|Publication number||US20020062344 A1|
|Application number||US 09/151,744|
|Publication date||May 23, 2002|
|Filing date||Sep 11, 1998|
|Priority date||Sep 11, 1998|
|Also published as||US6438612|
|Publication number||09151744, 151744, US 2002/0062344 A1, US 2002/062344 A1, US 20020062344 A1, US 20020062344A1, US 2002062344 A1, US 2002062344A1, US-A1-20020062344, US-A1-2002062344, US2002/0062344A1, US2002/062344A1, US20020062344 A1, US20020062344A1, US2002062344 A1, US2002062344A1|
|Inventors||Tatu Ylonen, Tero Kivinen|
|Original Assignee||Tatu Ylonen, Tero Kivinen|
|Export Citation||BiBTeX, EndNote, RefMan|
|Referenced by (62), Classifications (13), Legal Events (12)|
|External Links: USPTO, USPTO Assignment, Espacenet|
 The invention concerns generally the field of transmitting data in the form of packets between computers in a network. Especially the invention concerns the secure transmission of data packets in a network comprising so-called virtual routers.
 A network is an arbitrary aggregate of computer devices linked together through wire, cable, fibre and/or wireless connections for transmitting data in the form of packets. The computer devices in a network may be classified to hosts and routers. A host is a computer device in a network arranged to process packets destined to itself, whereas a router is arranged to process packets both to itself and packets destined to other computer devices of the network. Routers may further be sub-classified; some sub-classes are for example IP routers (Internet Protocol) and access routers. The present invention concerns generally the operation of routers, but it has implications also to the operation of other computer devices in a network.
 A simple router 100, illustrated in FIG. 1a, has a number of input lines 101, a number of output lines 102 (which may physically be the same as the input lines) and a routing processor 103 capable of taking the packets coming on the input lines and forwarding them to the correct output lines in accordance with some explicit or implicit information about the destination of the packets. In the usual case the router has previously stored routing tables that dictate the correct handling of packets. Explicit information above means that each packet contains information about how it should be processed, and implicit information means that from a certain context the router knows how to handle the packet. The router may have obtained the necessary implicit knowledge from some previous packets, or each packet may have a context identifier revealing the correct context.
 Recently, the concept of virtual routers has been introduced, as in FIG. 1b. A virtual router 110, 111 or 112 is a logical concept instead of a physical one. A single physical computing device 113 in a network may house a number of virtual routers that use the same hardware, i.e. the same physical input lines 114 and output lines 115 (which may again physically be the same as the input lines) and the same processor 116. Conceptually the virtual routers are separate entities, and a suitable multiple access scheme is applied to share the common physical resources between them. It is even possible to construct a virtual network where the connections between hosts go through virtual routers. Multiple virtual networks may rely on the same cabling and the same physical routers without having any knowledge of each other. This is a popular way of implementing virtual private networks or VPNs, each of which can serve for example as the backbone network connecting the branch offices of a large company together.
 Instead of a simple cable, two mutually communicating physical routers supporting virtual routers may also be connected by an arbitrarily complex network capable of transmitting data between its nodes. Such a network may contain intermediate routers that may or may not be aware of the multiple virtual networks going through them. There may be numerous physical (possibly routed) paths between any two nodes in the network. The paths may include wireline, cable, fibre and/or wireless segments.
 Virtual networks raise a problem in packet labeling, because in the known labeling schemes it is difficult to identify the virtual network to which the packet belongs. In FIG. 2a, a typical data packet 200 comprises a header 201, a payload or data portion 202 and possibly a checksum 203 (CRC; Cyclic Redundancy Check). The header 201 is arranged into fields that contain, among other information, a source address (not separately shown) identifying the sender of the packet and a destination address (not separately shown) identifying the intended recipient of the packet. As such, the packet can only traverse the logical network in which the addresses are valid, i.e. where the network addressing scheme enables the correct recognition of the sender and the intended recipient. It is possible to temporarily transmit the packet over a different logical network, but the packet must be suitably encapsulated and relabeled.
 The process of encapsulating data packets for transmission over a different logical network is called tunneling. Typically, in the case of the IP protocol, tunneling involves adding a new IP header in front of the original packet, setting the protocol field in the new header appropriately, and sending the packet to the desired destination (endpoint of the tunnel). Tunneling may also be implemented by modifying the original packet header fields or replacing them with a different header, as long as a sufficient amount of information about the original packet is saved in the process so that it will be possible to reconstruct the packet at the end of the tunnel into a form sufficiently similar to the original packet entering the tunnel. The exact amount of information that needs to be passed with the packet depends on the network protocols, and information may be passed either explicitly (as part of the tunnelled packet) or implicitly (by the context, as determined e.g. by previously transmitted packets or a context identifier in the tunneled packet).
 In the case of tunneling IP traffic between routers over a single network cable or an arbitrarily complex network, a packet is typically wrapped in an outer IP header. The outer source IP address is set to the IP address of the sending node, the outer destination IP address is set to the IP address of the endpoint of the tunnel, and the outer protocol identifier is set to identify the tunneling method. However, if the next router is a virtual router, this simple scheme is not necessarily applicable, because virtual routers typically do not have an IP address of their own. It is not practical to assign a separate IP address to each virtual router, because the number or virtual routers is expected to become very large (there may be hundreds of virtual routers in a single physical computing device) and the number of available IP addresses is limited. Extending the available IP address space by making the IP addresses longer is also not reasonable because it would require a protocol update in millions of computing stations around the world.
 Multi-protocol label switching MPLS (as discussed in the Internet Engineering Task Force IETF working groups) can be used to carry labels that identify the virtual network that the packets belong to. Alternatively, the L2TP protocol (also discussed in IETF working groups) can be used to tunnel PPP (point-to-point protocol) streams over networks, and can also be used to carry labeling information.
 Problems with virtual routers arise also in the context of security mechanisms introduced to enhance the security of data traffic in public networks. The IETF (Internet Engineering Task Force) has defined a set of rules for adding security to the IP protocol and collected them under the designation IPSEC or IP security protocol. IPSEC provides cryptographic authentication and confidentiality of traffic between two communicating network nodes. It can be used in both end-to-end mode, directly between the communicating nodes or hosts, or in tunnel mode between firewalls or routers. Asymmetric connections, where one end is a host and the other end is a firewall or router are also possible. The most important RFC standards published by the IETF and relating to IPSEC are RFC-1825 “Security Architecture for the Internet Protocol”, RFC-1826 “IP Authentication Header” and RFC-1827 IP Encapsulating Security Payload (ESP)”, all by R. Atkinson, NRL, August 1995, all of which are hereby incorporated by reference. RFC stands for Request For Comments, which is an IETF form of standards and recommendations. A complete overview of IPSEC is available to the public at the time of filing of, this patent application at the internet address www.tcm.hut.fi/Tutkimus/IPSEC/ipsec.html.
 IPSEC performs authentication and encryption on packet level by generating a new IP header, adding an Authentication Header (AH) or Encapsulating Security Payload (ESP) header in front of the packet. The original packet is cryptographically authenticated and optionally encrypted. The method used to authenticate and possibly encrypt a packet is identified by a security parameter index (SPI) value stored in the AH and ESP headers. The SPI is a 32-bit integer. Its value is usually pseudo-random, but negotiated and known to the two endpoints of the tunnel. The AH header is illustrated in FIG. 2b, where the column numbers correspond to bits. The fields of the known AH header are as follows: Next Header 211, Length 212, Reserved 213, Security Parameter Index 214 and Authentication Data 215. The length of the last field 215 is a variable number of 32-bit words.
 The Encapsulating Security Payload (ESP) may appear anywhere in an IP packet after the IP header and before the final transport-layer protocol. ESP consists of an unencrypted header followed by encrypted data. The encrypted data includes both the protected ESP header fields and the protected user data, which is either an entire IP datagram or an upper-layer protocol frame (e.g., TCP or UDP). A high-level diagram of an exemplary secure IP datagram is illustrated in FIG. 2c, where the fields are IP Header 221, optional other IP headers 222, ESP header 223 and encrypted data 224. FIG. 2c also illustrates the two parts of the ESP header, which are the 32-bit Security Association Identifier (SPI) 223 a and the Opaque Transform Data field 223 b, whose length is variable. No virtual router identifier is carried as part of the IPSEC protocol.
 It is an object of the present invention to present a method and an arrangement for enabling the identification of virtual networks and/or virtual routers in the course of tunneling data packets through a network. It is a further object of the invention that it is applicable in the course of secure tunneling of data between virtual routers irrespective of the actual method of implementing the packet authentication and/or encryption.
 The objects of the invention are achieved by connecting a destination virtual router identity to the security association governing the handling of packets, so that a separate security association is used to send packets to each virtual router at the physical computing device identified by a certain network address.
 It is characteristic to the method according to the invention that it comprises the steps of
 a) establishing a security association for the secure transmission of data packets between the transmitting computer device and the receiving computer device,
 b) identifying the transmitting virtual router and the receiving virtual router within said security association,
 c) in the transmitting computer device, using the identification of the transmitting virtual router within the security association in the selection of the security association for processing a data packet coming from the transmitting virtual router,
 d) in the receiving computer device, selecting the security association for processing a data packet coming from the transmitting computer device on the basis of values contained within the data packet, and
 e) in the receiving computer device, directing the data packet processed within the security association to the receiving virtual router on the basis of the identification of the receiving virtual router within the security association.
 The invention also applies to a method for transmitting data packets in a transmitting computer device, as well as to a method for receiving data packets in a receiving computer device. The transmitting method comprises the characteristic features a), b) and c) given above, and the receiving method comprises the characteristic features a), b), d) and e) given above.
 Additionally the invention applies to a networked computer device for securely processing transmittable data packets. As features characteristic to the invention it comprises
 a number of virtual routers,
 means for establishing a security association for the secure transmission of data packets between the computer device and some other networked computer device,
 means for identifying a certain virtual router to be used in association with an established security association, and
 means for associating a piece of information identifying said certain virtual router with said established security association.
 The invention relies on the concept of security association, which is a reserved term in the context of one specific protocol, but which can easily be generalised to cover all arrangements having similar features regardless of the actual protocol that is used. The specific protocol referred to above is the IKE or Internet Key Exchange protocol, which was previously known as the ISAKMP/Oakley, where the acronym ISAKMP comes from Internet Security Association Key Management Protocol. It defines a method for authenticating the communicating parties to each other, deriving a shared secret known only to the communicating parties, negotiating authentication and encryption methods to be used for the communication, and agreeing on a security parameter index (SPI) value and a set of selectors to be used for the communication. The IKE protocol will be published in the form of an RFC standard, but at the filing date of the present patent application it is already available to the public at the internet address ftp://ftp.nordu.net/internet-drafts/draft-ietf-ipsec-isakmp-oakley 08.txt which is hereby incorporated by reference.
 According to the IKE protocol, the result of a negotiation between the communicating parties is one or more security associations or SAs. A security association specifies a set of selectors that indicate which packets the SA should be applied to, the type of the transformation applied to protect the packets (e.g. AH or ESP), the SPI, the encryption and/or authentication methods to apply, and the tunneling method and tunnel destination. The invention adds at least one new selector to a security association: the virtual network identifier. In some embodiments of the invention there are at least two new selectors to be added to the security association: the source virtual router identifier and the destination virtual router identifier. Additional selectors may be added according to need. The added selector(s) may be represented explicitly (e.g. as integers identifying the virtual network) or implicitly (e.g. by the queues and memory addresses in which the packet is stored and the routing tables by which it is processed). Advantageously the added selector(s) do(es) not form part of the actual data packet, but represent(s) information associated with the packet within a computing system.
 The novel features which are considered as characteristic of the invention are set forth in particular in the appended Claims. The invention itself, however, both as to its construction and its method of operation, together with additional objects and advantages thereof, will be best understood from the following description of specific embodiments when read in connection with the accompanying drawings.
FIG. 1A depicts a known router,
FIG. 1B illustrates the known concept of virtual routers,
FIGS. 2a to 2 c illustrate some known aspects of data packets,
FIG. 3 illustrates the setup of a security association,
FIG. 4 is a schematic drawing of two communicating computer devices,
FIG. 5 illustrates the principle of an advantageous embodiment of the invention, and
FIGS. 6 and 7 illustrate some architectures applicable in the context of the invention.
FIGS. 1a to 2 c were discussed previously in the description of prior art, so in the following we will concentrate on FIGS. 3 to 7.
FIG. 3 illustrates a part of a network comprising a transmitting device 301, a receiving device 302 and a two-way connection 303 for transmitting data packets between the two.
 The invention does not limit the type of the devices 301 and 302; they may basically be hosts, routers, firewalls or other computer devices connected to the network, and they may be both of the same type or they may be of different types. However, because the invention concerns specifically the tunneling of packets in a network containing virtual routers, we must assume that at least one of the devices 301 and 302 is a virtual router. For the sake of example we will assume in the following that they are both virtual routers. The invention does not require that the two-way connection 303 is a simple cable connection. It may be even a complex network comprising a large number of intermediate routers and a variety of wireline, cable, fibre or wireless connection segments.
 For the invention to be applicable we will assume that some arbitrary protocol exists for setting up a context for securely tunneling data packets from the transmitting device 301 through the connection 303 to the receiving device 302. As an example we will consider the IKE and IPSEC protocols mentioned previously. Setting up said context will then correspond to having a negotiation between the two devices, during which negotiation they will first authenticate themselves to each other and thereafter agree upon a shared secret, an authentication and/or encryption method to be used for the communication and on a security parameter index (SPI) value. The results of the negotiation will be locally stored at both devices, which is illustrated in FIG. 3 with the schematic memory blocks 304 and 305. There are also architectures where the results of the negotiation will be stored on a separate processor or in a separate central management station.
 The negotiation will additionally result in a set of selectors to be used for the communication. The selectors typically specify which packets between the two communicating nodes should go into the tunnel. The IPSEC protocol specifies the following set of selectors: destination IP address, source IP address, protocol, source port number, destination port number, and user name. These selectors are also seen in memory blocks 304 and 305.
 According to the present invention, at least one additional selector is agreed upon during the negotiation between the devices 301 and 302. A first advantageous embodiment of the invention is based on identifying each virtual network by a Virtual Network Identifier or VNI. Each physical computer device that comprises virtual routers will associate the VNI with one of its virtual routers. To identify a particular virtual router one would then need to know the network address(es) of the physical computer device and the virtual network identifier. In this first embodiment of the invention it suffices to add into the list of agreed selectors a VNI selector 306.
 According to a second advantageous embodiment of the invention each physical computer device that comprises virtual routers will individually assign an unambiguous identifier to each of its virtual routers. Here “individually” means that a first physical computer device may assign a identifier XX to one of its virtual routers and a second computer device may assign a different identifier YY to one of its virtual routers even if the virtual routers XX and YY take part in the same virtual network. Naturally the identifiers for the virtual routers are also allowed to be the same (XX=YY). In this alternative identification scheme identifying a particular virtual router is equal to knowing, in addition to the network address(es) of the physical computer device, the virtual router identifier or VRI given internally within said physical computer device. Because both virtual routers 301 and 302 may have a different VRI, in this second embodiment of the invention it is most advantageous to add into the list of agreed selectors a source VRI selector 307 and a destination VRI selector 308.
 The first and second embodiments of the invention described above both have their tradeoffs for configuration, management, and implementation. The choice between them may be affected by engineering decisions, standards, and other factors.
 It is important to notice that even if the VNI or VRI is a property of every packet transmitted through a physical router implementing virtual routers, the invention does not require it to be a part of the actual data packet like e.g. destination addresses. It may be a piece of information conceptually associated with the packet within a computing system but not stored as part of the packet, approximately in a same way as user names.
 Using the language of the IKE and IPSEC protocols, the result of the negotiation between the devices 301 and 302 is a security association (or a well-defined group of security associations). Because the VNI or VRI are selectors resembling the other selectors agreed upon during the setup of the security association, they may be represented explicitly (e.g. as an integer identifying the virtual network) or implicitly (e.g. by the queues and memory addresses in which the packet is stored and the routing tables by which it is processed).
 In the previous discussion we have assumed that the security association is set up through an automatic negotiation between the communicating devices. In such case the invention requires the definition of at least one new selector within the protocol governing the automatic negotiation. The value for the new selector(s) will then be supplied during the negotiation just as for any other selectors, although their supplying will potentially require a straightforward extension of the existing standards; however, the technical implementation of such an extension is well within the capabilities of a person skilled in the art. It is also possible to configure the security association manually through operator action. Both the automatic negotiation and the manual configuration are processes known as such to the person skilled in the art. Regardless of the configuration method a typical value for the new selector(s) is an integer encoded as octets.
FIG. 4 is a slightly more detailed view of a transmitting device 401, a receiving device 402 and two-way communication connection 403 between them. Both the transmitting device 401 and the receiving device 402 have an automatic key manager block 404 and an IPSEC block 405 that communicate with a security policy database 406. We may keep the previously made assumption that the automatic key manager blocks 404 apply the IKE protocol for setting up the security association. To this end the automatic key manager block of the transmitting device 401 lists the value(s) of the new selector(s) according to the invention (the VNI or the VRIs) as a part of its phase 2 (Quick Mode) initiator ID payload 407. The automatic key manager block of the receiving device 402 then looks for a previously stored policy for that particular value or those particular values of the new selector(s), and uses the policy it finds or some newly constructed policy for further IPSEC processing. In its response, the key manager block of the receiving device 402 lists the same value(s) of the new selector(s) as a part of its responder ID payload 408.
 A router supporting virtual routers may have the option of rejecting any negotiations that do not specify a virtual router. The above explained procedure of using the initiator and responder ID payloads as carriers for the value(s) of the new selector(s) according to the invention is to be seen as an example only; the person skilled in the art is capable of presenting also other methods for exchanging the mentioned values between the communicating parties.
 Once the negotiation between the automatic key managers 404 is complete and the new security association is set up, both the transmitting device and the receiving device enter the information describing the security association into their security policy database. The stored information is then used for the processing of individual packets. For example if the first embodiment of the invention is used with a single VNI identifying all the virtual routers taking part in a certain virtual network, the IPSEC block of the transmitting device may apply the following rule: For an outgoing packet to be processed by a security association, it must be coming from the virtual router within the transmitting device identified by the negotiated VNI. One advantageous way of selecting a security association for the processing of a packet has been described in a co pending U.S. patent application of the same applicant with the title “Method and Arrangement for Implementing IPSEC Policy Management using Filter Code”. Other possible ways include the use of hash tables or lists of policy rules.
 Generally when a receiving device 402 receives a packet protected using IPSEC, the receiving device selects the appropriate security association using the destination address, protocol (AH/ESP), and the SPI value indicated in the packet. IPSEC processing is then applied to the packet as specified by the security association. According to the invention when the packet leaves IPSEC processing, a check is made to see whether the security association specifies a VNI. If it does, the packet is internally (explicitly or implicitly) labelled as destined to the virtual router identified by that identifier within the receiving device, and is only sent to that virtual router.
 To summarize the operation of the system of FIG. 4, we may look at the conceptual diagram of FIG. 5. Within the transmitting device the selectors associated with a packet identify the packet as belonging to a certain virtual network, whereby the transmitting device knows to process the packet according to the correct security association. In the receiving device the values contained within the header(s) of the packet tell to the receiving device, which security association it belongs to, and the security association further specifies the correct virtual network.
 This invention is easily extended to encompass any security protocol that supports the concept of security associations, identified by selectors (such as network source or destination addresses) at the sending end and packet contents at the receiving end. Even though the invention was described in the context of the IPSEC protocol, it can be applied to other protocols such as Simple Key Manager for Internet Protocol SKIP, and a number of older protocols.
 Even though the invention was described in the context of tunnels between two physical routers (endpoints), it can equally well be applied in the case of tunnels between more than two physical routers (e.g., when secure multicasts or broadcast transmissions are used for communication between the routers).
 It should be noted that the concept of virtual networks is not limited to operation between traditional routers but can extend to hosts as well. For the purposes of this invention, IPSEC tunnels are not limited to the AH/ESP tunnel mode. The IPSEC AH/ESP transport mode can be used for this purpose as well, as it associates packets with a security association. Use of transport mode typically only makes sense between hosts.
 There are several possible architectures for implementing the present invention, in particular with respect to the selection of the SPI values. Some of these architectures are illustrated in FIGS. 6 and 7. Firstly, according to FIG. 6, it is possible to have in each physical computer device 601 only a single module 602 performing IPSEC processing, and to have e.g. all virtual routers 603 a, 603 b and 603 c in a physical router share the same IPSEC module. In an alternative architecture according to FIG. 7 each virtual router 703 a, 703 b and 703 c can have its own IPSEC processor 702 a, 702 b and 702 c, but the different processors have a shared data structure 704 that they use for allocating SPI values (either by actually having a single store for SAs or SPIs, or by checking the SPIs used by every other virtual router before allocating an SPI value). In a third alternative architecture the range of possible SPI values may be partitioned so that the virtual router identifier is encoded into the SPI value (either in a fixed number of bits, or using any suitable arithmetic coding method to combine a virtual network identifier and a SPI index). Variations and intermediate forms of these architectures can also be used. When there are multiple IPSEC processing modules, and the SPI can be used to identify the IPSEC processing module, no explicit virtual network identifiers are needed. Likewise, when a set of security associations is associated with each virtual router, the virtual router identifier does not need to be used explicitly as a selector, even though it is implicitly involved. These cases are also within the scope of the present invention.
 Besides negotiating the virtual network identifier as a selector, it is also possible to negotiate a special transformation (e.g., a variation of the standard AH/ESP transforms) that includes the virtual network identifier as part of the transformed packet. For example, the virtual network identifier could be stored in the first bytes of the payload (before the actual tunneled packet), in the padding bytes of an AH or ESP transformation, in the initialization vector of an ESP transformation, as part of the payload of a custom transformation, or in an IP option (in either an inner or an outer IP header). Many other possible locations for storing it are also possible. It is advantageous to have all potential information referring to a virtual network in the packet encrypted so that only the correct receiving device is able to decrypt it. It is also possible to explicitly store the virtual network identifier only when it changes, and use the same identifier for following packets until a new identifier is encountered, or use any other methods for passing parts of tunneled packets implicitly by context as outlined earlier. The identifier is still considered to be passed in each packet if such implicit methods are used. If the information identifying the transmitting virtual router and the receiving virtual router is somehow transmitted within a data packet, its presence in the data packet may be detectable by analysing the contents of the data packet only; an alternative is to indicate within the security association the presence of such information in the data packet.
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|U.S. Classification||709/204, 709/238|
|Cooperative Classification||H04L63/0263, H04L63/0272, H04L63/0227, H04L63/0428, H04L63/164|
|European Classification||H04L63/16C, H04L63/02C, H04L63/02B6, H04L63/02B, H04L63/04B|
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