CA2598584A1 - Apparatus and method for identifying asynchronous data in redundant data stores and for re-synchronizing same - Google Patents

Abstract

A computer readable medium includes executable instruction to compare databases. The executable instructions are configured to identify when a segment of a first database is conditionally out of synchronization with a corresponding segment of a second database to establish a conditionally out of synchronization state at a first time. Executable instructions allow a latency period after the first time in which changes are made to the first database and the second database. Executable instructions also determine after the latency period whether the segment of the first database is in synchronization with the corresponding segment of the second database. Executable instructions also populate a resynchronization table, which is used by a replication mechanism to bring asynchronous rows into synchronization.

Description

APPARATUS AND METHOD FOR IDENTIFYING ASYNCHRONOUS DATA
IN REDUNDANT DATA STORES AND FOR RE-SYNCHRONIZING SAME
BRIEF DESCRIPTION OF THE INVENTION
[0001] This invention relates generally to electronic data storage. More particularly, this invention relates to a technique for identifying asynchronous data in two different computer network locations that are supposed to maintain identical data. Further, the invention relates to re-synchronizing identified asynchronous data.

BACKGROUND OF THE INVENTION

[0002] Many enteiprises store the same electronic data in more than one location. Reasons for this include improving the security and availability of this information in the event of computer outage, malfunction or disaster, as well as the ability for multiple entities and applications to manage the same information independently. As a consequence, when data changes in one data source it often needs to be copied to one or more secondary data sources, through a variety of possible mechanisms, including data replication. There are a number of challenges associated with data replication. For example, it is iinportant to be able to iridependently verify that a replication mechanism is accurate. That is, it is important to confrm that data that should be copied from one location to another is indeed copied. When data sources are out of synchronization (i.e., asynchronous), it is important to re-synchronize them as efficiently as possible. These comparison and re-synchronization activities need to be performed in the context of the following constraints: high activity/rate of change in the data source, a dynamic environment in which there is no opportunity to turn off the application or database to perform a static comparison, and geographic separation accompanied by limited bandwidth between data sources.

[0003] In view of the foregoing, it would be highly desirable to provide an improved technique for data comparison and re-synchronization operations.

SUMMARY OF THE INVENTION

[0004] The invention includes a computer readable medium with executable instruction to compare databases. The executable instructions are configured to identify when a segment of a first database is conditionally out of synchronization with a corresponding segment of a 1.

second database to establish a conditionally out of synchronization state at a first time.
Executable instructions allow a latency period after the first time in which changes are made to the first database and the second database. Executable instructions also determine after the latency period whether the segment of the first database is in synchronization with the corresponding segment of the second database.

[0005] The invention provides an efficient mechanism for comparing structurally similar or dissimilar tables over connections that support limited bandwidth and/or where the volume of data transported over the connection is very large. The invention facilitates the processing of segments or subsets of databases over time. The invention also efficiently accommodates "in flight" table data by using a latency period to confirm an asynchronous state.

[0006] The invention provides an enteiprise infrastructure software platform to enable data movement, data management, and data integration at high speeds, high voluznes, and across diverse environments. The invention is successfully used in connection with banking, financial services, healthcare, cable, teleplzone, public sector, and aerospace industries.

BRIEF DESCRIPTION OF THE FIGURES

[0007] The invention is more'fully appreciated in connection with the following detailed description taken in conjunction with the accompanying drawings, in which:

[0008] FIGURE 1 illustrates a network implementing an embodiment of the invention.

[0009] FIGURE 2 illustrates processing operations associated with an embodiment of the invention.
Like reference numerals refer to corresponding parts throughout the several views of the drawings.

DETAILED DESCRIPTION OF THE INVENTION

[0010] Figure 1 illustrates a computer network 100 configured in accordance with an embodiment of the invention. The network 100 includes a first computer 102, a second computer 104, and a third computer 106. The computers 102, 104, and 106 are linked by a transmission medium 108, which may be any wired or wireless network.

[0011] Computer 104 includes standard computer components, including a network connection circuit 110 and a central processing unit 112 connected by a bus 114. Also connected to the bus 114 is a memory. The memory stores a first database (DB1) 118. Also stored in the memory 116 is a hash module 120, which is configured as a set of executable instructions to perform a hash operation on a segment of the database 118, as discussed 2.

further below. The hash module 120 produces hash data 122. The hash module 120 conveys the hash data 122 to computer 102.

[0012] Computer 106 also includes standard computer components, including a network connection circuit 130 and a central processing unit 132 connected by a bus 134. Memory 136 stores a second database (DB2) 138. Memory 136 also stores an executable hash module 140, wlzich produces hash data 142 from a segment of data in the second database 138. The segment of data in the second database 138 corresponds to the segment of data in the first database 118, which was processed to produce the first set of hash data 122.
The hash module 140 includes executable instructions to convey the second hash data 142 to the computer 102. Thus, the computer 102 receives the results of the first hash operation performed on computer 104 and the results of the second hash operation performed on computer 106. Since corresponding portions of the first database 118 and the second database 138 were processed, the hash data should correspond if the contents of the two database segments are identical. If the segments are different, then it is very likely that the hashes will be different. Observe that the transmission of hash data significantly reduces network traffic and otherwise facilitates an expeditious technique for comparing database contents.

[0013] Computer 102 includes standard components of a central processing unit 150, a network connection circuit 152, and a system bus 154. The computer 102 also has a memory 156, which stores executable programs configured to implement operations of the invention.
In one embodiment of the invention, the ineinory 156 stores a conditional synchronization check module 158. This module 158 compares the first hash data 122 to the second hash data 142. If the hash data is not equivalent, then a conditionally out of synchronization state exists. The conditional synchronization check module 158 then creates a pause to allow for a latency period following the identification of the conditionally out of synchronization state.
The latency period allows the databases to potentially synchronize through existing synchronization mechanisms. After the latency period, the hash modules 120 and 140 supply hash data 122 and 142 to the computer 102 and the synchronization re-check module 160 is invoked. This module 160 compares the most recently received hash data 122 and 142. If the hash values are identical, then the databases are no longer considered to be conditionally out of synchronization. On the other hand, if the hash results are inconsistent, then the databases are considered to be out of synchronization. At this point, the synchronization re-check module 160 loads information about the database segments into an out-of-synchronization queue 162. A re-synchronization module 164 then performs various 3.

processing operations to establish synchronization between the databases, details of which are discussed below.

[0014] Figure 2 illustrates processing operations associated with an embodiment of the invention. The first processing operation of Figure 2 is to determine whether the databases are conditionally out-of-synchronization 200. As previously discussed, the conditional synchronization check module 158 may be used to implement this operation. If the databases are not out of synchronization, processing returns to block 200. If the databases are conditionally out of synchronization, a pause or latency period is invoked 202. Afterwards, it is detennined whether the databases are still out of synchronization (block 204). If not, then processing returns to block 200. If so, then information regarding the database segments is loaded into an out of synchronization queue 206. The synchronization re-check module 160 may perform these operations. The re-synchronization module 164 may then be invoked to re-synchronize the contents within the out of synchronization queue 208.

[0015] Many variations of the processing of Figure 2 may be utilized in accordance with embodiments of the invention. For example, if processing is being performed on a row-by-row basis, one will initially determine at block 200 if there are more database segments or rows in the database. If so, a determination is made to see if the database segment is out of synchronization. If so, then pause 202. If a lack of synchronization persists 204, the segment is loaded into the queue 206. At this point, the next row is fetched and processing returns to block 200.

[0016] Primary operations associated with an embodiment of the invention have been described. Attention now turns to more detailed discussions of various embodiments of the invention. It should be appreciated that all descriptions of the invention are for the purpose of disclosing the nature of the invention and therefore should not be interpreted as limiting the invention to the particular embodiment disclosed. For example, the network configuration of Figure 1 is exeinplary. The databases and executable modules may be distributed in any number of ways in a networked environment. It is the operations of the invention that are significant, not where those operations are performed.

[0017] The techniques of the invention are applicable to a variety of data storage mechanisms. However, by way of example, the invention is disclosed in the context of databases. That is, the invention is disclosed in the context of techniques used to compare and synchronize rows within tables, and tables within databases. The terms rows, tables and databases are used to describe general methods for storing related information. A common example of a database is a relational database. The invention is also applicable to other types 4.

of databases, such as a hierarchical database (e.g. IBM IMS) or a key-based database (e.g., HP Enscribe). With these types of databases, rows are often referred to as records, and columns as fields.

[0018] In addition, a table might also be thought of as an eXtendable Markup Language (XML) document or even a section within an XML document or siinilar "semi-structured"
data that offers a consistent way of delineating "rows", "columns" and "tables". This could also include spreadsheets and other document and file types. A table can also be thought of as a logical union of related data or subset of data, such as an SQL view.

[0019] Tables 1 and 2 are examples of database tables respectively specifying products and orders.

PRODUCT Table (columns are Product Number, Product Name, Number of Wheels) Product Product Name Number of Number Wheels Row 1 100 Car 4 Row 2 200 Boat 0 Row 3 1300 Truck 18 Table 1 ORDER Table (columns are Order Number, Product Number, Price) Order Number Product Price Number Row l 1 100 20000 Row 2 1 200 15000 Row 3 2 200 9000 Row 4 5 100 30000 Table 2 [0020] A "unique key" (UK) in each table is a set of columns within the table used to uniquely identify each row within the table. For example, in the PRODUCT
table, Product Number is a unique key because it never repeats in the table. In the ORDER
table, Order Number is not unique because it repeats (the value 1 appears twice). However, a combination of Order Number and Product Number constitutes a unique key (there are no repetitions in (1,100), (1,200), (2,200), (5,100)).

5.

[0021] An access method provides a way of retrieving data from tables within a database.
Retrieval options include methods for retrieving all rows from the database, specific rows based on key, specific columns and coinputations on row and column subsets.
Example access methods include SQL, ODBC, ISAM, Oracle OCI, stored procedures and inany others. Access methods can also be thought of as a way to retrieve data from documents that have some of the same characteristics as databases (such as XML documents and spreadsheets).

[0022] As used herein, the terms source and target are used to describe the direction of data flow of redundant data from one database to another or one table to another.
Often this is a predefined one-way flow. For example, if replication is being used to move data fiom database PRIMARY to database BACKUP, database PRIMARY and tables within it are considered to be a "source" and BACKUP and tables within it are considered to be the "target".

[0023] In addition, the data flow between source and target may be specified in other ways, such as:
- a specific subset of rows (as defined by a unique key) is designated the "source" in TABLEI and the "target" in TABLE2, while another subset of rows is designated the "source" in TABLE2 and the "target" in TABLE1 - either table can modify any row, and that row is then copied to the other system [0024] Table comparison involves two tables. Two tables are synchronized (i.e., "in sync") if the following conditions are true:
- all rows in one table can be found in the other table, as identified by a unique key (corresponding rows) - all columns within each row match all columns in the corresponding row in the other table [0025] This definition covers tables that have the same structure and row contents. Consider the following tables.

6.

PRODUCTI Table Product Product Name Number of Number Wheels Row 1 100 Car 4 Row 2 200 Boat 0 Row 3 300 Truck 18 Row 4 400 Bicycle 2 Table 3 PRODUCT2 Table Product Product Name Number of Number Wheels Row 1 100 Car 4 Row 2 150 Motorcycle 2 Row 3 200 Boat 0 Row 4 300 Truck 6 Table 4 [0026] In this example, the two tables are out of synchronization (synch):
1. Rows 1 and 2 in PRODUCTI match Rows 1 and 3 in PRODUCT2 (the unique key Product Number matches in each, and the other columns matcli as well) 2. There is no corresponding entry for Row 4 in PRODUCTI inside PRODUCT2, so that row is out-of-sync (Product Number 400 cannot be found in PRODUCT2) 3. There is no corresponding entry for Row 2 of PRODUCT2 inside PRODUCTI
(Product Nuinber 150 not found) - that row is out of sync 4. Product Number 300 if found in both tables (PRODUCTI Row 3, PRODUCT2 Row 4) - but the Number of Wheels is different - that row is out of sync [0027] Attention now turns to some examples of "similarly structured" or "overlapping"
tables. Even though data is not exactly the same in these types of tables, selected data (colunuls and/or rows) flows between the tables to ensure that overlapping data is kept in sync appropriately.

7.

[0028] Consider the following example, which relates to the case of overlapping columns. In this example, some columns are the same, while some are different.

PROD Table Product Product Name Number of In Stock Number Wheels Row 1 100 Car 4 Yes Row 2 200 Boat 0 Yes Table 5 PRODUCT Table Product Product Name Description Wheel Count Number Row 1 100 Car Land Vehicle 4 Row 2 200 Boat Good for Water 0 Table 6 [0029] In this example, the two tables are not exactly the same, but could be considered in sync, because "overlapping" columns are in sync (Product Number and Number of Wheels/Wheel Count). In these types of cases, which columns are overlapping is defined by the users of the tables, rather than in the obvious case above where everything is exactly the same.

[0030] Now consider overlapping rows. Overlapping row sets can be considered in sync.
BASEBALL TEAMS Table Team Name Region Wins Row 1 Giants WEST 82 Row 2 Yankees EAST 75 Row 3 Dodgers WEST 63 Row 4 Red Sox EAST 74 Table 7 8.

WEST TEAMS Table Team Name Wins Team Type Row 1 Giants 82 Baseball Row 2 Dodgers 60 Baseball Row 3 Lakers 20 Basketball Table 8 [0031] In this case, a subset of teams in the BASEBALL TEAMS table (rows where region is "WEST") is compared with the rows in the WEST_TEAMS table where the team type is "Baseball". In this exainple, only one row would be out-of-sync ((Dodgers, 63), (Dodgers, 60)). Rows 2 and 4 are excluded from the row set returned for BASEBALL TEAMS
because corresponding row information is not expected in the WEST TEAMS table.
Similarly, row 3 in WEST TEAMS is not expected to have an entry in the BASEBALL TEAMS table because it is a basketball team. In addition, a subset of columns is used (Region is not part of WEST TEAMS, and Team Type is not part of BASEBALL TEAMS). Note that combinations of overlapping columns and overlapping rows could be compared as well.

[0032] Consider now a mapped data case. The following example illustrates different data values that mean the same thing. As data flows from one system to another, this is known as "Data Mapping". To extend the above example, the NATIONAL LEAGUE Table might look like this:

Team Name Wins Short Region Row 1 Giants 82 W
Row 2 Dodgers 60 W
Table 9 In this case, the Region in ALL TEAMS is equivalent to Short Region in NATIONAL LEAGUE even though the precise values are different.

[0033] The invention may be used in connection with heterogeneous data stores.
Heterogeneous data stores may store the exact same inforination differently.
For example:

9.

ORACLE_ORDER Table Order ID Order Date Row 1 00100 04AUG2004 Row 2 00200 10NOV2003 Table 10 SYBASE_ORDER Table Order ID Order Date Row 1 100.00 2004-08-04 Row 2 200.00 2003-11-10 Table 11 [0034] In each of these tables, the value of the data is actually the same, but represented differently.

[0035] One aspect of the invention is to compare tables using a row hash teclulique.
Consider the situation where the table data to be compared resides in database 1(DB1) and database 2 (DB2). A Coinpare Client (CC) process (e.g., implemented as the conditional synchronization check module 158) establishes connectivity to two Host Server (HS) processes (e.g., on computers 104 and 106), one for each table to compare. One Host Server process is used to retrieve table data for each table to be compared. For maximum efficiency, the connection between the HS and DB is usually on the same system or over a very high-speed network, because potentially high amounts of data are flowing between each HS and DB.

[0036] The HS processes and CC process may be located anywhere in a network (including on the same systems as each other, some on the same system, or all on different systems). It is also possible that the CC and HS components on one of the systems run in the same process (as different threads or in the same thread).

[0037] Each HS process then retrieves each row from its corresponding table, sorted in unique key order. Each row retrieved consists of one or more columns of data (as defined by the database itself or via user-supplied metadata). Row retrieval is accomplished in a variety of ways depending on the type of database and the access methods it provides (examples include SQL, ODBC, Oracle OCI, ISAM, etc:).

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[0038] The HS then "packs" the following data for each row into a memory buffer. That is, the HS packs all columns that make up a unique key for the row and the HS also packs a "row hash" of the remaining columns in the row.

[0039] A hash is defined here as a numerical computation over a set of bytes that is always the same for that given set of bytes (in a particular order), but that has a very low probability of being the saine for a different set of bytes (for example, the set of bytes "AB" is considered different than any of the sets of bytes "123", "BA", "ABC"). In this case, the set of bytes is the data for each column, where each column is converted into a standard format for the data type of the column. The hash is used to reduce the amount of data that needs to be transferred in order for a comparison of two rows to take place.

[0040] One example of a hash computation is a cyclical redundancy check (CRC).
For example, a 32 bit CRC could be computed over 500 bytes of row data, reducing the amount of data to be transferred for that row from 500 bytes to 4 bytes. In such a scenario, 4 bytes for each row could be compared to determine whether two rows are in sync, rather than 500 bytes. This effectively shrinks the total amount of data to transfer dramatically, and proportionally enlarges the amount of data that can be compared over a given network in a given time period.

[0041] In addition, the HS packs the individual row inforination - unique keys plus hashes -into larger blocks of rows, which are in turn compressed and transferred in larger messages over the network, back to the CC. Compression techniques include widely available algoritluns such as the Ziv/Lempel algorithm, among others. Coinpression and blocking of small rows into larger messages also has the effect of reducing the amount of data that needs to be transferred over the network significantly, and proportionally enlarges the capacity of data to compare.

[0042] As it receives compressed row hash blocks, the CC decompresses the blocks and de-blocks the messages into individual rows. The CC may perform all communications and de-blocking activity for each HS process in a separate processing thread to maximize parallelism and throughput of the compare (getting multiple processors to work on comparison tasks at the same time). Rows are sorted in unique key order from both DB 1 and DB2.

[0043] The row coinparison thread within the CC then compares rows from table 1 with rows in table 2. Table 1 is designated as the "source table" (ST) and table 2 is designated the "target table" (TT). The comparison proceeds as follows:
- out-of-sync rows are accumulated, in order, to a "maybe out of sync queue"
(MOOSQ) 11.

o the keys and hashes for the rows compared are stored o a timestamp of when the comparison was performed is stored o the MOOSQ can be a memory queue, a file, or equivalent mechanism for storing row comparison data as rows are found out of sync - initially, a row from both ST and TT is retrieved - the comparison then performs the following loop until no more rows are available from either ST or TT
o current row is designated row(ST) or row(TT) o next row (following current) is next row(ST) or next row(TT) o unique key of current row is key(ST) or key(TT) o hash of current row is hash(ST) or hash(TT) o if key(ST) is less than key(TT) or no more rows are available from TT
~ queue row(ST) as a "missing insert" operation into MOOSQ (see below) - this means that to bring tables in sync, the row(ST) must be inserted into TT
~ row(ST) becomes next row(ST) o if key(ST) is greater than key(TT) or no more rows are available from ST
~ queue row(TT) as a "missing delete" operation into MOOSQ - to bring tables in sync, row(TT) must be deleted ~ row(TT) becomes next row(TT) o if key(ST) is equal to key(TT) ~ if hash(ST) is different then hash(TT) = queue row(ST) as a "missing update" operation into MOOSQ -to bring tables in sync, row(ST) inust replace row(TT) ~ if hash(ST) is equal to hash(TT) = nothing to do, rows are in sync ~ in both cases, row(ST) becomes next row(ST) and row(TT) becomes next row(TT) [0044] After the comparison, the MOOSQ holds the keys to all rows that were found to be out of sync. Each of these keys can then be used to select the full row image from the database, to produce a list of rows that are out-of-sync.

[0045] Consider the following example, which relies upon the Source Table (ST) of Table 12 and the Target Table (TT) of Table 13.

12.

Source Table (ST) Product Product Name Number of Row Hash Number Wheels Row 1 100 Car 4 12345678 Row 2 200 Boat 0 63482133 Row 3 300 Truck 18 34747426 Row 4 400 Bicycle 2 98765342 Row 5 500 Helicopter 3 98878972 Table 12 Target Table (TT) Product Product Name Number of Row Hash Number Wheels Row 1 100 Car 4 12345678 Row 2 150 Motorcycle 2 23823283 Row 3 200 Boat 0 63482133 Row 4 300 Truck 6 49347234 Row 5 500 Plane 3 23823932 Table 13 Comparison Steps Source Row Target Row Source Target Row Operation Type Key Key Row Hash Hash 1 100 100 12345678 12345678 equal 2 200 150 63482133 23823283 missing delete 3 200 200 63482133 63482133 equal 4 300 300 34747426 49347234 missing update 400 500 98765342 23823932 missing insert 6 500 500 98878972 23823932 missing update 7 no more no more (done) Table 14 13.

MOOSQ Contents after Comparison Source Target Source Target Operation Type Coinpare Timestamp Row Key Row Key Row Hash Row Hash 1 150 63482133 23823283 missing delete 2004-05-04 08:33:32 2 300 300 34747426 49347234 missing update 2004-05-04 08:34:10 3 400 98765342 missing insert 2004-05-04 08:37:58 4 500 500 98878972 23823932 missing update 2004-05-04 08:39:00 Table 15 [0046] The above row hash technique can be applied to the overlapping table scenarios described earlier, including:
- overlapping columns case - overlapping rows case - mapped data case - heterogeneous data stores [0047] In the overlapping columns and mapped data cases, the user of the system supplies the overlapping column list, which acts as a comparison filter. As another alternative, the column list could also be derived automatically from an index used on the table, or a view on the table. Each column in the overlapping column list has the same information in each table (for in-sync rows), and limits the row hash calculation to those columns only, filtering out the columns that are different.

[0048] Consider the Overlapping Coluinns Case described earlier. The overlapping columns list would be the following:

Source Table Coluinn Target Table Coluinn (PROD) (PRODUCT) 1 Product Number Product Number 2 Product Name Product Name 3 Number of Wheels Wheel Count Table 16 [0049] Note that even though Number of Wheels and Wheel Count have different names, they represent the same inforination. In addition, In Stock has been omitted from the PROD
table list because it does not overlap with any colunm in PRODUCT, and Description is 14.

oinitted from the PRODUCT table list because it does not have an overlapping column in PROD.

[0050] In the overlapping rows case, the user of the system applies a filter definition to the row set returned for comparison. This could be an SQL statement WHERE clause, an identifier specifying the name of a physical or logical partition within the table, or other type of mechanism used to retrieve and present specific subsets of rows from the tables in the comparison.

[0051] Using the Overlapping Rows Example presented earlier, the following filters would be applied:

- on the BASEBALL TEAMS table, only select rows where Region is equal to "WEST"

- on the WEST TEAMS table, only select rows where Team Type is equal to Baseball [0052] In addition, only the Team Naine and Wins columns overlap. The resulting row sets to compare would be:

BASEBALL TEAMS Table Team Name Wins Row 1 Giants 82 Row 3 Dodgers 63 Table 17 (rows 2 and 4 filtered out because Region not equal to "WEST", Region column filtered because it does not overlap) WEST_TEAMS Table Team Name Wins Row 1 Giants 82 Row 2 Dodgers 60 Table 18 15.

(row 3 filtered out because Team Type does not equal "Baseball", Team Type column filtered out because it does not overlap) [0053] With Heterogeneous Data Stores, each column must be converted to a standard represeiitation for its basic "type" before perfortning the hash calculation.
Otherwise, column data that means the same thing but is represented differently will result in unequal hash values for corresponding rows.

[0054] In the exainple provided earlier, numbers and dates are converted to a standard format. Standard formats can vary widely, but need to be defined for the following data types minimally:
- numbers - dates - character columns that have trailing spaces [0055] As long as the staizdard selected is consistently applied for both tables, and therefore that data is represented consistently for both tables, accurate hash calculation and comparison can take place.

[0056] One exainple format for number representation is the following:
- truncate leading zeros - truncate trailing zeros to the right of the decimal point [0057] An example format for date representation is:
- 4 digit year, followed by 2 digit month, followed by 2 digit day of month (YYYYMMDD) [0058] Using the Heterogeneous Data Stores example, data is standardized for both ORACLE ORDER and SYBASE ORDER tables as follows.

Order ID Order Date Row 1 100 20040804 Row 2 200 20031110 Table 19 [0059] In some cases, tables with large numbers of rows spread over a number of disk drives (partitioned tables) can be processed more quickly if the comparison process is broken into 16.

multiple pieces, each one of which focuses on one or more table partitions.
This can be done by creating multiple logical comparisons for a partitioned table, each of which is responsible for a given range of data. This method is similar to the Overlapping Rows case, where a filter is used for each comparison. For example:

Source Table (ST):

Last Nan1e Partition 1 "A" - "M"
Partition 2 "N" - "Z"
Table 20 Target Table (TT):

Last Naine Partition 1 "A" - "G"
Partition 2 "H" - "R"
Partition 3 "S" - "Z"
Table 21 [0060] The comparison on this table could be broken up into two comparisons:

- comparison 1: select rows from both ST and TT where last name is between "A"and GGMDD

- comparison 2: select rows from both ST and TT where last name is between "N"and GLr%D7 If the "split comparisons" are run at the same time, retrieval of row ranges "A" - "M" and "N" - "Z" can occur in parallel, because they access different disk drives.
Note that the partitions don't have to be identical in order to implement a split comparison.
10061] The row hash technique illustrates an efficient method for determining out-of-sync rows. However, if the row hash technique is applied while the underlying tables are changing, it can produce inconclusive results. This is due to the fact that underlying row values change wliile a comparison takes place, and therefore, the comparison can identify rows as out of sync that actually became in sync during the comparison; any underlying replication mechanism used to keep tables in sync may introduce a delay (latency) between 17.

the time at which a source row changes and the time when that change is applied at the target table.

[0062] One technique associated with the invention is used to complement the row hash technique and produce accurate results in changing environments. This is known as "Confirm Out of Sync" Processing (COOS), which may be implemented with the synchronization re-check module 160. The goal of this processing is to reveal the rows that reinain out of sync after a period of time, in any of the following formats (but not limited to these):

- a report to be reviewed by the user - a queue or file (confirm out of sync queue, or COOSQ) that contains a list of out of sync and possibly out of sync rows that can be processed by another mechanism, such as a program to resynchronize the tables on a row-by-row basis o the COOSQ can also be used as input to another COOS process to see which rows remain out of sync after another period of time or after a resynchronization step is applied [0063] In one embodiment of the invention, there are three possible statuses for rows processed in the COOS step:

-"persistently out of sync" -means that the row has not been updated since the row hash coinparison took place, and therefore can be assumed to be out of sync - "in flight" - means that the target row that was out of sync in the row hash step has since been updated, and therefore that work has been perfonned on this row by replication or other mechanism, but it has not been confirmed that the rows were in sync - "in sync" - means that the source row was applied to the target via the replication mechanism [0064] Note that even a status of "in sync" does not guarantee that the rows are currently in sync, if the underlying tables are continuously changing. But it does indicate that replication or other associated processing to keep rows in sync is working.

[0065] COOS processing assumes:
- that there is another active mechanism for keeping rows in sync (for example, database replication) - known generically as a "replication mechanism"

18.

- that there is a high probability for the replication mechanism to apply application of a change in one table to the other table within a certain window of time (known as "replication latency") o this latency can be determined programmatically by reviewing latency statistics from the replication mechanism, or manually by a user in the absence of such a mechanisin [0066] In one embodiment, COOS Processing works as follows:
- while there are MOOSQ records left to process o get the next record from the MOOSQ
o if out of sync operation type (optype) is ~ "missing delete"

= use key(TT) to select the full row(TT) from TT

= if row(TT) is not found, then status becomes "in sync", otherwise, row(TT) is "persistently out of sync"
= "missing insert"

= use key(ST) to select the full row(TT) from TT

= if row(TT) is not found, then status becomes "persistently out of sync"

= if row(TT) is found, compute hash(TT) o if hash(TT) is the same as hash(ST), then status becomes "in sync"
o if hash(TT) is different than hash(ST), then status becomes "in flight"
~ "missing update"

= compute hash(TT) = if hash(ST) is equal to hash(TT), then status becomes "in sync"
= if hash(ST) is not equal to hash(TT) o compare the old hash(TT) with new hash(TT) ~ if the same, then status becomes "persistently out of sync"
~ if different, then status becomes "in flight" (if the hash changed, it means that the target row value changed, and that the database replication 19.

mechanism if any has updated the row and is likely working, but it has not been confirmed that the data is the same) o for rows that are persistently out of sync, and optionally in flight ~ COOS can use key(TT) to lookup all corresponding colunms values for row(TT), and key(ST) to lookup all corresponding column values for row(ST) = only the key and hash were available in the MOOSQ, and therefore, to see the whole row image this is a necessary step = lookup is done using standard database access methods such as SQL SELECT...WHERE

[0067] At this point, the COOSQ and/or COOS report contains or displays the contents of all rows that are persisteiltly out of sync, and if desired, those rows that are in fliglit.
[0068] Note that the COOS processing can occur simultaneously witll the row hash or other initial comparison technique, as long as the COOS processing waits to perform each row confirmation step until after replication latency has expired. For example, if replication latency is 60 seconds, and the initial colnpare revealed an out of sync row at 9:30, then the confirmation step for that row is not performed until 9:31 (even if the initial comparison for all rows in the table is not complete until 9:33).
[0069] Consider the following example. Expected latency is set by the user to be 60 seconds.
MOOSQ Contents after Row Hash Comparison Source Row Target Row Source Target Row Operation Type Time Key Key Row Hash Hash 1 150 63482133 23823283 missing delete 08:33:32 2 300 300 34747426 49347234 missing update 08:34:10 3 400 98765342 missing insert 08:37:58 4 500 500 98878972 23823932 missing update 08:39:00 Table 22 20.

Replication Activity Source Row Target Row Source Target Row Activity Time Key Key Row Hash Hash 1 150 23823283 a plied delete 08:33:50 2 300 300 34747426 34747426 applied update 08:34:20 3 500 500 98878972 66554443 applied update 08:34:20 Table 23 COOS Activity Source Target Time Operation Result New Status Row Row Key Key 1 150 08:34:33 lookup TT Record not found in sync key=150 2 300 300 08:35:11 lookup TT Record found, new hash(TT) equals in sync key=300 hash(ST) 3 400 08:38:59 lookup TT Record not found persisently key=400 out of sync 4 500 500 08:40:01 lookup TT Record found, new hash(TT) not equal in flight key=500 to hash(ST), but new hash(TT) not equal to old hash(TT) Table 24 Description of COOS Activity - retrieve MOOSQ record 1 o wait until current time (8:33:33) is greater than compare time plus latency (8:33:32 + 60) to allow replication a chance to apply operation o uses target row key value of 150 to perfonn a7ookup into the target table o does not find the target record, so assumes delete has been applied o marks the operation as now "in sync"
- retrieve MOOSQ record 2 o wait until current time (8:35:11) is greater than compare time plus latency (8:34:10 + 60) to allow replication a cllance to apply operation o uses target row key value of 300 to perform a lookup into the target table o finds the target record; computes a row hash (new hash) on the target table 21.

o compares the hash of the source row with the new hash of the target row, they are the same o marks the operation as now "in sync"
- retrieve MOOSQ record 3 o wait until current time (8:38:59) is greater than compare time plus latency (8:38:58 + 60) to allow replication a chance to apply operation o uses source row key value of 400 to perform a lookup into the target table o does not find the target record, so assumes missing insert has not been applied o marks the operation as "persistently out of sync"
- retrieve MOOSQ record 4 o wait until current time (8:40:01) is greater than compare time plus latency (8:39:00 + 60) to allow replication a chance to apply operation o uses target row key value of 500 to perform a lookup into the target table o finds the target record; computes a row hash (new hash) on the target table o compares the hash of the source row with the new hash of the target row, they are different, but since the new hash has changed in the target row since the initial compare, the row must have changed since the initial compare, and so the operation is marked as "in flight"

[0070] As described, the COOS Processing technique can be performed using the MOOSQ
output from the Row Hash technique as input. COOS Processing uses the row keys, hashes and related information produced by the Row Hash technique to determine which rows are possibly out of sync, and to then use that infonnation to lookup the detailed row data after probable replication latency has expired.
[0071] However, COOS Processing is not limited to Row Hash technique input.
COOS
Processing can be applied to any input in which the key of the out of sync data is supplied, for those rows that are only found in the source table (missing insert) or the target table (missing delete). For those rows that are in both tables, but that have different values in non-key columns, the data for the non-key columns does not have to be a row hash -it can be anything that represents the value of those coluinns, including the column values themselves.
As long as the data is represented consistently on source and target, this is sufficient for the confirmation processing to take place.

22.

[0072] In an alternative embodiment of the invention, tables are compared using a batch hash technique. In one embodiment, the batch hash technique is broken into two phases for descriptive purposes (although they may be run simultaneously):
1. Bad Batch Determination 2. Row Detail Fetch and Compare Once these phases are completed, a MOOSQ holds the "maybe out of sync" row set (as with the Row Hash technique). From there, the confirm out of sync (COOS) step described earlier can be run to determine the row set that remains persistently out of sync, even while the underlying databases continue to change.
[0073] Bad Batch Determination may be implemented as follows. As with the Row Hash technique, Host Server processes retrieve rows from the source and target tables. The column data for each row is standardized after selection to allow for heterogeneous cases, as illustrated earlier. In addition, features enabling overlapping rows and columns apply equally to the Batch Hash technique - specific row and column subsets can be selected from each table.
[0074] The aim of this technique is to reduce network traffic even further than the Row Hash.
In a batch hash, the flow of data occurs as follows. Rows retrieved from the source and target tables (ideally in parallel) are loaded into row read buffers in each HS
process:
- rows are retrieved from the source table in unique key order, as with the Row Hash technique - ideally, row retrieval from source and target tables will occur in parallel in HS 1 (e.g., DB1 118) and HS2 (e.g., DB2 138) [0075] Using the retrieved rows, HS1 subsequently builds and sends batches of row information to HS2:
- a fixed number N is chosen for the "source batch size" (for example, 10 rows) - the first N rows in the row read buffers on HS1 are packed into a "batch row record", in the following manner:
o the beginning key column values (row 1) o the ending key column values (row N) o a hash, computed over all columns (or selected coluinns) in the N rows, using the hash techniques illustrated in the row hash technique (for example, a CRC) - the batch row record is queued into a batch hash block - this is repeated for rows N + 1 through 2N, 2N + 1 through 3N, and so on 23.

o the last batch is a special case, and the final source batch row record has an ending key value denoted as "end of file"
- whenever the batch hash block is full, or when local row read buffers are at or near full, the batch hash block is sent to the HS2 process o fullness should be configurable and is typically optimized to achieve the maximum throughput of data on a network, or when row reading buffers are at or near full o the blocks may be compressed for further efficiency [0076] HS2 reads and compares the batch row records with its own rows (from the target table):
- HS2 reads the row data for the target table in unique key order - each batch row record is de-blocked from the incoming message from HS 1 - for each batch row record coming from HS 1:
o HS2 determines the boundaries of the batch row comparison, i.e. the set of rows in HS2 that need to be matched with the source batch row record ~ the beginning row of the target batch row record is the first available row from the target table (TT) ~ the ending row of the target batch row record is the row with a key less than or equal to the last row of the source batch row record ~ HS2 also computes a hash over all rows in its set of rows o HS2 then compares the hash of the source batch row record with the hash of the target batch row record o if they are different, the batch is declared "bad" - this means that at least one row in the underlying row set is out of sync, and perhaps more; a bad batch record is then created, which consists of:
~ the "lesser" of the keys that begin the source and target batcll row records - the begin bad batch value ~ the "greater" of the keys that end the source and target batch row records - the end bad batch value (note that this must always be the same as the ending key values of source batch row record) ~ if the source batch row record indicates "end of file" as the ending key value, the target batch row record must also indicate "end of file" as its ending key value 24.

o the bad batch record is sent (or buffered for sending) to the CC process [0077] The CC process in turn writes the bad batch record into the Maybe Out of Sync queue (MOOSQ). The MOOSQ holds the boundaries for batches that are out of sync. This means that at least one row per batch was out of sync, and perhaps more.
[0078] At this point, a second step occurs to determine the exact row set that is out of sync.
This step is known as "row detail fetch". This step can be performed after determining all bad batches or during that process. Deternlining the rows that are out-of-sync after determining each bad batch follows much of the saine logic as the row hash technique. The processing occurs as follows:
- bad batches are retrieved by the CC
- the CC requests the underlying row detail (each row's coluinns) from both the source (HS1) and the target (HS2) - each HS process formulates a query to return each row that is in the range of the bad batch record; for example, if a bad batch record has a beginning record with key 'B' and ending record with key 'E', then anything between those key values (inclusive) will be returned (for example, B,C,D,E) o alternatively, if the same HS processes are used in both the batch retrieval step and the row detail fetch step, the HS process can cache the detailed row data during batch retrieval, anticipating that the detail might be required - the rows are returned to the CC
- the CC compares each row, as in the row hash step, and if the rows don't match, the CC outputs the bad row values to the MOOSQ
[0079] At that point, the MOOSQ contains the rows that "maybe out-of-sync" (as in the row hash technique). From there, if the underlying tables are being updated continuously, the technique for "Evaluating Out-of-Sync Conditions for Continuously Changing Tables" can be applied after a period of configurable latency, as described earlier.
[0080] The Batch Row technique is more fully appreciated in connection with the following example. Consider:

Batch Size = 3 Blocking = 1 bad batch record (for simplicity) Source Table (ST) Contents 25.

Key Other Batch Batch row record Comments Values # contents C 3 1 A,C,Hash(1,2,3) End of batch 1 (count = batch size) G 6 2 D,G,Hash(4,5,6) End of batch 2 (count = batch size) H 7 3 H,EOF,Hash(7) End of batch 3 = EOF

Table 25 Target Table (TT) Contents Key Other Batch Batch row record Comments Values # contents A 1 1 <= end key of source batch 1(C) C 3 1 A,C,Hash(1,3) <= end key of source batch 1 - mismatched batch row records (Hash(1,2,3) not equal to Hash(1,3) - output to BBQ
D 4 2 > end key of source batch 1, <= end key of source batch 2 (G) F 5 2 <= end key of source batch 2 (G) G 6 2 D,G,Hash(4,5,6) <= end key of source batch 2 (G) - matched batch row records (Hash(4,5,6) in both source, target) - good batch (throw out) H 7 3 > end key of source batch 2, <= end key of source batch 3 (EOF) I 8 3 H,EOF,Hash(7,8) <= end key of source batch 3 (EOF) -mismatched batch row records (Hash(7) not equal to Hash(7,8) - output to BBQ

Table 26 [0081] HS 1 extracts the first 3 records from ST - keys = A,B,C - and computes the hash over those three records. The batch row record contains:
- begin key columns value - A
- end key columns value - C
- hash (1,2,3) 26.

[0082] HS 1 sends the batch row record to HS2. HS2 performs the following processing:
- reads the first row from TT (key=A) and compares it to the end key value (C) of the bad batch row from HS2 - since it is less or equal to end key C, the row is included in the current batch for the target - reads the second row from TT (key = C) - also includes this row, since it is less than or equal to end key C

- reads the third row from TT (key = D) - saves this for the next batch coinparison - computes the hash over records A, C - and this is different than the source batch row record hash (hash(1,3)), because a row is missing in the target batch that existed in the source (key = B) - the batch row record containing A, C is output to the Bad Batch Queue (BBQ) [0083] HS1 then builds the next batch record from the next 3 rows in ST:
- begin key = D
- end key = G
- hash (4,5,6) [0084] HS I sends the batch row record to HS2. HS2 perforins the following processing:
- uses the remaining row from TT that didn't make it into the prior batch (key = D) - accumulates rows until it finds one greater than the end key from the source batch record (key = H); includes every row up to and including G in the target batch row record - computes the target row hash - hash(4,5,6) - which matches the source batch row record hash, and determines that this batch is "good"

[0085] HS 1 builds and sends the last batch to HS2. The batch contains the following:
- begin key = H
- end key = EQF
- hash (7) [0086] HS2 includes all remaining rows in its batch row record calculations, because the end key from the source batch row record is EOF. These records don't match because the target batch row hash is hash (7,8). This record is put into the BBQ.

27.

[0087] In the row detail fetch step, each bad batch record is retrieved from the BBQ by the CC. The CC retrieves the row detail for the implied row set bounded by begin and end key values, from each of HS 1 and HS2. Once rows have been retrieved, they are compared in the order retrieved.

Comparison Processing Bad Batch Source Target Result Record Values Row Row (begin key, end Detail Detail key) A,C A,1 A,1 Equal B,2 C,3 Missing Insert (B < C) - output B,2 to MOOSQ
C,3 C,3 Equal H,EOF H,7 H,7 Equal EOF 1,8 Missing Delete - output 1,8 to MOOSQ
EOF EOF Done Table 27 [0088] The MOOSQ at this point contains the rows that maybe out of sync. A
subsequent comparison can be performed after a period of latency, as described subsequent to the row hash above, to identify the rows that remain out of sync (and were not brought into sync by replication or a similar mechanism).
[0089] The compare techniques illustrate methods for identifying rows in two tables that should be in sync, but are not. These techniques also identify ways to do so when the underlying data is changing constantly.

[0090] Once two tables are identified as out-of-sync, it is a frequent requirement to bring them back into synchronization. This involves:
- deciding which rows should be synchronized (either on a row-by-row basis, using a data-driven rule, or all rows) - known as the "resync rowset"
- for each row in the resync rowset, deciding which table is the true source of change information (this may be on a row-by-row basis, a data-driven rule, or all rows flowing in one direction) - actually moving the change information from source to target, or triggering this movement, bringing individual rows into sync 28.

[0091] In one embodiment of the invention, an Out-of-Sync Queue (OOSQ) is used as input to the resynchronization process. The OOSQ provides at least the minimally necessary attributes, including each row key and operation type, for those rows that may possibly be resynchronized. Many different types of processes may generate the OOSQ, including the compare processes that generate the MOOSQ and COOSQ queues described above.
[0092] Determining the resync rowset and directional flow of data to synchronize is the first step in bringing tables back into sync. The final set of rows to resyne is known as the "Resync Queue" (RQ). This can take many forms, including files and queues, but contains the essential information needed to affect the resynchronization process for the necessary rows. The RQ and OOSQ can even be the same files. The RQ can also be thought of as a logical concept if the application of changes is made immediately upon determination of whether and how to apply each change.
[0093] Determining the contents of the Resync Queue can be done in the following ways.
Default action is one approach. During the comparison process, one table is designated as the source and the other table is the designated target. The default action is to flow every row in the resync rowset from the source to the target. Another approach is to present rows to the user for manual inspection and determination. In this method, the system presents data from the OOSQ described above to the user of the system. If the operation was a missing insert, the source row is displayed; for missing deletes, the target row is displayed, and for missing updates, both source and target rows are displayed, with one option being to highlight the out-of-sync columns for the user's attention.
[0094] As the user inspects each row, he can determine 1) whether to resynchronize that row and 2) in which direction to send the row (i.e. determine the "ti-ue" source).
Note that while a source and target for the comparison have been assumed, the manual inspection process can reverse this relationship on a case-by-case basis. The system stores these settings into the RQ
(which is possibly the OOSQ itself or a new file/memory queue) so that the row can be synchronized later. Alternatively, the system can execute these changes directly after the review is complete without storing the directional information.
[0095] Another method of determining whetller to apply the row, and in which direction, is using data-driven rules. In this scenario, the system provides a mechanism by which users can specify subsets of rows within the OOSQ to apply. There are many options for implementing a syntax that enables this function, or providing a user interface that prompts for this information.

29.

[0096] Consider the following example. When in sync, ALL CITIES_EAST and ALL CITIES WEST should have the same data. Assuine ALL CITIES EAST was designated the source table, and ALL CITIES WEST the target. Also assume that data on a given city always originates in the copy of the table for that region (for example, data on New York always originates in ALL CITIES EAST).

ALL CITIES_EAST Table (designated source table) City Region Weather 1 New York East Rain 2 Miami East Sunny 3 Chicago Central Windy Table 28 ALL CITIES WEST Table (designated target table) City Region Weather 1 Seattle West Rain 2 Philadelphia East Snow 3 Miami East Cloudy Table 29 OOSQ Contents and Desired Outcome City Region OOSQ Operation Desired Operation 1 New York East missing insert insert row into ALL CITIES WEST
2 Philadelphia East missing delete delete row from ALL CITIES WEST
3 Miami East missing update replace row in ALL CITIES WEST
4 Seattle West missing delete insert row into ALL CITIES EAST
Chicago Central missing insert do nothing Table 30 [0097] Note that in all cases except #4 and #5 of Table 30, data is flowing in the direction from the designated source to target. However, in case #4, since Seattle is in the West region, 30.

that data should be inserted into ALL CITIES EAST, rather than having the row deleted from ALL CITIES WEST. Case #5 is used to illustrate a case where one might not want to apply data in either direction. Therefore, an automatic rule for determining directional data flow might be as follows:
- for each record in the OOSQ
o if Region is East, direction of change is from ALL CITIES EAST to ALL_CITIES_WEST
o if Region is West, direction of change is from ALL CITIES WEST to ALL_CITIES EAST
o if Region is Other, do ilot apply change in either direction [0098] The systeln can enable rules that involve Boolean logic on a combination of the table data, operation type, compare timestamp and other information, enabling or disabling resynchronization for row sets and determining the directional flow of those rows. A more sophisticated rule example:
- if Region is East, and OOSQ Operation is not missing delete, or city is New York, then apply change to ALL CITIES WEST

1. Combination of Rule Based and Manual Review Techniques [0099] The system can also provide the option of extending the rules specification capabilities to enable manual inspection and determination for rows that are not determined by the rules themselves. Using the above exainple, a rale might specify:
- for each record in the OOSQ
o if Region is East, direction of change is from ALL CITIES EAST to ALL_CITIES_WEST
o if Region is West, direction of change is from ALL CITIES WEST to ALL_CITIES EAST
o if Region is Other, make a manual detennination [00100] Rows may also be resynchronized through a direct application techni.que.
In one embodiment, this technique involves the following:
- read the RQ for each intended change 31.

- using the column values, key information and operation type, update either the source or target table, using the native methods available for that database [00101] For SQL databases, this involves the following steps:
- for missing inserts, build the following syntax:
o insert into <table> (<columnl> [,<column2>...]) values (<column valuel> [, <column value2>...]) o example: insert into PRODUCT (Name, Price) values ('CAR', 32000) - for missing updates, build the following syntax:
o update <table> set <columnl> = <column valuel> [,<coluinn2>= <column value2>] where <key columnl> = <key columnl value> [and <key column2>
= <key column2 value>
o example: update PRODUCT set Price = 32000 where Name ='CAR' - for missing deletes, build the following syntax:
o delete from <table> where <key columnl> =<key columnl value> [and <key column2> = <key column2 value>
o example: delete from PRODUCT Nanie ='CAR' <column 1>...<columm n> is the list of columns in the table, whose values were available in the original comparison step. <column value 1>...<column value n> are the corresponding column values.

<key column 1>...<key column n> is the list of columns that coinprise the unique key used in the comparison. <key value 1>...<key value n> are the corresponding values.

[0100] In one embodiment, rows are resynchronized by:
- build the SQL statement syntax - send the SQL statement to the database's SQL executor - commit each operation either independently or as part of a larger group of operations [0101] Other databases support similar functionality to SQL for deleting, inserting aiid updating particular rows. These include various ISAM methods and different database APIs.
The same general methods for applying row changes apply for these types of tables. Methods 32.

for setting particular columns or fields and updating these types of databases are commonly known and available.
[0102] In inany common environments and architectures, two databases are kept closely in sync at any given time using database replication methods. In these types of scenarios, when a row change is applied at the data source, it is typically applied by the replication inecllanism at the target after some delay (ranging from milliseconds to days).
[0103] Data applied this way presents challenges for a resynchronization mechanism.
Consider the following set of events.

Time Event Source Key, Target Key, Column Value Column Value 1 rows in sync 100, CAR 100, CAR
2 source row update 100, TRUCK 100, CAR
3 compare detects 100, TRUCK 100, CAR
inissing update condition 4 target row updated by 100, TRUCK 100, TRUCK
replication source row update 100, PLANE 100, TRUCK
6 target row update by 100, PLANE 100, PLANE
replication 7 resync applies old 100, PLANE 100, TRUCK
source row values Table 31 [0104] In this example, the comparison process correctly detects an out-of sync condition at time 3 (replication has not yet applied the change from CAR to TRUCK to the target row).
At time 4, the update on the source row at time 2 is finally applied to the target. Subsequent activity updates the source row values (time 5), and replication applies the new (correct) version of the data at time 6.
[0105] However, at time 7, the resynchronization step applies an outdated change to the target, erroneously overwriting the newest version of the record with an older version. This ensures data inaccuracy in the target row, at least until the next comparison and resynchronization take place, or until the row is updated and replicated again without intervening comparison and resync activities.
[0106] One aspect of the invention ensures an orderly change application in a replication environment. Because database replication can cause intervening updates of new information to a given row, the system needs to coordinate resync activities in order to prevent anomalies.
33.

The essential mechanism for accomplishing this is to cause the replication system to detect and apply the change itself.
[0107] Replication mechanisms typically detect operations in the order they are performed on the source database, and apply those changes in the same order at the target database. This guarantees that the target row will (eventually, after replication latency is accounted for), contain accurate information.

[0108] One mechanism to enable orderly application of changes is a source row update technique. Such a technique may be implemented as follows:
- get the key for the row that is out of sync from the RQ
- using the key value, update all columns in the row to themselves - this triggers the database to log the current row values into the database transaction log or a similar mechanism (such as a change log maintained by triggers) - subsequently the replication system reads and interprets the change event, and replicates the change into the target database [0109] Consider the following example:

Time Event Source Key, Target Key, Column Value Column Value 1 rows in sync 100, CAR 100, CAR
2 source row update 100, TRUCK 100, CAR
3 compare detects missing 100, TRUCK 100, CAR
update condition 4 target row updated by 100, TRUCK 100, TRUCK
replication source row update 100, PLANE 100, TRUCK
6 resync updates source row 100, PLANE 100, TRUCK
to itself (causing the current row values to be logged) 7 replication detects the row 100, PLANE 100, PLANE
values in the log and applies them to the target Table 32 [0110] Note that, in contrast with the Direct Apply technique, here the accurate version of the row is applied, because replication found and applied the correct version of the row. Also note that the replication mechanism must have the following additional capabilities:

34.

- the resync event is always an update to the row (setting the values to themselves);
therefore, the replication mechanism must be able to detect whether or not the row actually exists at the target, and apply the row as an insert if it does not exist at the target [0111] One einbodiinent of the invention uses a source row marker technique.
This technique is used because the Source Row Update technique is limited in the following manner:
- missing delete records cannot be recreated by updating the source row -therefore another mechanism is required for creating and handling deletes - updates to rows can cause other unintended events to fire, such as database triggers - there is no easy way to delineate between what activity was caused by the resync mechanism, and that which was caused by the application - either at the source end or by replication at the target [0112] The Source Row Marker technique accounts for these limitations. This technique also works in conjunction with replication to guarantee that changes are applied in the proper order. The technique works as follows:
- get the key for the row that is out of sync (from the RQ) - if the operation type is a inissing insert or missing update o using the key value, select all of the coluinns from the source row, while locking that row (as an example, using SELECT FOR UPDATE or READ
WITH LOCK) o at a minimum, record the colunm values, along with the table name, and operation type into a RESYNC MARX-ER table - if the operation is a missing delete o using the key value, select all of the columns fiom the source row, while locking that row (as an exainple, using SELECT FOR UPDATE or READ
WITH LOCK) o if the row exists, do nothing o if the row does not exist, at a minimum, record the key column values, along with the table name, operation type or current time of day into a RESYNC MARK.ER table - commit the database transaction (either individually or in groups of resync operations) - unlock any rows selected or read with locks 35.

[0113] The invention may be implen7ented with a RESYNC MARKER table with the following characteristics:
- rows created within the table inust be logged to either the database transaction log or equivalent (the replication change data source) - the transaction log must be the same as the transaction log used by the underlying source table - it can store data for different table structures - it does not have to be the same structure as the underlying source table(s), as long as it can store the column values of the source table in some way, such as stringing them together into one large column [0114] Additional requirements for the replication inechanism:
- it must track changes made to the RESYNC IVIARKER table - it must know the purpose of the RESYNC MARKER table and interpret its contents differently than it does for other tables - i.e., it translates the contents of each RESYNC MARKER row (which is mostly likely a packing of multiple columns into a single column) into the appropriate source table format (unpacks the single column into the intended multiple coluinns) - it must be able to take the contents of each RESYNC MARKER row, and rebuild the corresponding row/column values and equivalent change records internally - it does not need to process delete rows in the RESYNC MARKER table [0115] After this processing occurs for a particular row, the replication mechanism can process the data as it would a normal change record for the underlying row.

[0116] Finally, because the RESYNC MARKER rows are only needed until replication has processed them, the replication mechaiiism can periodically delete no longer needed RESYNC MARKER rows on a periodic basis.

36.

Example:

Time Event Source Key, Target Key, Column Value Column Value 1 rows in sync 100, CAR 100, CAR
2 source row update 100, TRUCK 100, CAR
3 compare detects missing update 100, TRUCK 100, CAR
condition 4 target row updated by replication 100, TRUCK 100, TRUCK
source row update 100, PLANE 100, TRUCK
6 resync selects the current values of 100, PLANE 100, TRUCK
the source row (with lock), then creates a RESYNC_MARKER row with those values 7 resync commits and unlocks the 100, PLANE 100, TRUCK
RESYNC MARKER row 8 source row update 100, BOAT 100, TRUCK
9 resync marker row processed by 100, BOAT 100, PLANE
replication source row update processed by 100, BOAT 100, BOAT
replication Table 33 [0117] Note that in this example, the source row update at time 8 had to wait for the lock to be released for the source row read established at time 6 to ensure that the RESYNC MARKER row is recorded in the database log. This guarantees that steps, at times 9 and 10 will be performed in the correct order.
[0118] The foregoing discussion describes a technique in which a replication mechanism is used to facilitate both the ongoing synchronization of databases, as well as the resynchronization of those databases, in the event that a table comparison reveals out of sync rows. Assuming that the replication mechanism can also support synchronization for the heterogeneous and overlapping cases described earlier, and assuming that the mechanism supports the Source Row Marker technique above, the mechanism can also be used to synclironize heterogeneous tables and/or overlapping row/column sets. This is due to the fact that once a replication system has correctly interpreted the source row marker data, subsequent operations appear to the replication system as though they had originated in the underlying source table itself. Therefore, any heterogeneous and overlapping data 37.

differences that are already accornmodated by the replication mechanism are transparently extended to the combined resync/replication mechanism.
[0119] The replication mechanism can also be used to create an audit trail of changes for rows created by the resync process. This allows users of the resync mechanism to delineate between rows produced by resync, and rows produced by replication or external applications.
[0120] The following steps, performed by the replication mechanism, establish an audit record in the target database transaction log for a particular row:
- the RESYNC MARKER row is fetched - the row data is interpreted, and converted to resemble the underlying source row - the target row is updated - within the context of the same database transaction, a RESYNC APPLY MARKER
row is created in the target database (its only purpose is to identify the transaction as having been caused by resync activities) [0121] Once the record has been created in the target database transaction log, there are two ways for a user to access the data:
1. by looking at the RESYNC APPLY MARICER table itself;
2. by mining the transaction data from the target database transaction log;
because an operation on the RESYNC APPLY MARKER table appears in the transaction, it can be assumed that all otlier operations in the transaction must have been produced by resync activities [0122] The second step above also has the advantage of not requiring redundant storage for the column information, since it is contained in the transaction log records (by virtue of the application of that row into the target database).

[0123] An embodiment of the present invention relates to a computer storage product with a computer-readable medium having computer code thereon for performing various computer-implemented operations. The media and coinputer code may be those specially designed and constructed for the purposes of the present invention, or they may be of the kind well known and available to those having skill in the computer software arts. Examples of computer-readable media include, but are not limited to: magnetic media such as hard disks, floppy disks, and magnetic tape; optical media such as CD-ROMs and holographic devices;
magneto-optical media such as floptical disks; and hardware devices that are specially configured to store and execute program code, such as application-specific integrated circuits ("ASICs"), programmable logic devices ("PLDs") and ROM and RAM devices.
Examples of 38.

computer code include machine code, such as produced by a compiler, and files containing higher-level code that are executed by a computer using an interpreter. For example, an embodiment of the invention may be implemented using Java, C++, or other object-oriented programming language and development tools. Another embodiment of the invention may be implemented in hardwired circuitiy in place of, or in combination with, machine-executable software instructions.
[0124] The foregoing description, for purposes of explanation, used specific nomenclature to provide a thorougli understanding of the invention. However, it will be apparent to one skilled in the art that specific details are not required in order to practice the invention. Thus, the foregoing descriptions of specific embodiments of the invention are presented for purposes of illustration and description. They are not intended to be exhaustive or to limit the invention to the precise forms disclosed; obviously, many modifications and variations are possible in view of the above teachings. The embodiments were chosen and described in order to best explain the principles of the invention and its practical applications, they thereby enable others skilled in the art to best utilize the invention and various embodiments with various modifications as are suited to the particular use contemplated. It is intended that the following claims and their equivalents define the scope of the invention.
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Claims (21)

1. A computer readable medium including executable instructions to compare databases, comprising executable instructions to:
identify when a segment of a first database is conditionally out of synchronization with a corresponding segment of a second database to establish a conditionally out of synchronization state at a first time;
allow a latency period after said first time in which changes are made to said first database and said second database; and determine after said latency period whether said segment of said first database is in synchronization with said corresponding segment of said second database.

2. The computer readable medium of claim 1 wherein said executable instructions to identify include executable instructions to establish a common format for said segment of said first database and said corresponding segment of said second database.

3. The computer readable medium of claim 2 wherein said executable instructions to identify include executable instructions to establish a common format between said first database and said second database accounting for at least one of: overlapping columns, overlapping rows, mapped data, and heterogeneous data stores.

4. The computer readable medium of claim 1 wherein said executable instructions to identify include executable instructions to identify key data and non-key data, wherein said executable instructions include executable instructions to perform a hash on said non-key data to create hash data.

5. The computer readable medium of claim 4 wherein said executable instructions to identify include executable instructions to augment said hash data with user-specified non-key data.

6. The computer readable medium of claim 4 further comprising executable instructions to compare key data from said first database to key data from said second database and hash 40.

data from said first database to hash data from said second database to identify said conditionally out of synchronization state.

7. The computer readable medium of claim 1 wherein said executable instructions to identify include executable instructions to establish whether said segment of said first database includes rows or columns that at least partially overlap with corresponding rows or columns of said corresponding segment of said second database.

8. The computer readable medium of claim 1 wherein said executable instructions to identify include executable instructions to compare sub-segments of said segment of said first database to corresponding sub-segments of said second database in parallel.

9. The computer readable medium of claim 1 wherein said executable instructions to identify include executable instructions to identify a batch of rows of said first database, compress said batch of rows, identify non-key data and key data including a begin key value and an end key value, perform a hash on said non-key data to create hash data, and to transmit said begin key value, said end key value and said hash data to a target.

10. The computer readable medium of claim 9 further comprising executable instructions to process said begin key value, said end key value and said hash data to identify a corresponding segment within said second database, and perform a hash of said corresponding segment to produce second hash data, and determine a bad batch when said hash data does not correspond to said second hash data

11. The computer readable medium of claim 10 further comprising executable instructions to use said begin key value and said end key value to identify within said first database and said second database the set of rows corresponding to said bad batch.

12. The computer readable medium of claim 11 further comprising executable instructions to compare individual rows of said set of rows to identify rows that are conditionally out of synchronization.

13. The computer readable medium of claim 1 further comprising, executable instructions to determine when said segment of said first database is not in synchronization with said 41.

corresponding segment of said second database, and executable instructions to re-synchronize said segment of said first database with said corresponding segment of said second database during dynamic operation of said first database and said second database.

14. The computer readable medium of claim 13 wherein re-synchronizing includes executable instructions to:

retrieve values from said segment of said first database;
lock said segment; and store said values in a marker table associated with said first database.

15. The computer readable medium of claim 14 further comprising executable instructions to:

use a replication mechanism to propagate said values from said marker table to said corresponding segment of said second database.

16. The computer readable medium of claim 15 further coinprising executable instructions to:

use said replication mechanism to sequence changes to said first database.

17. The computer readable medium of claim 13 wherein said executable instructions to re-synchronize include executable instructions to access an out-of-synchronization queue specifying information about out-of-synchronization database segments.

18. The computer readable medium of claim 17 wherein said executable instructions to re-synchronize include executable instructions to determine data directional flow.

19. The computer readable medium of claim 13 wherein said executable instructions to re-synchronize include executable instructions to re-synchronize through a direct application technique that relies upon native methods associated with either said first database or said second database.

20. The computer readable medium of claim 13 wherein said executable instructions to re-synchronize include executable instructions to re-synchronize using replication markers.
42.

21. The computer readable medium of claim 13 wherein said executable instructions to re-synchronize include executable instructions to re-synchronize using a source row update technique.

43.