine sized diamonds from the slurry 58 into the lapping plate 50, specifically, into the ridges formed by the diamond conditioning ring 54 during the first conditioning step.
This prevents the diamonds from rolling on the lapping plate surface during the lapping process. With the ceramic conditioning ring 62 in place, the second conditioning step may preferably proceed for approximately 1 minute with the nozzle 60 dispensing the diamond slurry 58 onto the surface 51 of the lapping plate 50 for 3-4 seconds after a 40 second interval. The conditioned lapping plate 50 is now prepared for lapping a workpiece, such as a substrate wafer upon which a photoresist-metal layer has been deposited, or similar microstructure parts.
The workpiece to be lapped is mounted onto the lapping plate 50 for lapping. A piece to be lapped may, for example, be mounted on the plate using the vacuum holddown on an Accupol Vacuum Fixture, from Lapmaster.
This device has a built-in thickness monitoring capability.
The Accupol Vacuum Fixture may be placed on a flat granite block to zero the thickness monitoring gauge on the fixture. The electroplated wafer substrate, or other piece to be lapped, is then mounted on the vacuum chuck of the fixture, and the fixture is placed on the lapping plate 50 ahead of the ceramic conditioning ring 62. The angle between the vacuum chuck and the lapping plate surface 51 is preferably as close to 90° as possible. The relative positions on the lapping plate surface 51 of the diamond slurry spray 58, ceramic conditioning ring 62, and workpiece to be lapped 64, with respect to the rotation of the lapping plate 50, indicated by arrow 66, are as shown in Fig. 17. Weights are applied to the mounting fixture t:o bring the contact pressure between the workpiece 64 and the surface 51 of the plate 50 to a maximum of 5 psi. The weight to be placed on the micro part being lapped is based WO 97!28925 PCT/US97IO1Z66 -2 2.-on the geometry and dimensions of the parts. Small sized structures (e. g., l0o~m X 100~cm parts, 50~,m high) require the starting weight to be minimized in order to avoid adhesion losses due to shear forces. Increased contact pressure may be required to lap large dimension parts.
Weights, conditioning rings, etc., should not be left on the lapping plate 50 when it is not in use.
The lapping process may begin by starting rotation of the lapping plate 50 at, e.g., 25 rpm and increasing the rotation slowly to 40 rpm. The diamond slurry 58 is preferably dispensed for 2-3 second periods at regular intervals of 30-40 seconds. Shear forces applied to the piece being lapped, and the characteristics of the surface finish finally achieved, are controlled in part by the diamond size in the slurry. Larger slurry size results in larger shear forces and a rougher final finish.
The lapping method and apparatus of the present invention reduces shear forces by the use of the diamond slurry 58 in combination with the soft metal lapping plate 50. As lapping proceeds, the diamond particles embedded in the ridges of the lapping plate 50 will be dislodged from the lapping plate 50 as shear forces increase, rather than causing damage to the photoresist or metal layer being lapped. Thus, lapping of a photoresist-metal layer can be accomplished without loss of adhesion between the photoresist-metal layer and the substrate beneath due to high shear forces. The risk of tearing or shredding of the photoresist layer surface is similarly reduced.
The lapping plate 50 should periodically be re-conditioned using the diamond and ceramic conditioning rings in the manner described above. Re-conditioning should preferably occur after every 20-30 minutes of lapping, or when the cutting rate decreases significantly (by over 50~). The lapping plate 50 is preferably cleaned with de-ionized Water and a soap solution, and thoroughly dried, before it is re-conditioned using the diamond and ceramic conditioning rings and the process described earlier. Re-conditioning is necessary because, after some WO 97!28925 PCT/US97l01266 time, the ridges formed in the surface of the lapping plate 50 during the initial conditioning using the diamond conditioning ring 54 become worn out.
' The amount of material cut from the piece being lapped 64 is monitored during the lapping process using the ' thickness gauge on the vacuum fixture. For some electroplated metals, the lapping process just described will cause metal from a microstructure to smear into adjacent photoresist areas. This smearing 68 is l0 illustrated in Fig. 18 which shows the substrate with photoresist and metal layer of Fig. 4 after initial lapping using the method just described. This smearing is generally not acceptable. Thus, when the structure height of the workpiece 64 is reduced to within 20-30 microns of the final desired height, it is preferable that a finish lapping step be used. The lapping plate 50 is reconditioned, as described above, and finish lapping proceeds using a 1 ~m dimond slurry and a moderate contact pressure weight of 2-3 psi at a rotational speed of 40 RPM
for a prolonged period of time. The finish lapping step removes an additional 15-25 um of material from the surface being lapped. This removes any smearing 68 from the workpiece surface. Finish lapping is preferably interrupted to inspect the workpiece surface when the height is within 10 ~m of the final desired height. If same smearing remains, the weight on the lapping parts may be increased to increase the contact pressure during the finish lapping step. At the completion of this step all electroplated areas on the surface of the workpiece 64 should be in contact with the lapping plate surface 51.
When the desired thickness {structure height) is reached, the piece 64 is removed from the lapping plate 50. In order to remove the vacuum fixture from the plate 50, it is slid radially outward, and never lifted vertically up from the lapping plate 50.
Once the lapped parts are reduced to within 3-5 ~cm of the final desired height, a polishing step is preferably used to apply a final smooth finish to the workpiece surface. This additional polishing step is accomplished using a hard polishing plate covered by a polishing cloth. For example, a stainless steel plate with a surface flatness of 0.0002 inches, covered with a self adhesive or PSA backed nylon polishing cloth, supplied by Beuhler Corp., may be used. This cloth covered polishing -plate is preferably used on a separate polishing or lapping machine from the lapping machine upon which the initial diamond lapping steps of the present invention take place.
The polishing cloth is initially saturated with a 1 ~Cm diamond polishing slurry available from Engis Corp.
Preferably, the workpiece 64 and workpiece holder are cleaned thoroughly before mounting the workpiece 64 on the polishing machine. This will prevent any particles from the Zapping machine from being transferred to the polishing machine. Use of a separate vacuum holder for each separate lapping or polishing machine is preferred. Finish polishing preferably proceeds for approximately 15 minutes with a polishing plate rotation rate of 80 rpm. Finish polishing preferably cuts an additional 3-4 ~cm of material from the surface to be polished. The final polishing step produces a work piece with a polished mirror-like finish at the specified structure height.
The lapping and polishing method just described has been used to re-planarize the surface of photoresist-metal layers including metal microstructures made of nickel, nickelJiron, and copper. Surface profilometry of the lapped and polished samples reveal height variations within individual microstructure parts of substantially less than 0.5 ~Cm, and variations of 1-2 ~Cm over an entire area of 50 X 30 mm. Scanning electron micrographs of the sample show no smearing of lapped and polished parts.
A variation on the lapping and polishing method and apparatus of the present invention just described may be accomplished using a steel or glass mounting plate, instead of the vacuum fixture, for supporting the workpiece 64 on the lapping plate 50. The mounting plate 70, shown in Fig. 19, may preferably be made of glass or steel and 1V0 97!28925 PCTIUS97/OI266 m.ay be approximately 6 inches in diameter, with both surfaces paralleled and flattened to a tolerance of less than 5 X 10-5 inches. The mounting plate 70 is heated to approximately 55-60°C. A wax, e.g., the low temperature wax made by Hyprez, and available from Engis Corp., is melted onto the mounting plate 70. The workpiece 64 is placed on the center of the mounting plate 70, and is secured thereto by the hardening of the wax. Glass support pieces ?2 are also secured to the mounting plate 70 using the wax. During the time period when the wax is cooling, some weight may be applied to the plate to assure good adhesion between the glass support pieces 72 and the mounting plate 70. The glass support pieces 72 may preferably be 10 mm x 10 mm, or 20 mm diameter glass pieces, which are approximately 1500 ~m thick, and arranged in a hexagon arrangement near the edge of the mounting plate 70 and surrounding the workpiece 64 mounted in the center of the mounting plate 70. The glass support pieces 72 are thicker than the heights of any structures plated onto the workpiece 64 to be polished. This is illustrated in the cross-sectional view of Fig. 20.
After the lapping plate 50 has been conditioned using the diamond conditioning ring 54, the ceramic conditioning ring 62, and the procedure described earlier, the mounting plate 70 may be positioned on the lapping plate to begin the lapping process. Weights are placed on the back of the mounting plate 70 in order to bring the contact pressure between the glass support pieces 72 and the polishing surface 51 of the lapping plate 50 to a maximum of 5 pounds per square inch (psi). The glass support pieces 72 are then lapped using a 60 rpm plate . rotation and a 30 um diamond slurry dispensed for 3-4 seconds at approximately 40 second intervals until the - glass support pieces 72 are reduced to a height approximately 400 um higher than the final desired height of the piece being polished. The heights of the glass support pieces 72 are measured periodically during the WO 97128925 PCT/LTS97l01266 lapping process. Lapping should not proceed for more than ten minutes in one continuous cycle before the heights of the glass pieces 72 are remeasured. After each measurement, the positions of the weights placed on the hack of the mounting plate 70 are adjusted, to adjust the contact pressure between each glass piece 72 and the lapping plate 50, to thereby level the thicknesses of the glass support pieces 72. This is done to minimize the ultimate height variations across the workpiece 64.
The lapping plate 50 is then re-conditioned using the diamond conditioning ring 54, ceramic conditioning ring 62, and the conditioning procedure described earlier.
Since a smaller diamond slurry size will now be used for lapping, a finer grit diamond conditioning ring is preferably employed during the conditioning process.
Lapping of the glass support pieces 72 and workpiece 64 then proceeds using a 15 ~m diamond slurry, until the structure being lapped is within 10-15 E,cm of the final desired height. Once again, the height of the glass support pieces ?2 is periodically measured, and the positions of the weights on the mounting plate 70 are periodically adjusted, to level the heights of the glass support pieces. At the completion of this phase of the lapping process, the glass support pieces 72 should have height variation tolerances within 5 um.
The lapping plate 50 is preferably once again re-conditioned using the diamond conditioning ring 54, ceramic conditioning ring 62, and conditioning procedure described earlier. Since a relatively small diamond slurry size will be used for the next lapping step, a fine grit diamond conditioning ring 54 is preferably employed in the conditioning procedure. Finish lapping of the workpiece 64 , may then proceed, using a diamond slurry size of 1 um, for removing a final 15-20 ~Cm of material from the piece 64.
wring this lapping step, the duration of the slurry dispensing period is preferably increased to approximately 5 seconds, and the dispensing interval is reduced to approximately 20 seconds. After the workpiece 64 is fVO 97128925 PCT/US9710I266 reduced to its desired height, the mounting plate 70 is removed from the lapping plate 50. Preferably, a finish polishing step, using a hard polishing plate covered by a ' polishing cloth saturated with a diamond slurry as described above, may be used to apply the final mirror-like finish to the piece being polished. To remove the workpiece 64 from the mounting plate 70, the mounting plate is re-heated, and the workpiece 64 slid gently off.
'Prichloroethylene (TCE) may be used to dissolve any l0 residual wax from the back of the workpiece substrate 64.
The alternative lapping and polishing method and apparatus just described, using a mounting plate 70 instead of a vacuum holddown fixture, produces the same desirable surface ffinish as the lapping and polishing procedure described earlier. As with the previously described procedure, the use of a diamond slurry for lapping allows planarization of photoresist and metal microstructure layers, while minimizing the risk of loss of adhesion of the photoresist or metal, and shredding or tearing of the photoresist, due to the high shear forces present in previously known cutting and milling processes.
As previously discussed, the lapping and polishing method and apparatus of the present invention is well suited for the re-planarization of photoresist-metal layers needed for the fabrication of precision single level and multilevel microstructures. The present invention may also be employed, however, for the planarization and height reduction of preformed photoresist sheets which are used either for the formation of metal microstructures, or as photoresist structures having independent utility. The .reduced shear forces made possible by the lapping and , opolishing method and apparatus of the present invention maces it particularly well suited for the removal of :material from preformed photoresist sheets, because the risk of shredding or tearing the photoresist sheet, or of causing loss of adhesion between photoresist sheets or between photoresist sheets and substrates of other :materials, is minimized.

An exemplary microstructure fabrication process employing preformed photoresist sheets, in which the lapping and polishing method and apparatus of the present invention may be employed, is described with reference to .
Figs. 21-26. Referring to Fig. 21, a relatively thick (e.g., 1-3 mm) preformed photoresist sheet 100 is exposed -to X-rays 101 passed through an X-ray mask 102 having X-ray absorbers 103 thereon in patterns which result in regions 105 in the pre-formed sheet 100 which are sufficiently exposed to X-rays to be removed by developer, but with the regions 105 extending only part way through the thickness of the photoresist sheet 100. The photoresist sheet 100 is then exposed to a liquid developer which removes the exposed photoresist to form void regions 106, as shown in Fig. 22. Another photoresist sheet 108 is formed by a similar process to have void regions 109 therein. The two relatively thick photoresist sheets 100 and 108 are then bonded together at their exposed surfaces in a properly aligned manner so that the void regions 106 and 109 properly align with each other, as illustrated in Fig. 23.
The layer 10o may then be planarized using the lapping and polishing method and apparatus of the present invention to remove photoresist material from the layer 100 and reduce the layer 100 to a thickness wherein the regions 106 are fully exposed, as illustrated in Fig. 24. Use of the lapping and polishing method of the present invention to reduce the photoresist layer 100 allows the height of the layer 100 to be controlled within strict tolerances, produces a mirror-like surface on the photoresist layer 100, and may be accomplished with minimal risk of damage to the photoresist layer 100. As shown in Fig. 25, a further photoresist sheet 110, having open regions 111 thereon, may be formed on the two layers 100 and 108 in an entirely identical manner employing the lapping and polishing method of the present invention to reduce the height of the photoresist sheet 110. After the desired number of layers are formed in the laminate, the laminate may, if desired, then be bonded to a substrate 113 which has a surface 'WO 97/28925 PCTJUS97/01266 thereon appropriate for electrodeposition of a multilevel metal microstructure, as illustrated in Fig. 26. The now top layer photoresist sheet 108 may then be reduced in height using the lapping and polishing method of the present invention to reduce the thickness of the~sheet 108 - to a thickness which exposes the open regions 109, allowing electrodeposition of metal into all of the regions 109, :106, and 111. However, it should be understood that the :Laminate of layers 108, 100 and 110 of photoresist may itself have independent utility without being bonded to a substrate as a mold for electrodeposition. For example, the open regions 106, 109, and 211 may comprise multiple :Fluid channels to allow routing of liquids or gasses through the laminate for use in pressure sensors, alarm devices, hydraulic or pneumatic actuators, etc. Precise control of the size of the channels thus formed is achieved by the lapping and polishing method of the present invention which allows controlled reduction of the photoresist sheets of which the laminate is formed to the desired thicknesses. The smooth mirror-like surfaces achieved by the polishing method of the present invention also enhances the ability of multiple photoresist sheets to be securely adhered together by solvent bonding (using, e.g., a chemical composite of PMMA). Surface tension :Forces when using the solvent bonding technique are very :Large when the surfaces being bonded together are very smooth.
It is understood that the invention is not confined to the particular embodiments and exemplary applications set forth herein as illustrative, but embraces all such modified forms thereof as come within the scope of the following claims.
v== t~fd~;l~t,A a ~'(~a.i~:"trs~q~'

Claims (19)

What is claimed is:
1. A method for lapping a workpiece including a microstructure layer formed of photoresist or metal, comprising the steps of:
(a) furnishing a lapping machine with a lapping plate having a lapping surface made of a soft metal;
(b) conditioning the lapping plate to furnish the lapping plate surface with a rough ridged surface;
(c) conditioning the lapping plate by embedding diamonds from a diamond lapping slurry into the lapping surface;
(d) mounting the workpiece to be lapped onto the lapping plate; and (e) lapping the workpiece to remove material therefrom by rotating the lapping plate surface against the workpiece while periodically applying a diamond lapping slurry onto the lapping plate and placing a conditioning device on the lapping plate to continuously embed diamonds from the lapping slurry into the lapping surface.
2. The method of Claim 1 wherein the lapping plate is made of a copper composite material.
3. The method of Claim 1 wherein the surface of the lapping plate is concave at a center of the lapping plate with respect to an outer edge of the lapping plate.
4. The method of Claim 1 wherein the step of conditioning the lapping plate to furnish the lapping plate surface with ridges includes the step of using a diamond embedded conditioning ring placed on the lapping plate to provide a rough lapping surface finish.
5. The method of Claim 1 wherein the step of conditioning the lapping plate by embedding diamonds from a diamond slurry into the lapping plate includes the step of using a ceramic conditioning ring placed on the lapping plate ahead of a diamond slurry spray to embed the diamonds from the slurry into the lapping surface.
6. The method of Claim 1 wherein the workpiece is mounted onto the lapping plate using a vacuum hold down mounting fixture having a thickness monitoring gauge, and including the additional step of monitoring an amount of material removed from the workpiece using the thickness gauge during the step of lapping the workpiece.
7. The method of Claim 1 wherein the workpiece is mounted onto the lapping plate by mounting the workpiece on a mounting plate made of a material selected from the group of materials consisting of steel and glass, mounting glass support pieces on the mounting plate around the workpiece, and by placing weights on the mounting plate to provide contact pressure between the workpiece and the glass support pieces and the lapping plate surface.
8. The method of Claim 7 comprising the additional steps of periodically measuring a thickness of the glass support pieces during the lapping step and adjusting positions of the weights on the mounting plate to level the thicknesses of the glass support pieces.
9. The method of Claim 1 wherein the conditioning steps (b) and (c) are repeated periodically after the step of lapping the workpiece causes the ridges on the roughened polishing surface of the lapping plate to be worn down.
10. The method of Claim 1 wherein the workpiece includes a substrate upon which a layer including photoresist and metal microstructures has been applied.
11. The method of Claim 1 wherein the workpiece includes a pre-formed photoresist sheet which has been exposed in a pattern to radiation to render portions of the photoresist sheet removable using a developer.
12. The method of Claim 1 including the additional steps of removing the workpiece from the lapping plate, and finish polishing the workpiece using a polishing machine having a hard polishing plate covered by a polishing cloth which is saturated with a diamond slurry.
13. The method of Claim 1 wherein the diamond lapping slurry includes diamond particles having a size between approximately 0.5 and 30 micrometers in diameter.
14. A lapping apparatus for lapping a workpiece including a microstructure layer formed of photoresist or metal, comprising:
(a) a lapping machine with a lapping plate having a lapping surface made of a soft metal and wherein the lapping plate is conditioned such that the lapping plate surface has a rough ridged surface and such that diamonds from a diamond lapping slurry are embedded into the rough ridged surface;
(b) mounting means for mounting the workpiece to be lapped onto the lapping plate for lapping the workpiece;
(c) means for periodically applying a diamond lapping slurry onto a location on the lapping plate while lapping the workpiece to remove material therefrom; and (d) conditioning means for continuously embedding diamonds from the lapping slurry into the lapping surface while lapping the workpiece, the conditioning means placed on the lapping plate between the location on the lapping plate where the diamond lapping slurry is applied and the workpiece.
15. The lapping apparatus of Claim 14 wherein the lapping plate is made of a copper composite material.
16. The lapping apparatus of Claim 14 wherein the surface of the lapping plate is concave at a center of the lapping plate with respect to an outer edge of the lapping plate.
17. The lapping apparatus of Claim 14 wherein the mounting means includes a vacuum hold down mounting fixture having a thickness monitoring gauge for monitoring an amount of material removed from the workpiece during lapping of the workpiece.
18. The lapping apparatus of Claim 14 wherein the mounting means includes a mounting plate made of a material selected from the group of materials consisting of steel and glass upon which the workpiece is mounted along with glass support pieces of equal thickness mounted on the mounting plate around the workpiece, and weights on the mounting plate to provide contact pressure between the workpiece and the glass support pieces and the lapping plate surface.
19. The lapping apparatus of Claim 14 wherein the means for continuously embedding diamonds from the lapping slurry into the lapping plate polishing surface includes a ceramic conditioning ring placed on the lapping plate between a lapping slurry spray and the workpiece being lapped.
CA002245498A 1996-02-09 1997-01-28 Lapping and polishing method and apparatus for planarizing photoresist and metal microstructure layers Expired - Lifetime CA2245498C (en)

Applications Claiming Priority (3)

Application Number Priority Date Filing Date Title
US08/598,851 US5718618A (en) 1996-02-09 1996-02-09 Lapping and polishing method and apparatus for planarizing photoresist and metal microstructure layers
US08/598,851 1996-02-09
PCT/US1997/001266 WO1997028925A1 (en) 1996-02-09 1997-01-28 Lapping and polishing method and apparatus for planarizing photoresist and metal microstructure layers

Publications (2)

Publication Number Publication Date
CA2245498A1 CA2245498A1 (en) 1997-08-14
CA2245498C true CA2245498C (en) 2002-03-19

Family

ID=24397182

Family Applications (1)

Application Number Title Priority Date Filing Date
CA002245498A Expired - Lifetime CA2245498C (en) 1996-02-09 1997-01-28 Lapping and polishing method and apparatus for planarizing photoresist and metal microstructure layers

Country Status (6)

Country Link
US (1) US5718618A (en)
EP (1) EP0879115A4 (en)
JP (1) JP3749545B2 (en)
AU (1) AU1841797A (en)
CA (1) CA2245498C (en)
WO (1) WO1997028925A1 (en)

Families Citing this family (68)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US6413156B1 (en) * 1996-05-16 2002-07-02 Ebara Corporation Method and apparatus for polishing workpiece
JP2000315665A (en) 1999-04-29 2000-11-14 Ebara Corp Polishing method and polishing device
US5895583A (en) * 1996-11-20 1999-04-20 Northrop Grumman Corporation Method of preparing silicon carbide wafers for epitaxial growth
US5866281A (en) * 1996-11-27 1999-02-02 Wisconsin Alumni Research Foundation Alignment method for multi-level deep x-ray lithography utilizing alignment holes and posts
JP3269827B2 (en) * 1997-04-04 2002-04-02 ユニバーシティ・オブ・サザン・カリフォルニア Articles, methods and apparatus for electrochemical manufacturing
KR100269328B1 (en) * 1997-12-31 2000-10-16 윤종용 Method for forming conductive layer using atomic layer deposition process
JPH11302878A (en) * 1998-04-21 1999-11-02 Speedfam-Ipec Co Ltd Wafer planatarization method, wafer planatarization system and wafer
US5897426A (en) * 1998-04-24 1999-04-27 Applied Materials, Inc. Chemical mechanical polishing with multiple polishing pads
US6200901B1 (en) 1998-06-10 2001-03-13 Micron Technology, Inc. Polishing polymer surfaces on non-porous CMP pads
US6261158B1 (en) 1998-12-16 2001-07-17 Speedfam-Ipec Multi-step chemical mechanical polishing
US6287972B1 (en) * 1999-03-04 2001-09-11 Philips Semiconductor, Inc. System and method for residue entrapment utilizing a polish and sacrificial fill for semiconductor fabrication
US6358128B1 (en) 1999-03-05 2002-03-19 Ebara Corporation Polishing apparatus
US6354922B1 (en) 1999-08-20 2002-03-12 Ebara Corporation Polishing apparatus
US6387810B2 (en) * 1999-06-28 2002-05-14 International Business Machines Corporation Method for homogenizing device parameters through photoresist planarization
US6273796B1 (en) * 1999-09-01 2001-08-14 Micron Technology, Inc. Method and apparatus for planarizing a microelectronic substrate with a tilted planarizing surface
WO2001036341A2 (en) * 1999-11-17 2001-05-25 Schott Glas Method for microstructuring the form-giving surface of a form-giving tool for producing microstructures in glass or synthetic material and form-giving tool appurtenant thereto
US6315637B1 (en) * 2000-01-18 2001-11-13 Advanced Micro Devices, Inc. Photoresist removal using a polishing tool
US6517665B1 (en) * 2000-01-25 2003-02-11 Sandia National Laboratories Liga developer apparatus system
JP2001237208A (en) * 2000-02-24 2001-08-31 Ebara Corp Cleaning method of cleaning surface of polishing device and cleaning device
JP2001326201A (en) * 2000-05-16 2001-11-22 Ebara Corp Polishing device
US6752697B1 (en) * 2000-08-23 2004-06-22 Advanced Micro Devices, Inc. Apparatus and method for chemical mechanical polishing of a substrate
US6458263B1 (en) 2000-09-29 2002-10-01 Sandia National Laboratories Cantilevered multilevel LIGA devices and methods
US7090189B2 (en) 2001-01-17 2006-08-15 Sandia National Laboratories Compliant cantilevered micromold
US7410606B2 (en) * 2001-06-05 2008-08-12 Appleby Michael P Methods for manufacturing three-dimensional devices and devices created thereby
US7141812B2 (en) * 2002-06-05 2006-11-28 Mikro Systems, Inc. Devices, methods, and systems involving castings
US7785098B1 (en) 2001-06-05 2010-08-31 Mikro Systems, Inc. Systems for large area micro mechanical systems
US6455434B1 (en) 2001-10-23 2002-09-24 International Business Machines Corporation Prevention of slurry build-up within wafer topography during polishing
JP3750646B2 (en) * 2001-10-29 2006-03-01 住友電気工業株式会社 Method for producing metal microstructure
US7498714B2 (en) * 2003-09-24 2009-03-03 Microfabrica Inc. Multi-layer three-dimensional structures having features smaller than a minimum feature size associated with the formation of individual layers
US20050121411A1 (en) * 2002-10-29 2005-06-09 Microfabrica Inc. Medical devices and EFAB methods and apparatus for producing them
US7259640B2 (en) * 2001-12-03 2007-08-21 Microfabrica Miniature RF and microwave components and methods for fabricating such components
US8382423B1 (en) 2001-12-03 2013-02-26 Microfabrica Inc. Micro-scale and meso-scale hydraulically or pneumatically powered devices capable of rotational motion
US7674361B2 (en) 2003-09-24 2010-03-09 Microfabrica Inc. Micro-turbines, roller bearings, bushings, and design of hollow closed structures and fabrication methods for creating such structures
US9614266B2 (en) 2001-12-03 2017-04-04 Microfabrica Inc. Miniature RF and microwave components and methods for fabricating such components
US20080121343A1 (en) 2003-12-31 2008-05-29 Microfabrica Inc. Electrochemical Fabrication Methods Incorporating Dielectric Materials and/or Using Dielectric Substrates
US20050032375A1 (en) * 2003-05-07 2005-02-10 Microfabrica Inc. Methods for electrochemically fabricating structures using adhered masks, incorporating dielectric sheets, and/or seed layers that are partially removed via planarization
US20030221968A1 (en) * 2002-03-13 2003-12-04 Memgen Corporation Electrochemical fabrication method and apparatus for producing three-dimensional structures having improved surface finish
US20080050524A1 (en) 2006-04-07 2008-02-28 Microfabrica Inc. Methods of Forming Three-Dimensional Structures Having Reduced Stress and/or Curvature
WO2003095712A2 (en) * 2002-05-07 2003-11-20 University Of Southern California Method of and apparatus for forming three-dimensional structures integral with semiconductor based circuitry
AU2003228974A1 (en) * 2002-05-07 2003-11-11 Memgen Corporation Method of and apparatus for forming three-dimensional structures
US6733368B1 (en) 2003-02-10 2004-05-11 Seh America, Inc. Method for lapping a wafer
US10297421B1 (en) * 2003-05-07 2019-05-21 Microfabrica Inc. Plasma etching of dielectric sacrificial material from reentrant multi-layer metal structures
TWI297045B (en) * 2003-05-07 2008-05-21 Microfabrica Inc Methods and apparatus for forming multi-layer structures using adhered masks
US20050016464A1 (en) * 2003-07-24 2005-01-27 General Electric Company Methods and fixtures for facilitating handling of thin films
WO2005065430A2 (en) * 2003-12-31 2005-07-21 Microfabrica Inc. Electrochemical fabrication methods for producing multilayer structures including the use of diamond machining in the planarization of deposits of material
US20090020433A1 (en) * 2003-12-31 2009-01-22 Microfabrica Inc. Electrochemical Fabrication Methods for Producing Multilayer Structures Including the use of Diamond Machining in the Planarization of Deposits of Material
US20070090722A1 (en) * 2004-03-11 2007-04-26 Jong-I Mou Micro parallel kinematic mechanism design and fabrication
US7504337B2 (en) * 2007-03-23 2009-03-17 International Business Machines Corporation IC chip uniform delayering methods
US8078309B1 (en) 2008-03-31 2011-12-13 The United States Of America As Represented By The Administrator Of The National Aeronautics And Space Administration Method to create arbitrary sidewall geometries in 3-dimensions using liga with a stochastic optimization framework
WO2009137685A2 (en) * 2008-05-07 2009-11-12 Zygo Corporation Configuring of lapping and polishing machines
US9451977B2 (en) 2008-06-23 2016-09-27 Microfabrica Inc. MEMS micro debrider devices and methods of tissue removal
US8414607B1 (en) 2008-06-23 2013-04-09 Microfabrica Inc. Miniature shredding tool for use in medical applications and methods for making
WO2010151251A1 (en) 2008-06-23 2010-12-29 Microfabrica Inc. Miniature shredding tool for use in medical applications and methods for making
US8795278B2 (en) 2008-06-23 2014-08-05 Microfabrica Inc. Selective tissue removal tool for use in medical applications and methods for making and using
US9814484B2 (en) 2012-11-29 2017-11-14 Microfabrica Inc. Micro debrider devices and methods of tissue removal
US10939934B2 (en) 2008-06-23 2021-03-09 Microfabrica Inc. Miniature shredding tools for use in medical applications, methods for making, and procedures for using
EP2559534B1 (en) 2008-09-26 2023-10-25 Raytheon Technologies Corporation Composition and method for casting manufacturing
EP2182096A1 (en) * 2008-10-28 2010-05-05 Nivarox-FAR S.A. Heterogeneous LIGA method
TWI367821B (en) * 2008-11-14 2012-07-11 Au Optronics Corp Mold and method for manufacturing the same
US8511960B1 (en) 2008-12-31 2013-08-20 Microfabrica Inc. Microscale and millimeter scale devices including threaded elements, methods for designing, and methods for making
US9441661B2 (en) 2008-12-31 2016-09-13 Microfabrica Inc. Microscale and millimeter scale devices including threaded elements, methods for designing, and methods for making
US20120191121A1 (en) 2009-08-18 2012-07-26 Chen Richard T Concentric cutting devices for use in minimally invasive medical procedures
WO2013025352A1 (en) * 2011-08-18 2013-02-21 Apple Inc. Anodization and plating surface treatments
US8813824B2 (en) 2011-12-06 2014-08-26 Mikro Systems, Inc. Systems, devices, and/or methods for producing holes
US9683305B2 (en) 2011-12-20 2017-06-20 Apple Inc. Metal surface and process for treating a metal surface
DE102013206613B4 (en) * 2013-04-12 2018-03-08 Siltronic Ag Method for polishing semiconductor wafers by means of simultaneous two-sided polishing
EP3022064A4 (en) 2013-07-16 2017-06-07 Microfabrica Inc. Counterfeiting deterent and security devices systems and methods
CN109154090B (en) 2016-05-26 2021-08-06 卡勒拉公司 Anode assembly, contact strip, electrochemical cell, and methods of use and manufacture thereof

Family Cites Families (10)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
FR2118337A5 (en) * 1970-12-17 1972-07-28 Wentzky Alfred Kg
US4879258A (en) * 1988-08-31 1989-11-07 Texas Instruments Incorporated Integrated circuit planarization by mechanical polishing
EP0560902A1 (en) * 1990-12-04 1993-09-22 United Technologies Corporation Composite monolithic lap and a method of making the same
US5189777A (en) * 1990-12-07 1993-03-02 Wisconsin Alumni Research Foundation Method of producing micromachined differential pressure transducers
US5206983A (en) * 1991-06-24 1993-05-04 Wisconsin Alumni Research Foundation Method of manufacturing micromechanical devices
US5190637A (en) * 1992-04-24 1993-03-02 Wisconsin Alumni Research Foundation Formation of microstructures by multiple level deep X-ray lithography with sacrificial metal layers
US5216843A (en) * 1992-09-24 1993-06-08 Intel Corporation Polishing pad conditioning apparatus for wafer planarization process
US5378583A (en) * 1992-12-22 1995-01-03 Wisconsin Alumni Research Foundation Formation of microstructures using a preformed photoresist sheet
JP3036348B2 (en) * 1994-03-23 2000-04-24 三菱マテリアル株式会社 Truing device for wafer polishing pad
US5547417A (en) * 1994-03-21 1996-08-20 Intel Corporation Method and apparatus for conditioning a semiconductor polishing pad

Also Published As

Publication number Publication date
EP0879115A4 (en) 1999-08-04
US5718618A (en) 1998-02-17
AU1841797A (en) 1997-08-28
CA2245498A1 (en) 1997-08-14
EP0879115A1 (en) 1998-11-25
JP2000507161A (en) 2000-06-13
JP3749545B2 (en) 2006-03-01
WO1997028925A1 (en) 1997-08-14

Similar Documents

Publication Publication Date Title
CA2245498C (en) Lapping and polishing method and apparatus for planarizing photoresist and metal microstructure layers
JP3249233B2 (en) Formation of microstructure by multilevel deep X-ray lithography with sacrificial metal layer
CA2286326C (en) Article, method, and apparatus for electrochemical fabrication
US5908719A (en) Radiation mask adapted to be aligned with a photoresist layer and method of making the same
TW491755B (en) Polishing pad having an advantageous micro-texture and methods relating thereto
JP3366405B2 (en) Fabrication of ultra-compact structures using preformed photoresist sheets
US20010014409A1 (en) Article, method, and apparatus for electrochemical fabrication
WO2000074896A1 (en) Method of modifying a surface of a structured wafer
WO2002049082A2 (en) Process of shaping a semiconductor substrate and/or a lithographic mask
JP7198801B2 (en) Abrasive article with conformable coating and abrasive system therewith
JP2006142474A (en) Method for manufacturing polishing pad, and polishing pad
Ghigo et al. Ion-beam polishing of electroless nickel masters for x-ray replication optics
AU779161B2 (en) Article, method, and apparatus for electrochemical fabrication

Legal Events

Date Code Title Description
EEER Examination request
MKEX Expiry

Effective date: 20170130