WO1998023071A1 - A programmable loop filter for carrier recovery in a radio receiver - Google Patents

A programmable loop filter for carrier recovery in a radio receiver Download PDF

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Publication number
WO1998023071A1
WO1998023071A1 PCT/US1997/021469 US9721469W WO9823071A1 WO 1998023071 A1 WO1998023071 A1 WO 1998023071A1 US 9721469 W US9721469 W US 9721469W WO 9823071 A1 WO9823071 A1 WO 9823071A1
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Prior art keywords
signal
digital
phase
loop
mode
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PCT/US1997/021469
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French (fr)
Inventor
Stephen T. Janesch
Paul Schinzlein
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Advanced Micro Devices, Inc.
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Publication of WO1998023071A1 publication Critical patent/WO1998023071A1/en

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    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00Modulated-carrier systems
    • H04L27/18Phase-modulated carrier systems, i.e. using phase-shift keying
    • H04L27/22Demodulator circuits; Receiver circuits
    • H04L27/227Demodulator circuits; Receiver circuits using coherent demodulation
    • H04L27/2275Demodulator circuits; Receiver circuits using coherent demodulation wherein the carrier recovery circuit uses the received modulated signals
    • HELECTRICITY
    • H03ELECTRONIC CIRCUITRY
    • H03LAUTOMATIC CONTROL, STARTING, SYNCHRONISATION, OR STABILISATION OF GENERATORS OF ELECTRONIC OSCILLATIONS OR PULSES
    • H03L7/00Automatic control of frequency or phase; Synchronisation
    • H03L7/06Automatic control of frequency or phase; Synchronisation using a reference signal applied to a frequency- or phase-locked loop
    • H03L7/08Details of the phase-locked loop
    • H03L7/099Details of the phase-locked loop concerning mainly the controlled oscillator of the loop
    • H03L7/0991Details of the phase-locked loop concerning mainly the controlled oscillator of the loop the oscillator being a digital oscillator, e.g. composed of a fixed oscillator followed by a variable frequency divider
    • HELECTRICITY
    • H03ELECTRONIC CIRCUITRY
    • H03LAUTOMATIC CONTROL, STARTING, SYNCHRONISATION, OR STABILISATION OF GENERATORS OF ELECTRONIC OSCILLATIONS OR PULSES
    • H03L7/00Automatic control of frequency or phase; Synchronisation
    • H03L7/06Automatic control of frequency or phase; Synchronisation using a reference signal applied to a frequency- or phase-locked loop
    • H03L7/08Details of the phase-locked loop
    • H03L7/10Details of the phase-locked loop for assuring initial synchronisation or for broadening the capture range
    • H03L7/107Details of the phase-locked loop for assuring initial synchronisation or for broadening the capture range using a variable transfer function for the loop, e.g. low pass filter having a variable bandwidth
    • H03L7/1075Details of the phase-locked loop for assuring initial synchronisation or for broadening the capture range using a variable transfer function for the loop, e.g. low pass filter having a variable bandwidth by changing characteristics of the loop filter, e.g. changing the gain, changing the bandwidth
    • HELECTRICITY
    • H03ELECTRONIC CIRCUITRY
    • H03LAUTOMATIC CONTROL, STARTING, SYNCHRONISATION, OR STABILISATION OF GENERATORS OF ELECTRONIC OSCILLATIONS OR PULSES
    • H03L7/00Automatic control of frequency or phase; Synchronisation
    • H03L7/06Automatic control of frequency or phase; Synchronisation using a reference signal applied to a frequency- or phase-locked loop
    • H03L7/08Details of the phase-locked loop
    • H03L7/14Details of the phase-locked loop for assuring constant frequency when supply or correction voltages fail or are interrupted
    • H03L7/146Details of the phase-locked loop for assuring constant frequency when supply or correction voltages fail or are interrupted by using digital means for generating the oscillator control signal
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B1/00Details of transmission systems, not covered by a single one of groups H04B3/00 - H04B13/00; Details of transmission systems not characterised by the medium used for transmission
    • H04B1/69Spread spectrum techniques
    • H04B1/707Spread spectrum techniques using direct sequence modulation
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/24Testing correct operation
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00Modulated-carrier systems
    • H04L27/18Phase-modulated carrier systems, i.e. using phase-shift keying
    • H04L27/22Demodulator circuits; Receiver circuits
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00Modulated-carrier systems
    • H04L27/18Phase-modulated carrier systems, i.e. using phase-shift keying
    • H04L27/22Demodulator circuits; Receiver circuits
    • H04L27/227Demodulator circuits; Receiver circuits using coherent demodulation
    • H04L27/2271Demodulator circuits; Receiver circuits using coherent demodulation wherein the carrier recovery circuit uses only the demodulated signals
    • H04L27/2273Demodulator circuits; Receiver circuits using coherent demodulation wherein the carrier recovery circuit uses only the demodulated signals associated with quadrature demodulation, e.g. Costas loop
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00Modulated-carrier systems
    • H04L27/18Phase-modulated carrier systems, i.e. using phase-shift keying
    • H04L27/22Demodulator circuits; Receiver circuits
    • H04L27/227Demodulator circuits; Receiver circuits using coherent demodulation
    • H04L27/2275Demodulator circuits; Receiver circuits using coherent demodulation wherein the carrier recovery circuit uses the received modulated signals
    • H04L27/2277Demodulator circuits; Receiver circuits using coherent demodulation wherein the carrier recovery circuit uses the received modulated signals using remodulation
    • HELECTRICITY
    • H03ELECTRONIC CIRCUITRY
    • H03LAUTOMATIC CONTROL, STARTING, SYNCHRONISATION, OR STABILISATION OF GENERATORS OF ELECTRONIC OSCILLATIONS OR PULSES
    • H03L7/00Automatic control of frequency or phase; Synchronisation
    • H03L7/06Automatic control of frequency or phase; Synchronisation using a reference signal applied to a frequency- or phase-locked loop
    • H03L7/08Details of the phase-locked loop
    • H03L7/085Details of the phase-locked loop concerning mainly the frequency- or phase-detection arrangement including the filtering or amplification of its output signal
    • H03L7/093Details of the phase-locked loop concerning mainly the frequency- or phase-detection arrangement including the filtering or amplification of its output signal using special filtering or amplification characteristics in the loop
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00Modulated-carrier systems
    • H04L27/0014Carrier regulation
    • H04L2027/0024Carrier regulation at the receiver end
    • H04L2027/0026Correction of carrier offset
    • H04L2027/0028Correction of carrier offset at passband only
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00Modulated-carrier systems
    • H04L27/0014Carrier regulation
    • H04L2027/0044Control loops for carrier regulation
    • H04L2027/0046Open loops
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00Modulated-carrier systems
    • H04L27/0014Carrier regulation
    • H04L2027/0044Control loops for carrier regulation
    • H04L2027/0063Elements of loops
    • H04L2027/0067Phase error detectors
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L27/00Modulated-carrier systems
    • H04L27/0014Carrier regulation
    • H04L2027/0044Control loops for carrier regulation
    • H04L2027/0063Elements of loops
    • H04L2027/0069Loop filters
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L7/00Arrangements for synchronising receiver with transmitter
    • H04L7/02Speed or phase control by the received code signals, the signals containing no special synchronisation information
    • H04L7/033Speed or phase control by the received code signals, the signals containing no special synchronisation information using the transitions of the received signal to control the phase of the synchronising-signal-generating means, e.g. using a phase-locked loop
    • H04L7/0334Processing of samples having at least three levels, e.g. soft decisions

Definitions

  • TITLE A PROGRAMMABLE LOOP FILTER FOR CARRIER RECOVERY IN A RADIO
  • the invention relates to electronic communication and, more particularly, to a loop filter in the earner-recovery loop of a radio receiver
  • Radio transmission and reception is accomplished through a earner wave that is modulated to bear the transmitted information
  • the transmission of the data involves modulating the earner with a baseband signal that represents the information to be transmitted
  • the earner wave is generated by a reference oscillator in a transmitter unit and modulated by a modulator to produce the transmitted signal
  • this signal is received bv a receiver umt that demodulates it to extract the baseband signal
  • the receiver oscillator can be built so that its natural frequencv is close to that of the transmitter oscillator, but due to vanations in manufacturing and differences in operating em ironments there will be drifts between the two oscillators
  • the receiver oscillator can be locked to the earner wave bv incorporating it into a phase-locked loop (PLL)
  • PLL phase-locked loop
  • the carner-recoverv loop includes a phase detector and a loop filter
  • the phase detector generates an enor signal to represent the difference in phase between the receiver oscillator and the earner wave Since the onginal earner wave is not typically available to the receiver unit, the phase detector must be able to extract the frequency of the earner wave from the received signal That is.
  • the loop filter in the carner-recoverv loop receives the enor signal from the phase detector
  • the enor signal is filtered in the loop filter into a feedback signal
  • the feedback signal is then used to adjust the frequencv of the receiver oscillator so that it tracks the frequency of the received signal
  • the filtenng typicalh includes a low-pass filtenng charactenzed by several gain coefficients that determine the speed and sensitiv of the PLL.
  • the gain coefficients also need to be adjusted as the recovery loop switches between different operating modes
  • the previously desenbed tradeoff between PLL speed and sensitivity to noise applies when the PLL is tracking the received signal
  • Another mode of operation for the PLL is when it initially acquires a phase lock to a received signal Dunng this acquisition mode, higher values of the gain coefficients are necessary so that the receiver oscillator can quickly approach the frequency of the received signal
  • a third mode of operation is the hold mode, when the receiver oscillator is kept at a fixed frequency, ignonng the received signal This mode is desirable, for example during temporary losses of the received signal during fades
  • some or all of the gam coefficients are zeroed so that no new feedback is provided to the receiver oscillator
  • the determination of the quantitative values for the gain coefficients depends on the amplitudes of the received signal, the noise in the received signal, and the hardware used in the implementation of the PLL None of theses factors can be perfectly pre-determined In addition it depends on the operating mode of the recovery loop
  • the received amplitudes and noise will vary with the conditions of the receiver ' s use, the hardware is subject to vanations in manufacturing processes, and the recovery loop will switch between different modes dunng operation Because of these vanations, PLLs are generally made with an anay of loop filters with different combinations of gain coefficients
  • the filter with the most appropriate gain coefficients is selected dunng operation of the receiver to place the recovery loop in an appropnate operating mode
  • a loop filter typically generates an output that is a linear combination of two components the input phase enor signal and the time-integral of this input Therefore, some form of an integrator is a standard component of the loop filter, and the integrator's time constant determines one of the filter's gain coefficients
  • the integrators are typically analog
  • the present invention comprises a loop filter for a carrier-recovery loop in the receiver of a communication system.
  • the error signal generated by the phase detector and the feedback signal from the loop filter are both digital signals. Since both its input and output are digital, the loop filter of the present invention is implemented in digital hardware, which brings several advantages to the design.
  • digital integration is a precisely controllable function determined by logic design rather than the physical features of its components.
  • Analog implementations of integrators suffer from low tolerances in the manufacturing process; this is especially true in monolithic integrated circuits.
  • An analog integrator in one circuit may have a very different time constant than an integrator in another circuit manufactured by the same process.
  • all digital integrators produced by the same process will have essentially the same performance characteristics.
  • Another advantage of the invention is that digital integrators are more flexible than their analog counterparts. While an analog integrator requires a selection of reference resistors and/or capacitors to provide multiple time constants, a digital integrator can be easily programmed to change its function.
  • Two gain coefficients characterize the loop filter in the present invention.
  • the output feedback signal is a sum of two components: the input enor signal, multiplied by kl, and the integral of the input error signal, multiplied by k2.
  • the two gain coefficients are chosen to be powers of two. simplifying the process of multiplying the digital error signal by them.
  • the loop filter reads gain coefficients kl and k2 from a memory where they are stored; this arrangement makes the loop filter easily programmable since the values of the gain coefficients can be readily changed in the memory.
  • the recovery loop can be selectively placed in one of the several operating modes, including tracking, acquisition, and hold.
  • the receiver can be configured with the appropriate values of the gain coefficients for each operating mode during the initial assembly and during subsequent reconfigurations.
  • this system is a flexible filter that is adaptable to a range of receiver designs and constructions, and tolerant of a range of amplitudes for the received signal.
  • the present invention thus provides a significant improvement and advance in the art and technology of carrier- recovery loop filters.
  • Fig. 1 is a schematic view of a telecommunication system
  • ig 2 shows the earner-recovery loop of the receiver in Fig 1 ,
  • ig 3 is a block diagram of one embodiment of the loop filter in the earner-recovery loop of Fig 2
  • ig 4 is a block diagram of a selection unit in the loop filter of Fig 3
  • ig 5 is a flowchart for the carner-recoverv loop of Fig 2
  • Fig 6 is a flowchart desenbing the loop filter of Fig 3
  • a digital communication system compnses at least one transmitter 100 and one receiver 150 for the communication of data
  • Such communication systems are well known in the art
  • the system desenbed in this figure uses differential quadnphase-shift keying (DQPSK) to comev data from a transmitter to a receiver
  • DQPSK differential quadnphase-shift keying
  • other modulation schemes such as ASK FSK and other variants of PSK could also be used to convey the data
  • digital data 102 are provided to a modulator 106
  • a transmitter reference oscillator 104 generates a sinusoidal earner wave 105 for the modulator 106
  • the digital data 102 are encoded onto the sinusoidal earner wave 105 bv the modulator 106 which shifts the carrier s phase bv multiples of 90° according to the technique of DQPSK modulation, a technique well-known in the art In this techmque, the modulator 106 shifts the phase of the earner wave bv multiples of 90° to generate a transmitted signal 108 these phase shifts are the svmbols that encode the data Each svmbol lasts for a duration of time T after which the next phase shift is introduced to the earner
  • the differences in phase angle between successive symbols represent the transmitted data 102 Since there are four possible svmbols (shifts of 0° 90° 180° or 270°) m QPSK modulation, each phase difference represents two bits of the transmitted data
  • the earner wave s frequency is determined bv the reference oscillator 104 in the transmitter
  • the transmitted signal 108 is the sinusoidal earner wave with the data-bearmg phase shifts of duration T
  • the transmitted signal 108 is sent via a physical communication channel 190 to the receiver 150
  • the channel depicted in this figure is a radio transmission system that modulates the transmitted signal onto a radio wave 194 with a frequency greater than the earner wave frequency
  • the channel 190 depicted here compnses the radio-frequency (RF) modulator 192, the radio wave 194 transmitted through the air and the RF demodulator 196
  • RF radio-frequency
  • other communications channels such as transmission line, waveguide, or optical fiber systems can of course be used instead of (or in conjunction with) the depicted radio transmission svstem
  • the received signal 158 would be an exact replica of the transmitted signal 108 In practice, however there may be some differences between these two signals due to degradation suffered in the communication channel
  • the received signal is demodulated by a demodulator 156 to extract the received data 152
  • the received digital data 152 would replicate the transmitted digital data 102, but in practice the two sets of data may differ due to decoding enors in the receiver, or degradation of the transmitted signal in the communications channel
  • the demodulator 156 requires a reference signal that closely reproduces the carner wave 105 Since the onginal carner wave 105 is not usually available in the receiver unit, this reference 155 is generated by a reference oscillator 154 in the receiver
  • the reference oscillator 154 is a digitally controlled oscillator (DCO), that is, it accepts a digital input word that controls the frequency of the oscillator's output
  • DCO digitally controlled oscillator
  • This oscillator 154 must match the frequencv of the transmitter oscillator 104 that generated the carner wave 105 if the frequencies of the two oscillators are not matched, the receiver umt 150 cannot efficiently demodulate the transmitted signal
  • the receiver oscillator 154 can be built so that its natural frequencv is close to that of the transmitter oscillator 104, but due to variations in manufactunng and differences in operating environments there will be dnfts between the two oscillators To compensate for such offsets in frequency between the earner wave and the receiver oscillator, the receiver oscillator is locked to the earner wave by incorporating it into phase-locked loop (PLL)
  • PLL phase-locked loop
  • the PLL is a earner-recovery loop 162 that ties the frequency of the receiver oscillator 154 to the frequencv of the transmitter oscillator 104
  • the feedback from the carner-recoverv loop 162 conects offsets between the frequencies of the receiver oscillator and the carrier
  • the depiction of the receiver in Fig 1 includes a basic block diagram of the carner-recoverv loop 162
  • the earner-recovery loop 162 includes the basic elements of a PLL the receiver oscillator 154. a phase detector 164. and the loop filter 166
  • Fig 2 shows an embodiment of the earner-recovery loop 162
  • the phase detector 164 receives the received signal 158 and the receiver reference signal 155 With these two inputs, the phase detector 164 compares the receiver oscillator s phase to the phase of the carner wave and generates a digital phase error signal 165 indicative of the phase shift between them
  • the phase enor signal 165 is then provided to the loop filter 166 which compnses a novel configuration as desenbed below
  • the loop filter 166 uses digital processing elements to condition the phase enor signal 165 to generate a feedback signal 167, this feedback signal is fed back to the digitally controlled receiver oscillator 154 to nullify its offset from the carner frequency
  • the digital feedback signal is fed back to the receiver oscillator 154, which produces the receiver reference signal 155
  • the receiver reference signal 155 is made available to the phase detector for companson with the received signal 158
  • the loop filter 166 comprises a multiplier 201 with a gain coefficient kl, which receives the phase enor signal 165 and provides an output to a digital adder 204
  • the loop filter 166 also compnses a multiplier 202 with a gain coefficient k2. which receives the phase enor signal 165 and provides an output to an integrator 203 in the loop filter
  • the integrator 203 m turn provides an output to the digital adder 204
  • the digital adder 204 provides the sum of its two inputs to the receiver oscillator 154
  • the gain coefficients kl and k2 m multipliers 201 and 202 are adjustable binary values stored in a memorv 210
  • the integrator 203 accumulates the value of the phase error signal 165 after it has been scaled bv the gain coefficient k2 in multiplier 202
  • the digital adder 204 combines this integrated signal with a version of the onginal phase enor signal that has been scaled by the gain coefficient kl in multiplier 201
  • the complex-frequency transfer function of the loop filter is k. + k 2 I s
  • the complex-frequency transfer function ⁇ s) for the full earner-recovery loop is given by the following equation
  • ⁇ (s) represents the phase of the receiver oscillator (in the complex-frequency domain)
  • ⁇ (s) represents the phase of the received signal 158
  • the PLL thus has a low-pass response to changes in input frequencv
  • the time constant for its response is determined by the gain coefficients kl and k2 Since the gain coefficients are binary values stored in the memory 210, they can be adjusted to put the earner-recovery loop into one of several different operating modes
  • the receiver has three operating modes acquisition, tracking and hold To enter the acquisition mode, the receiver sets these coefficients to the appropnate acquisition values each time the receiver begins carner recovery In acquisition mode, the PLL of the prefened embodiment has a low-pass response to input frequency change
  • the receiver changes from the acquisition to tracking mode bv reprogramming the gain coefficients kl and k2 in the loop filter to lower values that are appropnate when the oscillator is close in frequencv to the received signal In tracking mode, the values of
  • Tlus change from acquisition mode to tracking mode occurs when the receiver oscillator is determined to be adequately matched to the frequency of the received signal.
  • One cntenon for making this switch from acquisition mode to tracking mode is that the recovered frequency should be within a set range (typically 1 kHz) of the actual input frequency
  • a second requirement is useful in systems that receive digital data In these systems, the switch to tracking mode can be additionally delayed until the receiver has acquired a frame synchronization with the received signal
  • FIG 3 shows an implementation of the prefened embodiment of the loop filter 166
  • an input register 305 receives a 5-bit number representing the digital phase enor signal 165
  • the bits of this number are sent to a multiplier 301 that multiplies them by the gain coefficients kl and k2 Since these gain coefficients are powers of 2.
  • the multiplier works bv shifting the input by an appropnate number of bits, as descnbed below, to generate a 14-bit product 325 m an output register 320
  • the multiplier alternates between using kl and k2 to multiply the phase enor signal 305, so the product 325 represents the phase enor multiplied by kl on one clock cycle, and then the phase enor multiplied by k2 on the next clock cycle
  • the product 325 is sent to a time-multiplexed adder 330 that alternates its function from cycle to cvcle Dunng a cvcle in which it receives the product of kl and the phase enor signal from the multiplier 301. it adds this product to a value that it receives from an integrator register 340 The resulting sum is a 14-bit number representing the feedback signal 167, which is the output of the loop filter
  • the time-multiplexed adder 330 receives the product of k2 and the phase error signal from the multiplier 301 Dunng these cycles it adds the product to the value it receives from an integrator register 340.
  • this sum 335 is then sent back to the integrator register 340 and is stored there
  • This implementation realizes the function of the loop filter 166 that was descnbed in the discussion of Fig 2
  • the input register is simplv set to contain all zeroes regardless of the value of the phase error 165
  • the resulting feedback signal 167 is then also zero, as required for the hold mode
  • tracking and acquisition the multiplier multiplies the phase enor signal 165 by the appropnate values of kl and k2
  • the multiplier 301 is implemented by the connections and elements contained in the dashed box in Fig 3
  • the five bits in the input register 305 are sent via a set of connections 310 to fourteen selection umts 315a-n
  • These selection umts are each coupled to one of the bits m the multiplier s output register, and they each copv either one of the bits from the input register or a zero into their conesponding bit in the output register
  • the different selection units are configured so that the output register receives a copy of the bits in the input register, but shifted by the appropnate number of places according to the multiplier (kl or k2)
  • Fig 4 presents a more detailed block diagram of the selection units 315a-n in the multiplier 301
  • each selection umt receives one or more bits from the input register 305 via the a set of connections 310
  • these bits are shown as the binary inputs 410 for one of the selection umts
  • the inputs are sent to a multiplexer 415 which selects one of them, or a zero 411, as the selection umt's output 420
  • This output is sent to one of the bits in the multiplier ' s output register (as was shown in Fig 3)
  • a logic block 440 controls the multiplexers 415 in the selection units 315a-n bv generating a shift code 460 that determines which of the binary inputs 410 is selected by each multiplexer 415 The logic block 440 chooses which input bit is selected bv the multiplexer so that the multiplier output register 320 receives an approp ⁇ ately shifted copy of the input register 305
  • the logic block receives the four different values of the multiplier the value of kl for lock mode 431, the value of kl for acquisition mode 432, the value of k2 for lock mode 433, and the value of k2 for acquisition mode 434 These values are pre-programmed into a memory as appropnate for the different modes
  • Another input 450 to the logic block 440 indicates the cycle in the time-multiplexing, that is, whether kl or k2 is being used as a multiplier
  • the logic block 440 also has an input 455 that indicates the operating mode of the carner recovery loop lock or acquisition
  • These two inputs 450 and 455 determine which of the four multiplier values 431-434 is used bv the logic block 440 With this multiplier value, the logic block 440 generates the shift code 460 and provides it to the multiplexer 415 In response to the shift code 460.
  • the multiplexer 415 selects one of the input bits 410 from the input register 305 or a zero 411 as the selection umt output 420 that is sent to the conesponding bit of the multiplier output register 320
  • the output of the logic block 440 indicates the shift code, that is, the number of bits to shift the input value 165 stored in register 305
  • the logic needed m block 440 to generate the shift code is easily implemented by one skilled in the art of logic design, and the multiplexer anangement is well known as a "shifter " ' or "banel shifter”
  • the constraint that each of kl and k2 be a power of 2 allows the shifter to function as a multiplier
  • the first step 503 is to program the appropnate gain coefficients for the current operating mode into the memory 210
  • the next step is to receive the received signal 505
  • the enor signal 165 representing the offset of the receiver oscillator 154 (shown in Fig 1 and Fig 2) is generated in the next step 510
  • the error signal 165 is filtered in the following step 515 according to the gain coefficients kl and k2 received from memory 530
  • This filtenng step 515 generates the feedback signal 167 that is used in the next step 520 to adjust the receiver oscillator so that it better matches the received signal
  • the recovers loop returns to its initial step 505 to repeat the procedure with a new sample of the received signal
  • the step 515 of filtenng the enor signal is expanded in Fig 6
  • the bold blocks and flow-lines in the middle of this figure indicate the filtering steps and the flow between them, while the light boxes on the left and nght indicate quantities that are calculated and used m these steps
  • the start of the filtenng procedure 601 is nght after the enor signal has been generated 510 (as was shown in Fig 5)
  • the enor signal 165 is multiplied by the gain coefficient kl received from memory 530 to generate the product 650 of these two quantities
  • the product 650 is then added in the next step 615 with a signal 660 representing the integral of the enor signal 165 multiplied bv the gain coefficient k2
  • the resulting sum is the digital feedback signal 167. which is the output of the filtenng procedure 515
  • the next step 620 in the filtenng procedure 515 multiplies the error signal 165 with the gain coefficient k2 received from memory 530
  • the resulting product 655 is then added 625 to the integrated signal 660
  • the resulting sum which represents the incremented value of the integrated signal 660, replaces the old value of the integrated signal 660 Having thus generated an updated value for the feedback signal 167 and the integrated signal 660
  • the filtenng procedure comes to a termination 699, and the carner recovery of Fig 5 proceeds to adjust the receiver oscillator in step 520
  • the integrated signal 660 is stored in a memorv 665 (shown in Fig 6) which then holds a stored integrator value
  • the value m this memory 665 is then used to as an initializing value for the integrated signal 660
  • the memory 665 is operable to provide its value back to the integrated signal 660 when the carner recovery loop begins to acquire a new phase lock
  • This feature of stonng the integrated signal 660 in a memory 665 is especially useful in carner recovery loops that are incorporated into some time-division duplexing (TDD) or time-division multiple access (TDMA) transceivers, in which a umt alternates between receiving and transmitting data
  • TDD time-division duplexing
  • TDMA time-division multiple access
  • the receiver 150 and the RF demodulator 196 from Fig 1 are incorporated in a TDD radio transceiver along with a local transmitter and a local RF modulator
  • an RF oscillator m the RF demodulator 196 is used to demodulate the RF signal 194 dunng reception, and is also used by the local RF modulator to generate an RF carner dunng transmission
  • the frequencv of this oscillator undergoes transient frequencv shifts as shown in Fig 7a
  • the RF oscillator frequencv is plotted versus time over the duration of a TDD frame
  • the vertical axis on the left of the figure indicates a center RF value fo
  • the oscillator frequencv, shown bv the light curve has a rapid positive jump when the transceiver begins to receive data
  • the RF oscillator frequency gradually returns to f 0 , then suffers a rapid negative jump as the trans
  • the heavy curve in Fig 7a illustrates an example of the recovered frequency for the DCO 154 in this TDD embodiment of the invention
  • the recovered frequency is at an intermediate frequency (IF) that is lower than the frequency of the RF signal 194, but variations in the RF oscillator frequency lead to conesponding vanations in the recovered frequency
  • the vertical axis for the recovered frequencv is on the nght in the figure
  • the center value f n on this axis indicates the conesponding phase-locked recovered frequencv when the RF oscillator is at f n Vanations m the RF oscillator lead to a corresponding hertz-for-hertz vanation in the locked recovered frequency
  • the heavy curve showing the recovered frequency would he on top of the light curve showing the RF oscillator frequency if the earner-recovery loop 162 were ideallv tracking the frequency-pulling of the RF oscillator This would not, however, be the optimal condition for earner recoverv since if the loop 16
  • this TDD embodiment of the invention uses the digital word stored in the memory 665 to mitigate the effects of TDD frequency pulling
  • the recovered frequency starts at some initial value fj ' and may have a significant offset from the received signal as the earner-recovery loop attempts to match the sudden change in received frequency
  • the TDD frames are structured so that no payload data are transmitted dunng the initial portion of each transmitted data frame. This portion, called the preamble, is used to allow feedback loops to settle dunng the initial reception of a data frame.
  • the recovered signal has come closer to its target value (of lying on top of the RF oscillator curve).
  • the exact curve followed by the recovered frequency depends on the form of the frequency pulling and on the response charactenstics of the carner recovery loop 162
  • the recovered frequency f 2 ' at the end of the preamble is stored in memory 665 and is used as the initializing value for the recovery frequency at the beginning of the next received frame. As shown in Fig 7b.
  • the memory 665 stores a further-improved approximation f?' of the starting recovered frequency This new approximation is used in the following frame, as shown in Fig 7c
  • the carner- recoverv loop 162 converges on a good initializing value for the start of a received data frame This initializing value allows the earner-recovery loop 162 to maintain a tight lock with the received signal 158 despite the transient frequency jumps in the RF oscillator of the RF demodulator 196

Abstract

A digital loop filter in the carrier-recovery loop of a digital communications receiver. The recovery loop is a PLL that keeps the receiver oscillator locked to the carrier wave, and the loop filter provides control over the PLL's frequency response by conditioning an error signal that is fed back to the receiver oscillator. In the present invention, the error signal is a digital signal, and the loop filter is implemented in digital hardward. With this implementation the characteristics of the loop filter are determined by logic design rather than by physical features of analog components, thereby giving this filter a more precise function than one with analog integrators. This implementation is also immune to the low tolerances typical of the manufacturing process for analog devices (especially on monolithic circuits), and is more easily adjusted than its analog counterparts. Two gain coefficients characterize the loop filter in the present invention. These gain coefficients are chosen to be powers of two, simplifying the process of multiplying them with the digital error signal. The gain coefficients are read from a memory, making the loop filter easily programmable. By changing the gain coefficients during operation of the receiver, the carrier-recovery loop can be placed in one of the several operating modes, including acquisition, tracking, and hold. The receiver can be configured with the appropriate values of the gain coefficients for each operating mode during the initial assembly and during subsequent reconfigurations.

Description

TITLE: A PROGRAMMABLE LOOP FILTER FOR CARRIER RECOVERY IN A RADIO
RECEIVER
BACKGROUND OF THE INVENTION
Field of the Invention
The invention relates to electronic communication and, more particularly, to a loop filter in the earner-recovery loop of a radio receiver
Descnption of the Related Art
Radio transmission and reception is accomplished through a earner wave that is modulated to bear the transmitted information The transmission of the data involves modulating the earner with a baseband signal that represents the information to be transmitted Typically, the earner wave is generated by a reference oscillator in a transmitter unit and modulated by a modulator to produce the transmitted signal After traversing a communication channel, this signal is received bv a receiver umt that demodulates it to extract the baseband signal
An important component of the receiver unit is a local oscillator that is used to demodulate the received signal This oscillator must match the frequencv of the transmitter oscillator that generated the earner wave if the frequencies of the two oscillators are not matched, the receiver cannot efficientlv demodulate the transmitted signal The receiver oscillator can be built so that its natural frequencv is close to that of the transmitter oscillator, but due to vanations in manufacturing and differences in operating em ironments there will be drifts between the two oscillators To compensate for such offsets in frequency between the earner wave and the receiver oscillator, the receiver oscillator can be locked to the earner wave bv incorporating it into a phase-locked loop (PLL) Such a PLL serves as a carner-recovery loop that ties the frequencv of the receiver oscillator to the frequency of the transmitter oscillator
In addition to the receiver oscillator, the carner-recoverv loop includes a phase detector and a loop filter The phase detector generates an enor signal to represent the difference in phase between the receiver oscillator and the earner wave Since the onginal earner wave is not typically available to the receiver unit, the phase detector must be able to extract the frequency of the earner wave from the received signal That is. it must be able to ignore vanations in the received signal's phase that are due to the information encoded onto the earner For example, in the case of a digital communication system using differential-quadnphase-shift- keying (DQPSK) modulation, changes in the phase of the earner by multiples of 90° must not be interpreted as a drift in the receiver oscillator's phase Depending on the type of modulation, there are several established methods of making the phase detector m the earner-recovery loop insensitive to the phase shifts due to data- bearing modulation
The loop filter in the carner-recoverv loop receives the enor signal from the phase detector The enor signal is filtered in the loop filter into a feedback signal The feedback signal is then used to adjust the frequencv of the receiver oscillator so that it tracks the frequency of the received signal The filtenng typicalh includes a low-pass filtenng charactenzed by several gain coefficients that determine the speed and sensitiv of the PLL. Large gam coefficients lead to a fast PLL, which reduces the time lag for the receiver oscillator to track the earner wave However, with the faster PLL comes a reduced robustness of the lock a faster PLL is more susceptible to having its oscillator's phase shifted out of lock by noise in the received signal Once the lock is lost it can be reacquired, but it may have a phase enor (of 2«π) called a cycle-slip Since a fast PLL and a low incidence of cycle-slips are both desirable qualities, the desirable values for the gain coefficients are trade-offs between speed and robustness There are several factors that determine the desired values of the gain coefficients In qualitative terms, high gain coefficients (leading to a fast PLL) are appropnate if the received sιgn.al has a stable, slowly varying frequency that is close to the frequency of the receiver oscillator This is the case for low-noise transmissions when the receiver oscillator is already locked to a good received signal For these signals, a fast PLL keeps the receiver oscillator tightly locked to the received signal There is, however, an upper limit on the speed of the PLL because the faster its response, the more susceptible it is to cycle slips In general, lower PLL speeds are required for noisier received signals
The gain coefficients also need to be adjusted as the recovery loop switches between different operating modes The previously desenbed tradeoff between PLL speed and sensitivity to noise applies when the PLL is tracking the received signal There is an appropriate range of values for the gain coefficients in this tracking mode Another mode of operation for the PLL is when it initially acquires a phase lock to a received signal Dunng this acquisition mode, higher values of the gain coefficients are necessary so that the receiver oscillator can quickly approach the frequency of the received signal A third mode of operation is the hold mode, when the receiver oscillator is kept at a fixed frequency, ignonng the received signal This mode is desirable, for example during temporary losses of the received signal during fades In the hold mode, some or all of the gam coefficients are zeroed so that no new feedback is provided to the receiver oscillator
The determination of the quantitative values for the gain coefficients depends on the amplitudes of the received signal, the noise in the received signal, and the hardware used in the implementation of the PLL None of theses factors can be perfectly pre-determined In addition it depends on the operating mode of the recovery loop The received amplitudes and noise will vary with the conditions of the receiver's use, the hardware is subject to vanations in manufacturing processes, and the recovery loop will switch between different modes dunng operation Because of these vanations, PLLs are generally made with an anay of loop filters with different combinations of gain coefficients The filter with the most appropriate gain coefficients is selected dunng operation of the receiver to place the recovery loop in an appropnate operating mode A loop filter typically generates an output that is a linear combination of two components the input phase enor signal and the time-integral of this input Therefore, some form of an integrator is a standard component of the loop filter, and the integrator's time constant determines one of the filter's gain coefficients The integrators are typically analog devices that rely on the physical properties and dimensions of their components to determine their outputs These parameters can vary under different operating conditions making the output a less controllable signal and introducing a limitation on the pnor art earner-recovery loops The limited selection and low tolerance of these analog components in a filter circuit limit the flexibility and tolerance of the gain coefficients Therefore, an improved loop filter is desired for a earner-recovery loop with adjustable and well-defined gain coefficients SUMMARY OF THE INVENTION
The present invention comprises a loop filter for a carrier-recovery loop in the receiver of a communication system. In the present invention, the error signal generated by the phase detector and the feedback signal from the loop filter are both digital signals. Since both its input and output are digital, the loop filter of the present invention is implemented in digital hardware, which brings several advantages to the design.
Unlike integration performed by analog components on integrated circuits, digital integration is a precisely controllable function determined by logic design rather than the physical features of its components. Analog implementations of integrators suffer from low tolerances in the manufacturing process; this is especially true in monolithic integrated circuits. An analog integrator in one circuit may have a very different time constant than an integrator in another circuit manufactured by the same process. In contrast, all digital integrators produced by the same process will have essentially the same performance characteristics.
Another advantage of the invention is that digital integrators are more flexible than their analog counterparts. While an analog integrator requires a selection of reference resistors and/or capacitors to provide multiple time constants, a digital integrator can be easily programmed to change its function.
Two gain coefficients, designated kl and k2, characterize the loop filter in the present invention.
These gain coefficients determine the frequency response of the loop filter and the amplitude of its output.
Explicitly, the output feedback signal is a sum of two components: the input enor signal, multiplied by kl, and the integral of the input error signal, multiplied by k2. The two gain coefficients are chosen to be powers of two. simplifying the process of multiplying the digital error signal by them.
The loop filter reads gain coefficients kl and k2 from a memory where they are stored; this arrangement makes the loop filter easily programmable since the values of the gain coefficients can be readily changed in the memory. By changing the gain coefficients during operation of the receiver, the recovery loop can be selectively placed in one of the several operating modes, including tracking, acquisition, and hold. The receiver can be configured with the appropriate values of the gain coefficients for each operating mode during the initial assembly and during subsequent reconfigurations.
While being simple in design and implementation, this system is a flexible filter that is adaptable to a range of receiver designs and constructions, and tolerant of a range of amplitudes for the received signal. The present invention thus provides a significant improvement and advance in the art and technology of carrier- recovery loop filters.
BRIEF DESCRD7TION OF THE DRAWINGS
Other objects and advantages of the invention will become apparent upon reading the following detailed description and upon reference to the accompanying drawings in which:
Fig. 1 is a schematic view of a telecommunication system; ig 2 shows the earner-recovery loop of the receiver in Fig 1 ,
ig 3 is a block diagram of one embodiment of the loop filter in the earner-recovery loop of Fig 2
ig 4 is a block diagram of a selection unit in the loop filter of Fig 3
ig 5 is a flowchart for the carner-recoverv loop of Fig 2, and
Fig 6 is a flowchart desenbing the loop filter of Fig 3
DESCRIPTION OF THE PREFERRED EMBODIMENTS
Digital Communication System
As shown in Fig 1 a digital communication system compnses at least one transmitter 100 and one receiver 150 for the communication of data Such communication systems are well known in the art The system desenbed in this figure uses differential quadnphase-shift keying (DQPSK) to comev data from a transmitter to a receiver Although not depicted here, other modulation schemes such as ASK FSK and other variants of PSK could also be used to convey the data
In the transmitter 100, digital data 102 are provided to a modulator 106 A transmitter reference oscillator 104 generates a sinusoidal earner wave 105 for the modulator 106 The digital data 102 are encoded onto the sinusoidal earner wave 105 bv the modulator 106 which shifts the carrier s phase bv multiples of 90° according to the technique of DQPSK modulation, a technique well-known in the art In this techmque, the modulator 106 shifts the phase of the earner wave bv multiples of 90° to generate a transmitted signal 108 these phase shifts are the svmbols that encode the data Each svmbol lasts for a duration of time T after which the next phase shift is introduced to the earner The differences in phase angle between successive symbols represent the transmitted data 102 Since there are four possible svmbols (shifts of 0° 90° 180° or 270°) m QPSK modulation, each phase difference represents two bits of the transmitted data
The earner wave s frequency is determined bv the reference oscillator 104 in the transmitter The transmitted signal 108 is the sinusoidal earner wave with the data-bearmg phase shifts of duration T The transmitted signal 108 is sent via a physical communication channel 190 to the receiver 150
The channel depicted in this figure is a radio transmission system that modulates the transmitted signal onto a radio wave 194 with a frequency greater than the earner wave frequency The channel 190 depicted here compnses the radio-frequency (RF) modulator 192, the radio wave 194 transmitted through the air and the RF demodulator 196 As would be known to one skilled in the art, other communications channels such as transmission line, waveguide, or optical fiber systems can of course be used instead of (or in conjunction with) the depicted radio transmission svstem Under ideal conditions the received signal 158 would be an exact replica of the transmitted signal 108 In practice, however there may be some differences between these two signals due to degradation suffered in the communication channel In the receiver 150, the received signal is demodulated by a demodulator 156 to extract the received data 152 Ideally, the received digital data 152 would replicate the transmitted digital data 102, but in practice the two sets of data may differ due to decoding enors in the receiver, or degradation of the transmitted signal in the communications channel
Carner Recovery
To extract the data from the received signal, the demodulator 156 requires a reference signal that closely reproduces the carner wave 105 Since the onginal carner wave 105 is not usually available in the receiver unit, this reference 155 is generated by a reference oscillator 154 in the receiver In a preferred embodiment of the receiver, the reference oscillator 154 is a digitally controlled oscillator (DCO), that is, it accepts a digital input word that controls the frequency of the oscillator's output This oscillator 154 must match the frequencv of the transmitter oscillator 104 that generated the carner wave 105 if the frequencies of the two oscillators are not matched, the receiver umt 150 cannot efficiently demodulate the transmitted signal
The receiver oscillator 154 can be built so that its natural frequencv is close to that of the transmitter oscillator 104, but due to variations in manufactunng and differences in operating environments there will be dnfts between the two oscillators To compensate for such offsets in frequency between the earner wave and the receiver oscillator, the receiver oscillator is locked to the earner wave by incorporating it into phase-locked loop (PLL) The PLL is a earner-recovery loop 162 that ties the frequency of the receiver oscillator 154 to the frequencv of the transmitter oscillator 104 The feedback from the carner-recoverv loop 162 conects offsets between the frequencies of the receiver oscillator and the carrier
The depiction of the receiver in Fig 1 includes a basic block diagram of the carner-recoverv loop 162 The earner-recovery loop 162 includes the basic elements of a PLL the receiver oscillator 154. a phase detector 164. and the loop filter 166
Fig 2 shows an embodiment of the earner-recovery loop 162 The phase detector 164 receives the received signal 158 and the receiver reference signal 155 With these two inputs, the phase detector 164 compares the receiver oscillator s phase to the phase of the carner wave and generates a digital phase error signal 165 indicative of the phase shift between them The phase enor signal 165 is then provided to the loop filter 166 which compnses a novel configuration as desenbed below The loop filter 166 uses digital processing elements to condition the phase enor signal 165 to generate a feedback signal 167, this feedback signal is fed back to the digitally controlled receiver oscillator 154 to nullify its offset from the carner frequency
In the implementation of the carner-recoverv loop presented in this figure, the digital feedback signal is fed back to the receiver oscillator 154, which produces the receiver reference signal 155 The receiver reference signal 155 is made available to the phase detector for companson with the received signal 158
The Loop Filter
As shown in Fig 2. the loop filter 166 comprises a multiplier 201 with a gain coefficient kl, which receives the phase enor signal 165 and provides an output to a digital adder 204 The loop filter 166 also compnses a multiplier 202 with a gain coefficient k2. which receives the phase enor signal 165 and provides an output to an integrator 203 in the loop filter The integrator 203 m turn provides an output to the digital adder 204 The digital adder 204 provides the sum of its two inputs to the receiver oscillator 154
The gain coefficients kl and k2 m multipliers 201 and 202 are adjustable binary values stored in a memorv 210
The integrator 203 accumulates the value of the phase error signal 165 after it has been scaled bv the gain coefficient k2 in multiplier 202 The digital adder 204 combines this integrated signal with a version of the onginal phase enor signal that has been scaled by the gain coefficient kl in multiplier 201 Thus the complex-frequency transfer function of the loop filter is k. + k2 I s With this implementation of the loop filter, the complex-frequency transfer function θ s) for the full earner-recovery loop is given by the following equation
Figure imgf000008_0001
Here Φ(s) represents the phase of the receiver oscillator (in the complex-frequency domain), and Θ(s) represents the phase of the received signal 158 The PLL thus has a low-pass response to changes in input frequencv The time constant for its response is determined by the gain coefficients kl and k2 Since the gain coefficients are binary values stored in the memory 210, they can be adjusted to put the earner-recovery loop into one of several different operating modes In the present invention, the receiver has three operating modes acquisition, tracking and hold To enter the acquisition mode, the receiver sets these coefficients to the appropnate acquisition values each time the receiver begins carner recovery In acquisition mode, the PLL of the prefened embodiment has a low-pass response to input frequency change The receiver changes from the acquisition to tracking mode bv reprogramming the gain coefficients kl and k2 in the loop filter to lower values that are appropnate when the oscillator is close in frequencv to the received signal In tracking mode, the values of kl and k2 are reduced so that the PLL slows its response time, thereby reducing its sensitivity to high-frequency noise
Tlus change from acquisition mode to tracking mode occurs when the receiver oscillator is determined to be adequately matched to the frequency of the received signal There are several possible criteria for changing between these modes One cntenon for making this switch from acquisition mode to tracking mode is that the recovered frequency should be within a set range (typically 1 kHz) of the actual input frequency A second requirement is useful in systems that receive digital data In these systems, the switch to tracking mode can be additionally delayed until the receiver has acquired a frame synchronization with the received signal
In hold mode the receiver oscillator is not allowed to adapt, so that it continues to produce its last known frequencv This mode is used to sustain the appropnate frequencv dunng fades in the received signal In this mode the gain coefficients kl and k2 have values of zero Alternatively this mode can be accomplished bv holding the value of the digital feedback signal constant or bv forcing the (phase enor) input to the loop filter to zero The latter means can be used to conserve power in TDD (time-division duplex) communication systems It allows the clock to the multipliers for kl and k2 and the integrator to be stopped dunng the transmit portion of the TDD frame, reducing their power requirements by up to a factor of two
The block diagram in Fig 3 shows an implementation of the prefened embodiment of the loop filter 166 In this implementation, an input register 305 receives a 5-bit number representing the digital phase enor signal 165 The bits of this number are sent to a multiplier 301 that multiplies them by the gain coefficients kl and k2 Since these gain coefficients are powers of 2. the multiplier works bv shifting the input by an appropnate number of bits, as descnbed below, to generate a 14-bit product 325 m an output register 320 The multiplier alternates between using kl and k2 to multiply the phase enor signal 305, so the product 325 represents the phase enor multiplied by kl on one clock cycle, and then the phase enor multiplied by k2 on the next clock cycle
The product 325 is sent to a time-multiplexed adder 330 that alternates its function from cycle to cvcle Dunng a cvcle in which it receives the product of kl and the phase enor signal from the multiplier 301. it adds this product to a value that it receives from an integrator register 340 The resulting sum is a 14-bit number representing the feedback signal 167, which is the output of the loop filter On alternate cvcles, the time-multiplexed adder 330 receives the product of k2 and the phase error signal from the multiplier 301 Dunng these cycles it adds the product to the value it receives from an integrator register 340. this sum 335 is then sent back to the integrator register 340 and is stored there This implementation realizes the function of the loop filter 166 that was descnbed in the discussion of Fig 2
When the earner recovery loop is in the hold mode, the input register is simplv set to contain all zeroes regardless of the value of the phase error 165 The resulting feedback signal 167 is then also zero, as required for the hold mode For the other two modes, tracking and acquisition the multiplier multiplies the phase enor signal 165 by the appropnate values of kl and k2
The multiplier 301 is implemented by the connections and elements contained in the dashed box in Fig 3 The five bits in the input register 305 are sent via a set of connections 310 to fourteen selection umts 315a-n These selection umts are each coupled to one of the bits m the multiplier s output register, and they each copv either one of the bits from the input register or a zero into their conesponding bit in the output register The different selection units are configured so that the output register receives a copy of the bits in the input register, but shifted by the appropnate number of places according to the multiplier (kl or k2)
Fig 4 presents a more detailed block diagram of the selection units 315a-n in the multiplier 301 As descnbed earlier, each selection umt receives one or more bits from the input register 305 via the a set of connections 310 In this figure, these bits are shown as the binary inputs 410 for one of the selection umts The inputs are sent to a multiplexer 415 which selects one of them, or a zero 411, as the selection umt's output 420 This output is sent to one of the bits in the multiplier's output register (as was shown in Fig 3)
A logic block 440 controls the multiplexers 415 in the selection units 315a-n bv generating a shift code 460 that determines which of the binary inputs 410 is selected by each multiplexer 415 The logic block 440 chooses which input bit is selected bv the multiplexer so that the multiplier output register 320 receives an appropπately shifted copy of the input register 305
To determine the number of places by which the multiplier input 165 should be shifted, the logic block receives the four different values of the multiplier the value of kl for lock mode 431, the value of kl for acquisition mode 432, the value of k2 for lock mode 433, and the value of k2 for acquisition mode 434 These values are pre-programmed into a memory as appropnate for the different modes Another input 450 to the logic block 440 indicates the cycle in the time-multiplexing, that is, whether kl or k2 is being used as a multiplier The logic block 440 also has an input 455 that indicates the operating mode of the carner recovery loop lock or acquisition These two inputs 450 and 455 determine which of the four multiplier values 431-434 is used bv the logic block 440 With this multiplier value, the logic block 440 generates the shift code 460 and provides it to the multiplexer 415 In response to the shift code 460. the multiplexer 415 selects one of the input bits 410 from the input register 305 or a zero 411 as the selection umt output 420 that is sent to the conesponding bit of the multiplier output register 320 In this prefened embodiment, the output of the logic block 440 indicates the shift code, that is, the number of bits to shift the input value 165 stored in register 305 The logic needed m block 440 to generate the shift code is easily implemented by one skilled in the art of logic design, and the multiplexer anangement is well known as a "shifter"' or "banel shifter" The constraint that each of kl and k2 be a power of 2 allows the shifter to function as a multiplier This embodiment of the invention utilizes factors kl and k2 that are less than 1, thus negative powers of 2 (kl, k2 = 2" . n= -1, -2, -3, ) However, in another embodiment of the present invention, the factors kl and k2 can also take values that are greater than or equal to 1 (kl, k2 = 2" , n= 0, ±1, +2. ±3. ), and the shift codes are chosen appropnately
The sequence of steps which constitute the earner recoverv are illustrated by the flowchart in Fig 5 In this diagram, the bold blocks and flow-lines on the right indicate the steps and the flow between them, while the light boxes on the left indicate quantities that are calculated and used in these steps From the starting conditions 501, the first step 503 is to program the appropnate gain coefficients for the current operating mode into the memory 210 The next step is to receive the received signal 505 The enor signal 165 representing the offset of the receiver oscillator 154 (shown in Fig 1 and Fig 2) is generated in the next step 510 The error signal 165 is filtered in the following step 515 according to the gain coefficients kl and k2 received from memory 530 This filtenng step 515 generates the feedback signal 167 that is used in the next step 520 to adjust the receiver oscillator so that it better matches the received signal After this adjustment the recovers loop returns to its initial step 505 to repeat the procedure with a new sample of the received signal
The step 515 of filtenng the enor signal is expanded in Fig 6 Here the bold blocks and flow-lines in the middle of this figure indicate the filtering steps and the flow between them, while the light boxes on the left and nght indicate quantities that are calculated and used m these steps The start of the filtenng procedure 601 is nght after the enor signal has been generated 510 (as was shown in Fig 5) In the first step 610 of the filtenng procedure the enor signal 165 is multiplied by the gain coefficient kl received from memory 530 to generate the product 650 of these two quantities The product 650 is then added in the next step 615 with a signal 660 representing the integral of the enor signal 165 multiplied bv the gain coefficient k2 The resulting sum is the digital feedback signal 167. which is the output of the filtenng procedure 515
To update the integrated signal 660. the next step 620 in the filtenng procedure 515 multiplies the error signal 165 with the gain coefficient k2 received from memory 530 The resulting product 655 is then added 625 to the integrated signal 660 The resulting sum. which represents the incremented value of the integrated signal 660, replaces the old value of the integrated signal 660 Having thus generated an updated value for the feedback signal 167 and the integrated signal 660, the filtenng procedure comes to a termination 699, and the carner recovery of Fig 5 proceeds to adjust the receiver oscillator in step 520
Digital Compensation of TDD Frequencv Pulling
In one embodiment of the invention, the integrated signal 660 is stored in a memorv 665 (shown in Fig 6) which then holds a stored integrator value The value m this memory 665 is then used to as an initializing value for the integrated signal 660 The memory 665 is operable to provide its value back to the integrated signal 660 when the carner recovery loop begins to acquire a new phase lock This feature of stonng the integrated signal 660 in a memory 665 is especially useful in carner recovery loops that are incorporated into some time-division duplexing (TDD) or time-division multiple access (TDMA) transceivers, in which a umt alternates between receiving and transmitting data It is a well-known problem m TDD and TDMA radio architecture to have frequency shifts in reference oscillators between transmission and reception modes This frequencv pulling occurs due to operating differences between the transmission and reception modes, such as changes m the output impedance of a reference oscillator
In another embodiment of the invention, the receiver 150 and the RF demodulator 196 from Fig 1 are incorporated in a TDD radio transceiver along with a local transmitter and a local RF modulator In this embodiment, an RF oscillator m the RF demodulator 196 is used to demodulate the RF signal 194 dunng reception, and is also used by the local RF modulator to generate an RF carner dunng transmission The frequencv of this oscillator undergoes transient frequencv shifts as shown in Fig 7a In this graph the RF oscillator frequencv is plotted versus time over the duration of a TDD frame The vertical axis on the left of the figure indicates a center RF value fo In this embodiment, the oscillator frequencv, shown bv the light curve has a rapid positive jump when the transceiver begins to receive data The RF oscillator frequency gradually returns to f0, then suffers a rapid negative jump as the transceiver switches to transmit data, and again gradually returns to f0 This pulling of the RF oscillator frequency can lead to significant data losses if it is not compensated, since the large frequency shifts place significant demands on the carner-recoverv loop 162 If the carner recovery loop fails to track the frequency shifts for a portion of the data reception, the received data will be lost for that portion of the reception Traditionally, this pulling has been compensated bv RF design modifications of the RF demodulators 162 in the pnor art However, in this embodiment of the invention, the stored integrator value in the memory 665 can be used to remedy the effects of the RF frequency pulling
The heavy curve in Fig 7a illustrates an example of the recovered frequency for the DCO 154 in this TDD embodiment of the invention The recovered frequency is at an intermediate frequency (IF) that is lower than the frequency of the RF signal 194, but variations in the RF oscillator frequency lead to conesponding vanations in the recovered frequency The vertical axis for the recovered frequencv is on the nght in the figure The center value fn on this axis indicates the conesponding phase-locked recovered frequencv when the RF oscillator is at fn Vanations m the RF oscillator lead to a corresponding hertz-for-hertz vanation in the locked recovered frequency Thus, on this graph, the heavy curve showing the recovered frequency would he on top of the light curve showing the RF oscillator frequency if the earner-recovery loop 162 were ideallv tracking the frequency-pulling of the RF oscillator This would not, however, be the optimal condition for earner recoverv since if the loop 162 is fast enough to track such a large sudden shift, then it may be too susceptible to high- frequency noise to maintain an adequate lock.
Instead, this TDD embodiment of the invention uses the digital word stored in the memory 665 to mitigate the effects of TDD frequency pulling As shown by the heavy curve m Fig 7a, over the duration of a TDD frame, the recovered frequency starts at some initial value fj ' and may have a significant offset from the received signal as the earner-recovery loop attempts to match the sudden change in received frequency The TDD frames are structured so that no payload data are transmitted dunng the initial portion of each transmitted data frame. This portion, called the preamble, is used to allow feedback loops to settle dunng the initial reception of a data frame. At the end of the preamble, the recovered signal has come closer to its target value (of lying on top of the RF oscillator curve). The exact curve followed by the recovered frequency depends on the form of the frequency pulling and on the response charactenstics of the carner recovery loop 162 The recovered frequency f2' at the end of the preamble is stored in memory 665 and is used as the initializing value for the recovery frequency at the beginning of the next received frame. As shown in Fig 7b. by starting from this improved initial value f ', the earner-recovery loop more quickly approaches a phase lock dunng the second received frame At the end of the preamble in the second received frame, the memory 665 stores a further-improved approximation f?' of the starting recovered frequency This new approximation is used in the following frame, as shown in Fig 7c Thus by building on values previously stored in memory 665, the carner- recoverv loop 162 converges on a good initializing value for the start of a received data frame This initializing value allows the earner-recovery loop 162 to maintain a tight lock with the received signal 158 despite the transient frequency jumps in the RF oscillator of the RF demodulator 196
It is to be understood that multiple vanations, changes and modifications are possible in the aforementioned embodiments of the invention descnbed herein Although certain illustrative embodiments of the invention have been shown and described here, a wide range of modification, change, and substitution is contemplated in the foregoing disclosure and, in some instances, some features of the present invention may be employed without a conesponding use of the other features Accordingly, it is appropriate that the foregoing description be construed broadly and understood as being given by way of illustration and example only, the spint and scope of the invention being limited only by the appended claims

Claims

WHAT IS CLAIMED:
1 A earner-recovery loop that generates a reference signal with a reference frequency substantially equal to a received frequency of a received signal, the earner-recovery loop compnsing
a signal input that receives the received signal.
a digitally controlled oscillator (DCO) with an input and an output, wherein the output provides the reference signal that oscillates at the reference frequency,
a phase detector coupled to said signal input and to said DCO. wherein said phase detector receives the received signal from said signal input, wherein said phase detector receives the reference signal from said DCO, and wherein the phase detector generates a digital phase enor signal wherein the digital phase enor signal indicates a phase difference between the received signal and the reference signal.
a memory that stores one or more gain coefficients, and
a loop filter coupled to said phase detector, to said memory, and to the input of said DCO. wherein
said loop filter receives the digital phase error signal from said phase detector
said loop filter receives the gam coefficients from said memory,
said loop filter operates on the digital phase enor signal in response to the gain coefficients to generate a digital feedback signal.
wherein the digital feedback signal is provided to the input of said DCO. and wherein said DCO changes the reference frequency in response to the digital feedback signal
2 The earner-recovery loop of Claim 1, wherein the gam coefficients are programmable to place the carner-recoverv loop in one of a plurality of operating modes
3 The earner-recovery loop of Claim 2, wherein the pluralitv of operating modes includes a tracking mode wherein in the tracking mode the gam coefficients have pre-programmed tracking values to allow the reference signal to track the received signal 4 The earner-recovery loop of Claim 2, wherein the plurahty of operating modes includes an acquisition mode, wherein in the acqmsition mode the gain coefficients have pre-programmed acquisition values to enable the earner recovery loop to acquire a phase lock with the received signal
5 The earner-recovery loop of Claim 2, wherein the plurality of operating modes includes a hold mode. wherein in the hold mode the gam coefficients are zero to prevent the reference signal from tracking the input signal
6 The earner-recovery loop of Claim 2, wherein the plurality of operating modes includes an acquisition mode and a hold mode, wherein
in the acquisition mode the gain coefficients have pre-programmed acqmsition values to enable the carner recovery loop to acquire a phase lock with the received signal, and
in the hold mode the gain coefficients are zero to prevent the reference signal from tracking the input signal
7 The earner-recovery loop of Claim 2, wherein the plurality of operating modes includes a tracking mode, an acquisition mode, and a hold mode, wherein
in the tracking mode the gain coefficients have pre-programmed tracking alues to allow the reference signal to track the received signal,
in the acquisition mode the gain coefficients have pre-programmed acqmsition values to enable the carner recovery loop to acquire a phase lock with the received signal, and
in the hold mode the gain coefficients are zero to prevent the reference signal from tracking the input signal
8 The earner-recovery loop of Claim 1, wherein said memory stores a first gain coefficient and a second gam coefficient, and wherein said loop filter further compnses
a first multiplier coupled to said phase detector and to said memory that receives the digital phase enor signal from said phase detector and the first gain coefficient from said memory, wherein said first multiplier multiplies the digital phase enor signal bv the first gain coefficient to generate a first product,
a second multiplier coupled to said phase detector and to said memory that receives the digital phase enor signal from said phase detector and the second gain coefficient from said memory, wherein said second multiplier multiplies the digital phase enor signal by the second gam coefficient to generate a second product,
an integrator coupled to the second multiplier that receives the second product and integrates the second product to generate a digital integrated signal, and
an adder that adds the first product and the digital integrated signal to generate the digital feedback signal
9 The earner-recovery loop of Claim 1, wherein the digital phase enor signal compnses a plurality of phase enor bits, wherein the bits are a binary representation of the digital phase enor signal, wherein the first and second gain coefficients are each powers of two, and wherein said first and second multipliers operate by shifting the digital phase enor signal and digital integrated signal by an appropnate number of bits
10 The earner-recovery loop of Claim 1. wherein said DCO compnses
a digital-to-analog converter coupled to said loop filter that receives the digital feedback signal and generates an analog feedback signal in response to the digital feedback signal, and
a voltage-controlled oscillator that receives the analog feedback signal from said digital-to-analog converter and generates the reference signal that oscillates at the reference frequency
11 A method for performing carner recovery in one of a plurality of selectable operating modes, the method compnsing
programming one or more gain coefficients of a loop filter to select one of the plurality of operating modes of the carner recovery,
receiving a received signal, wherein the received signal has a received frequency.
locking a reference frequency of a reference signal to the received frequency of the received signal, wherein said locking compnses
generating a digital phase enor signal that represents a phase difference between the received signal and the reference signal
filtenng the digital phase enor signal according to the programmed one or more gain coefficients to generate a digital feedback signal, and adjusting the reference frequency of the reference signal in response to the digital feedback signal so that the reference frequency matches the received frequency
12 The method of Claim 11, wherein the plurality of operating modes includes a tracking mode wherein m the tracking mode the gain coefficients have pre-programmed tracking values to allow the reference signal to track the received signal
13 The method of Claim 11, wherein the plurality of operating modes includes an acquisition mode wherein in the acquisition mode the gam coeffiαents have pre-programmed acqmsition v.alues to enable the carner recovery loop to acquire a phase lock with the received signal
14 The method of Claim 11, wherein the plurality of operating modes includes a hold mode wherein in the hold mode the gain coefficients are zero to prevent the reference signal from tracking the input signal
15 The method of Claim 11, wherein the plurality of operating modes includes an acquisition mode and a hold mode wherein
in the acquisition mode the gam coefficients have pre-programmed acquisition values to enable the carner recovery loop to acquire a phase lock with the received signal, and
in the hold mode the gain coefficients are zero to prevent the reference signal from tracking the input signal
16 The method of Claim 11, wherein the plurality of operating modes includes a tracking mode, an acqmsition mode, and a hold mode wherein
in the tracking mode the gam coefficients have pre-programmed tracking values to allow the reference signal to track the received signal,
in the acquisition mode the gain coefficients have pre-programmed acqmsition values to enable the carner recovery loop to acquire a phase lock with the received signal.
in the hold mode the gain coefficients are zero to prevent the reference signal from tracking the input signal
17 The method of Claim 11, wherein the one or more gain coefficients include a first gain coefficient and a second gam coefficient, wherein said filtenng compnses
ι a first multiplying of the digital phase enor signal by the first gain coefficient to generate a first product,
a second multiplying of the digital phase enor signal bv the second gain coefficient to generate a second product.
integrating the second product m time to generate a digital integrated signal, and
adding the first product and the digital integrated signal to generate the digital feedback signal
18 The method of Claim 17, wherein the digital phase enor signal compnses a plurality of phase enor bits, wherein the bits are a binary representation of the digital phase enor signal, wherein the first and second gain coefficients are each powers of two, wherein said first multiplying and said second multiplving compnse shifting the digital phase enor signal by an appropnate number of bits
19 A loop filter adapted for operation in a earner-recovery loop, wherein the carner-recoverv loop compnses a digitallv controlled oscillator (DCO) and a phase detector, the loop filter compnsing
a first multiplier coupled to the phase detector that receives a digital phase error signal from the phase detector, wherein said first multiplier multiplies the digital phase error signal bv a first gain coefficient to generate a first product
a second multiplier coupled to the phase detector that receives a digital phase enor signal from the phase detector, wherein said second multiplier multiplies the digital phase enor signal bv a second gain coefficient to generate a second product,
an integrator coupled to said second multiplier that receives the second product and integrates the second product to generate a digital integrated signal, and
an adder coupled to said first multiplier and to said integrator that adds the first product and the digital integrated signal to generate a digital feedback signal.
wherein the digital feedback signal is provided to the input of the DCO, wherein the reference frequency of the DCO changes in response to the digital feedback signal
20 The loop filter of Claim 19. wherein the first and second gain coefficients are programmable to place the earner-recovery loop in one of a plurality of operating modes
PCT/US1997/021469 1996-11-21 1997-11-21 A programmable loop filter for carrier recovery in a radio receiver WO1998023071A1 (en)

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US5974584A (en) 1999-10-26
WO1998023042A1 (en) 1998-05-28
US6597754B1 (en) 2003-07-22
US6055281A (en) 2000-04-25
US6097768A (en) 2000-08-01
US6018556A (en) 2000-01-25
WO1998023070A1 (en) 1998-05-28
WO1998023069A1 (en) 1998-05-28

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