WO2000029886A1 - Resonator fiber bidirectional coupler - Google Patents

Resonator fiber bidirectional coupler Download PDF

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Publication number
WO2000029886A1
WO2000029886A1 PCT/US1999/026877 US9926877W WO0029886A1 WO 2000029886 A1 WO2000029886 A1 WO 2000029886A1 US 9926877 W US9926877 W US 9926877W WO 0029886 A1 WO0029886 A1 WO 0029886A1
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WO
WIPO (PCT)
Prior art keywords
resonator
optical
tuning
fiber
power
Prior art date
Application number
PCT/US1999/026877
Other languages
French (fr)
Other versions
WO2000029886A9 (en
Inventor
Kerry Vahala
Ming Cai
Guido Hunziker
Original Assignee
California Institute Of Technology
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by California Institute Of Technology filed Critical California Institute Of Technology
Priority to AU14779/00A priority Critical patent/AU1477900A/en
Priority to JP2000582835A priority patent/JP2003501674A/en
Priority to EP99972311A priority patent/EP1153326A4/en
Priority to CA002348271A priority patent/CA2348271C/en
Publication of WO2000029886A1 publication Critical patent/WO2000029886A1/en
Publication of WO2000029886A9 publication Critical patent/WO2000029886A9/en

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Classifications

    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/24Coupling light guides
    • G02B6/26Optical coupling means
    • G02B6/28Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals
    • G02B6/293Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals with wavelength selective means
    • G02B6/29331Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals with wavelength selective means operating by evanescent wave coupling
    • G02B6/29335Evanescent coupling to a resonator cavity, i.e. between a waveguide mode and a resonant mode of the cavity
    • G02B6/29338Loop resonators
    • G02B6/29343Cascade of loop resonators
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/10Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type
    • G02B6/12Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type of the integrated circuit kind
    • G02B6/12007Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type of the integrated circuit kind forming wavelength selective elements, e.g. multiplexer, demultiplexer
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/24Coupling light guides
    • G02B6/26Optical coupling means
    • G02B6/28Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals
    • G02B6/293Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals with wavelength selective means
    • G02B6/29379Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals with wavelength selective means characterised by the function or use of the complete device
    • G02B6/2938Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals with wavelength selective means characterised by the function or use of the complete device for multiplexing or demultiplexing, i.e. combining or separating wavelengths, e.g. 1xN, NxM
    • G02B6/29382Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals with wavelength selective means characterised by the function or use of the complete device for multiplexing or demultiplexing, i.e. combining or separating wavelengths, e.g. 1xN, NxM including at least adding or dropping a signal, i.e. passing the majority of signals
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/01Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour 
    • G02F1/011Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  in optical waveguides, not otherwise provided for in this subclass
    • G02F1/0115Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  in optical waveguides, not otherwise provided for in this subclass in optical fibres
    • G02F1/0118Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  in optical waveguides, not otherwise provided for in this subclass in optical fibres by controlling the evanescent coupling of light from a fibre into an active, e.g. electro-optic, overlay
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/01Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour 
    • G02F1/21Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  by interference
    • G02F1/225Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  by interference in an optical waveguide structure
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04JMULTIPLEX COMMUNICATION
    • H04J14/00Optical multiplex systems
    • H04J14/02Wavelength-division multiplex systems
    • H04J14/0201Add-and-drop multiplexing
    • H04J14/0202Arrangements therefor
    • H04J14/021Reconfigurable arrangements, e.g. reconfigurable optical add/drop multiplexers [ROADM] or tunable optical add/drop multiplexers [TOADM]
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/24Coupling light guides
    • G02B6/26Optical coupling means
    • G02B6/28Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals
    • G02B6/293Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals with wavelength selective means
    • G02B6/29379Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals with wavelength selective means characterised by the function or use of the complete device
    • G02B6/2938Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals with wavelength selective means characterised by the function or use of the complete device for multiplexing or demultiplexing, i.e. combining or separating wavelengths, e.g. 1xN, NxM
    • G02B6/29382Optical coupling means having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals with wavelength selective means characterised by the function or use of the complete device for multiplexing or demultiplexing, i.e. combining or separating wavelengths, e.g. 1xN, NxM including at least adding or dropping a signal, i.e. passing the majority of signals
    • G02B6/29383Adding and dropping

Definitions

  • WDM wavelength division multiplexing
  • optical wavelengths also called optical channels
  • add/drop filters The general principle of these devices is illustrated in
  • Figure 1 illustrates the properties of the
  • a designated wavelength, here ⁇ is intended to be dropped.
  • the dropped wavelength ⁇ 3 will be output through port #3 106.
  • the wavelength to be added, ⁇ 3 is
  • ⁇ ⁇ - ⁇ 4 is output through #2 output port 210.
  • waveguides are prepared on a wafer using lithography and
  • the disk is designed to sustain optical modes
  • the positions of the waveguides permit coupling of optical power between the waveguides and the disk.
  • optical power can be
  • waveguides and other parts on a chip the waveguides and other parts on a chip
  • the disk resonator are etched or otherwise defined into the
  • optical-element lends itself well to mass production, it has
  • optical Q is a figure of merit often cited in optical
  • resonators of the present invention can exceed 1 million.
  • resonators can provide more flexibility in design, and can
  • the present system teaches a special kind of resonator-
  • One application is to wavelength-division-multiplexed
  • This application defines an optical device, that has an
  • optical fiber which has a first thinned portion, formed such
  • the resonator can be spherical,
  • a second optical fiber having a second thinned portion
  • Figures 1 & 2 respectively show a standard drop and add filter
  • Figures 3 & 4 respectively show a drop and add filter function according to an embodiment
  • Figure 5 shows a high magnification photograph of the device
  • Figure 6 shows an experimental frequency response of the device in Figure 5 ;
  • Figure 7 shows a tunable embodiment using multiple resonators
  • the device should have a high drop extinction. This
  • the device should have very high rejection of non-
  • the specific channels to be added are the specific channels to be added.
  • the device should also be easy and inexpensive to couple
  • the add/drop device could,
  • optical pass bandwidth of the add/drop device must be a constant
  • a resonator e.g., a
  • microsphere or disk shaped resonator is coupled to two, single-mode optical fibers which have been prepared with
  • the resonator can be disk shaped, spherical
  • the tapered fibers are spheroidal (e.g., a squashed sphere) .
  • taper is preferably thin enough so that the light wave may be
  • a resonator of appropriate type is then placed between parallel, closely-spaced tapered regions of the two optical fibers.
  • Optical power (possibly carrying information) that is propagating in one of the optical fibers couples weakly from the corresponding fiber optic taper to the resonator.
  • the frequency of the optical power is "resonant" with a mode of the optical resonator there will be, in general, a significant increase in the power transferred to the resonator and, in turn, to the second fiber taper.
  • Figure 3 and Figure 4 show the system configured to be
  • microsphere resonator 300 is placed between two
  • a first fiber 500 which carries the original optical
  • Each of the fibers is tapered at the respective neck
  • Figure 5 shows a high magnification photograph of this
  • fibers is 3-5 microns in diameter at the location of the
  • optical energy can be any optical energy
  • Figure 6 shows the transmission spectra through port #2
  • the preferred resonator is a silica microsphere.
  • the spheres can be distorted - for example prolate or oblate.
  • a disk-shaped resonator for example, could be used.
  • resonators might be simpler in some ways to fabricate and
  • Disks could also be
  • optical Q value between 2-10 million.
  • One variation is to intentionally degrade the Q factor of
  • taper to resonator to taper coupling is measured to be
  • a control mechanism can be used to maintain the
  • the system can also be made tunable.
  • One technique tunes
  • Another technique uses a coating on the sphere or disk,
  • Possible coatings include but are not limited to
  • the resonators are made from a material other than
  • Semiconductor spheres or disks exhibit a
  • a substrate to improve its strength and durability.
  • a substrate could be prepared in which alignment
  • Each microsphere is close to or touching a respective fiber
  • Each resonator can have a different resonant
  • This embodiment provides a
  • the Figure 7 system could also be formed on a substrate
  • the system described above may have transmission
  • narrow-band optical filters This could include, for example,

Abstract

A resonator (300), e.g., a silica microsphere or disk, is used between two fiber optic cables (500, 502) to form an add/drop filter. The resonator (300) is resonant with the frequency to be added or dropped. In this way, only that particular channel is added or dropped as needed.

Description

RESONATOR FIBER BIDIRECTIONAL COUPLER
Cross Reference To Related Applications
This claims priority from US Provisional Application,
number 60/108,358, filed November 13, 1998.
Background
Modern fiber-optic communications systems use a method
called wavelength division multiplexing or WDM to send massive
amounts of information at extremely high data rates over a
single optical fiber. In these WDM systems there are many
optical wavelengths (also called optical channels) that are
used to carry the information. The optical power at each of
these wavelengths co-propagates with the power at the other
wavelengths on a single optical fiber cable. At certain points
along the optical fiber, it may be necessary to remove and/or
add an optical channel. This can happen, for example, in a
long-distance communication system whenever the fiber cable
enters a city. It can also happen within a city (or
metropolitan area network) when optical channels are routed by
using their wavelength. Devices that perform this function are
called add/drop filters. The general principle of these devices is illustrated in
Figures 1 and 2. Figure 1 illustrates the properties of the
drop function. A wavelength division multiplexed signal 100
is introduced to the #1 port 102 of the add/drop filter 104.
A designated wavelength, here λ , is intended to be dropped.
The dropped wavelength λ3 will be output through port #3 106.
The remainder of the spectrum, that is λ , λ , and λ4, will be
output through the #2 output port 110.
The add function of the add/drop filter is illustrated in
Figure 2. The partial spectrum, λ1# λ2, λ4, is input as input
wave 200 (to #1 port) . The wavelength to be added, λ3, is
input through #4 port 202. The complete spectrum with all of
λ±- λ4 is output through #2 output port 210.
Several different kinds of add/drop filter devices have
been proposed. Of these approaches one that is most nearly
related to this invention is described in "Ultracompact Si-Si02
Micro-Ring Resonator Optical Channel Dropping Filters", by
Little et al (herein "Little"). In that approach, two
waveguides are prepared on a wafer using lithography and
etching techniques. These waveguides are situated on opposite
sides of a disk that has also been defined using lithography
and etching. The disk is designed to sustain optical modes
characterized by their resonant wavelength and their quality
factors or "Q" . The positions of the waveguides permit coupling of optical power between the waveguides and the disk.
When the wavelength of this optical power coincides with a
resonant wavelength of the disk, optical power can be
transferred between the waveguides. This permits realization
of the add/drop function.
The Little reference describes a monolithic add-drop
device where key components of the device are fabricated onto
a single semiconductor chip. Devices like these have several
limitations. First, because the Little device is fabricated
as waveguides and other parts on a chip, the waveguides and
the disk resonator are etched or otherwise defined into the
chip. Although fabrication of this kind of monolithic-
optical-element lends itself well to mass production, it has
drawbacks. There can be a large insertion loss associated
with coupling any waveguide created on a wafer to optical
fiber. Several undesirable decibels of loss are typical for
the fiber-to-chip coupling. Also, the manufacturing process
that couples optical fibers to on-chip waveguides is costly.
Hence, the cost associated with producing fiber-coupled
devices such as in the Little reference can be high. Another
disadvantage of the Little device is parasitic optical loss
induced during the fabrication process, because of unwanted
optical scattering from imperfections at lithographic-defined
interfaces. Such loss can adversely affect propagation through the device as well as the quality factor or Q of the
resonator.
The optical Q is a figure of merit often cited in optical
resonators and provides a reference point as to the quality of
a resonator. The optical Q or quality factor of a resonator
mode is defined as Q=v/Δv where v is the optical frequency of
the given mode while Δv is the modes linewidth. The Q's of the
resonators of the present invention can exceed 1 million.
High Q is not only important in establishing a basis for
comparison of resonator quality, but also affects the way in
which the add/drop device functions. In general, higher Q
resonators can provide more flexibility in design, and can
allow for a wider range of system applications - even beyond
the application cited above to add/drop filters.
Summary
The present system teaches a special kind of resonator-
based all-fiber optic bi-directional coupler in which optical
power is resonantly transferred from a first optical fiber to
a second or vice versa by way of coupling to a high-Q optical
cavity. One application is to wavelength-division-multiplexed
optical communications systems where a version of the device
can function as an add/drop filter. Another application would use the ultra-high Q properties of the filter for high-
resolution optical spectrum analysis.
This application defines an optical device, that has an
optical fiber, which has a first thinned portion, formed such
that a fraction of the guided optical power propagates outside
of the first thinned portion; and a resonator, coupled to said
first thinned portion, such that optical power can be
transferred to the resonator. The resonator can be spherical,
or disk shaped, for example.
A second optical fiber, having a second thinned portion,
can be also coupled to said resonator, such that power can be
transferred between the first fiber and the second fiber.
Brief Description of the Drawings
These and other aspects of the invention will now be
described with reference to the attached drawings and
photographs, in which:
Figures 1 & 2 respectively show a standard drop and add filter;
Figures 3 & 4 respectively show a drop and add filter function according to an embodiment; Figure 5 shows a high magnification photograph of the device;
Figure 6 shows an experimental frequency response of the device in Figure 5 ; and
Figure 7 shows a tunable embodiment using multiple resonators;
Description of the Preferred Embodiments
The inventors recognize that wavelength add and drop
filters should have certain desirable characteristics. These
desirable characteristics include the following:
The device should have a high drop extinction. This
means that the device should produce minimal residual optical
power in the place of the now-dropped channel, at the output
port. This is important since any such residual information
could interfere with new information that would be added in
the available wavelength slot. The device should have very high rejection of non-
designated channels. These non-designated channels should not
be coupled into the drop port (port No. 3) or to the add port
(port no. 4) . There should be low insertion loss of non-
designated channels, i.e., there should be minimal attenuation
of the wavelengths that are not dropped by the device.
The channels that are to be dropped or added should also
be minimally attenuated by the drop and/or add process.
In some applications, the specific channels to be added
or dropped should be programmable.
The device should also be easy and inexpensive to couple
to an optical fiber. Ideally, the add/drop device could,
itself, be composed of optical fiber so that expensive
packaging procedures associated with coupling the device to
fiber could be avoided.
The optical pass bandwidth of the add/drop device must be
greater than or equal to the spectral width of the optical
channel. Otherwise information on the channel will be lost,
distorted or attenuated.
An embodiment describes a device that can be made from
all fiber optic materials and which has substantial
advantages .
According to the present system, a resonator, e.g., a
microsphere or disk shaped resonator, is coupled to two, single-mode optical fibers which have been prepared with
optical tapers. The resonator can be disk shaped, spherical
or spheroidal (e.g., a squashed sphere) . The tapered fibers
can be prepared by heating a portion of the fiber in a flame.
Other techniques of forming such tapers are known. The fiber
taper is preferably thin enough so that the light wave may be
guided in the cladding rather than the core. In addition, the
fiber taper is thinned so much that some non-negligible
portion of guided optical power is actually outside the glass
medium. Diameters of this thinned (i.e., tapered) region can
be in the range of 1-10 microns.
A resonator of appropriate type is then placed between parallel, closely-spaced tapered regions of the two optical fibers. Optical power (possibly carrying information) that is propagating in one of the optical fibers couples weakly from the corresponding fiber optic taper to the resonator. However, when the frequency of the optical power is "resonant" with a mode of the optical resonator there will be, in general, a significant increase in the power transferred to the resonator and, in turn, to the second fiber taper.
An embodiment describes an all fiber-optical device with substantial advantages. Figure 3 and Figure 4 show the system configured to be
used as an add/drop filter. The drop function is illustrated
in Figure 3 while the add function is illustrated in Figure
4) . This figure uses the port designations shown in Figures 1
and 2. The microsphere resonator 300 is placed between two
fibers: a first fiber 500 which carries the original optical
channels and the modified channels (ports 1 and 2
respectively) , and the second fiber 502 which carries the
dropped channel (port 3) or the channel to be added (port 4) .
Each of the fibers is tapered at the respective neck
locations .
Figure 5 shows a high magnification photograph of this
embodiment. A 300 micron diameter microsphere resonator 300
is shown between the two fibers 500 and 502. Each of the
fibers is 3-5 microns in diameter at the location of the
smallest part 501, 503 of the fibers 500, 502. The preferred
embodiment in Figure 3 and Figure 4 shows the sphere 300 in
actual contact with both neck parts of the fibers. However,
certain gaps between the fiber and resonator are possible and
may even be preferred, since the optical energy can be
transferred by evanescent coupling.
Figure 6 shows the transmission spectra through port #2
and port #3 on the device in Figure 5. The spectra have been
generated by scanning the optical frequency of a light wave which is introduced at port #1. The minima and maxima in the
two traces of Figure 6 correspond to resonances of the
spherical resonator appearing in the photo in Figure 5.
The preferred resonator is a silica microsphere. Other
shapes, sizes and materials could be used for the resonator.
The spheres can be distorted - for example prolate or oblate.
A disk-shaped resonator, for example, could be used. Disk
resonators might be simpler in some ways to fabricate and
would have a simpler mode spectrum. Disks could also be
fabricated using lithographic techniques. Moreover, the sphere
or disk could be fabricated using silica or other materials,
including, but not limited to, semiconductors or polymer
materials .
The transmission line width or bandwidth of these devices
using spheres with diameters in the size range of 200-300
microns and tapers with diameters in the range of 3-5 microns
is typically between 20 and 100 MHZ. This corresponds to an
optical Q value between 2-10 million. In certain applications,
such as in an optical spectrum analyzer, these high Q's and
narrow line widths could be very desirable. However, for WDM
communications systems in which each optical channel has
GigaHertz data rates, it may be desirable to have wider
bandwidths and hence lower optical Q's. In addition, the
typical mode frequency spacing in the microsphere resonator of the prototype devices may be too narrow for use in the WDM
system. For example, in the spectrum of Figure 6, the mode
spacing of 1.3 GigaHertz would be too narrow for high data-
bandwidth add/drop applications. Therefore, different
features can be modified to increase both the bandwidth
associated with the resonant line width as well as the
frequency spacing of the resonator modes.
One variation is to intentionally degrade the Q factor of
the resonator by reducing its size. Smaller resonators, for
example, have lower Q factors and hence wider line widths.
Smaller spherical resonators, with diameters in the range of
30-50 microns, for example, have been tested by the co-
inventors in a system and can provide sufficient bandwidth to
drop an information channel carrying 5 Gigabits/sec of pseudo-
random data. The line widths of certain resonator modes in
these reduced diameter systems are in the range of 10
GigaHertz with corresponding Q's in the range of 20,000.
As for the mode frequency spacing there are a number of
different techniques to increase this number from present
values. These include using eccentric spheroidal resonators to
increase frequency splitting of resonant modes, or using disk-
shaped resonators to eliminate or decrease the azimuthal
degrees of freedom of the spherical optical mode. An important issue in the use of add/drop filters is loss
upon coupling to the second taper as well as loss upon
transmission past the resonator. In measurements conducted on
the prototype devices, the primary contributions to each of
these components is from the fiber tapers themselves. The
taper to resonator to taper coupling is measured to be
extremely efficient, e.g, loss of 99.8% taper-to-resonator-to-
taper coupling has been attained. Consistent with this result,
very high extinction of the dropped channel has been observed.
Extinctions exceeding 27 dB have been observed. This can be
attributed to the high quality of the taper-to-resonator
junction (i.e., loss) as well as the nearly identical nature
of the two, fiber-taper coupling junctions.
A control mechanism can be used to maintain the
wavelength of a particular resonance at or near the wavelength
of an optical signal. The feedback control to the sphere could
monitor the transmitted power through the possible output
ports or even the minute optical power that scatters from the
resonator. Feedback could be used to control the optical
source emission wavelength or the wavelengths of the
resonances of the resonator. Control of wavelength in this
process could use temperature or other possibilities described
herein. The system can also be made tunable. One technique tunes
by changing the temperature of the resonator or disk by
directly heating it using electrical or optical means. In the
latter case, a small laser source could be used to heat the
resonator.
Another technique uses a coating on the sphere or disk,
whose refractive index can be varied by optical or electrical
means. For example, some materials are strongly electro-optic
so that an applied electric field will induce a change in
their refractive index. If the sphere or disk is placed
between the plates of a small capacitor, then a voltage
applied to the capacitor induces tuning of the sphere resonant
frequencies. Possible coatings include but are not limited to
selected polymers, liquid crystals, semiconductors, or
glasses.
If the resonators are made from a material other than
silica, then the material itself could be strongly electro-
optic (silica is weakly electro-optic) so that an applied
field changes its refractive index and hence tunes the
resonant frequencies. Semiconductor spheres or disks exhibit a
refractive index that varies with carrier density and hence
this could also provide a good tuning mechanism.
Another embodiment would have the system mounted to a
substrate to improve its strength and durability. For example, a substrate could be prepared in which alignment
grooves, holes etc. are prepared using standard lithographic
and etching procedures . Fiber tapers and resonators are then
placed into these structures to achieve spatial registration.
It can be important for the tapers to be prepared using
optical fiber so as to derive the advantages of intrinsic
fiber optic compatibility. It could also be possible to
prepare the resonator as part of the substrate. For example, a
disk resonator similar to that described in the Little
reference could be defined in a wafer and fiber tapers then
mounted to the wafer by way of registration grooves. Use of a
substrate would also make possible the incorporation of
electronic control circuits on the same wafer or semiconductor
chip.
The preferred embodiment describes fabricating the
resonator using silica. However, other materials are
possible, including semiconductors and polymer materials.
Another embodiment shown in Figure 7 places multiple
resonators 700-710 between the two fiber tapers 720, 730. The
system of Figure 7 shows N microsphere resonators 700-710.
Each microsphere is close to or touching a respective fiber
taper 720, 730. Each resonator can have a different resonant
frequency. A more preferred mode is that each of the
resonators is tunable independently of the others, using the techniques described above. This embodiment provides a
multiple add/drop function in a single device.
The Figure 7 system could also be formed on a substrate
as described above.
The system described above may have transmission
characteristics that depend on the optical wave's input
polarization. A polarization independent system is possible
when two resonators are configured at 90° relative to one
another to independently couple orthogonal polarization states
of a particular optical channel. Provided the coupling
characteristics of the resonators are nearly the same, the
result will be nearly polarization independent. In addition,
the spacing between the two 90° oriented resonators should be
as close as possible to minimize path-length difference of the
two coupled orthogonal states of polarization.
In particular, it is important to note that the channel
add/drop function is not the only possible application of this
invention. Its ultra-high Q properties give it unique
attributes in many fiber-based applications requiring ultra-
narrow-band optical filters. This could include, for example,
but is not limited to optical spectrum analyzers or narrow¬
band spectral sampling devices.
Although only a few embodiments have been described in
detail above, those having ordinary skill in the art certainly
understand that modifications are possible.

Claims

What is claimed is:
1. An optical device, comprising:
an optical fiber, which has a first thinned portion, formed such that a fraction of the guided optical power propagates outside of the first thinned portion; and a resonator, coupled to said first thinned portion, such
that optical power can be transferred to the resonator.
2. A device as in claim 1 further comprising a second optical fiber, having a second thinned portion, and also coupled
to said resonator, such that power can be transferred between the
first fiber and the second fiber.
3. A device as in claim 2 further comprising a substrate, having a first area for holding said first thinned portion of
said first optical fiber, a second area for holding said second
thinned portion of said second optical fiber and a third indented portion for holding said resonator.
4. A device in claim 3 wherein said resonator is a sphere.
5. A device as in claim 3 wherein said resonator is disk-
shaped .
6. A device as in claim 3 wherein said resonator is
spheroid-shaped .
7. A device as in claim 3 further comprising an electronic tuning element, formed on said substrate in a proximity of said resonator and energizable to tune a resonant mode of said
resonator .
8. A device as in claim 7 further comprising a control
circuit for said electrooptic tuning element, formed in said
substrate .
9. A device as in claim 8 wherein said tuning element is a
resistive heater.
10. A device as in claim 8 wherein said tuning element includes a laser which heats said resonator.
11. A device as in claim 1 further comprising a tuning mechanism, which tunes the frequencies of the resonator modes one of continuously in a repetitive scanning mode, or in discrete
jumps .
12. A device as in claim 11 wherein said resonator is tuned by changing the temperature of the resonator.
13. A device as in claim 12 further comprising a resistive
heating element, selectively energizable to increase a temperature of said resonator to thereby change a resonant
frequency thereof .
14. A device as in claim 12 wherein said tuner comprises a
laser for heating said resonator.
15. A device as in claim 11 wherein said tuning is carried out by providing a plurality of additional resonators, each resonator having a different resonant mode.
16. A device as in claim 11 further comprising a feedback
element, detecting a power form a specified location in the
optical device, and tuning the resonator based on said power.
17. A device as in claim 16 wherein said power that is detected is reflected power.
18. A device as in claim 16 wherein said power that is detected as transmitted power past the resonator and the resonator is tuned to minimize said transmitted power.
19. A device as in claim 2 further comprising means for
reducing a polarization dependence of the system.
20. A device as in claim 2 wherein said resonator is mounted to couple to a first polarization state, and further
comprising a second resonator which is mounted to couple to a
second polarization state different than said first polarization state.
21. A device as in claim 20 wherein said second
polarization state is orthogonal to said first polarization
state .
22. A device as in claim 20 further comprising a tuning element, enabling a resonant mode of said resonator to be tuned.
23. A device as in claim 2 further comprising at least one additional resonator, also coupled optically to the thinned
portion, said at least one additional resonator having at least one optical characteristic that is different than said resonator.
24. A device as in claim 29 wherein said optical characteristic is a resonant mode frequency.
25. A device as in claim 29 wherein said optical characteristic is a polarization state.
26. A fiber optic channel modifying device, comprising:
a first optical fiber, carrying a plurality of optical
channels ,- said first optical fiber having a first thinned portion; a second optical fiber, also having a second thinned
portion; and a resonator, coupled optically to said first and second
thinned portions.
27. A device as in claim 26 wherein said device is used as channel dropping device, and said resonator is resonant with a frequency of a channel to be dropped.
28. A device as in claim 26 wherein said device is to used as a channel adding device, and said resonator is resonant with a
channel to be added.
29. A device as in claim 26 further comprising a plurality of additional resonator devices, each said resonator device
having a different optical characteristic.
30. A device as in claim 29 wherein said optical characteristic is the resonant mode frequency.
31. A device as in claim 29 wherein said optical characteristic is a polarization state.
32. A device as in claim 26 wherein said resonator is a spherically shaped piece of silica glass.
33. A device as in claim 26 further comprising a tuning
structure, which operates to tune a resonant mode of said resonator .
34. A device as in claim 33 further comprising a parameter
detector, which detects a parameter related to resonance of the
system, and commands the tuning mechanism to adjust a resonant mode of said resonator responsive to said parameter.
35. A device as in claim 34 wherein said parameter is
power .
36. A device as in claim 35 wherein said power is
transmitted power into the second fiber from the first, and said tuning is carried out to maximize the transmitted power.
37. A device as in claim 35 wherein said power is scattered resonant power, and said tuning is carried out to maximize the scattered power.
38. A device as in claim 33 wherein said tuning mechanism
includes a device which modifies the temperature of the resonator to vary its resonant frequencies .
39. A device as in claim 33 wherein said tuning mechanism
includes an electrooptic device.
40. A device as in claim 26 further comprising at least one
additional resonator.
41. A device as in claim 40 wherein said additional
resonator has a different resonant frequency than said resonator.
42. A device as in claim 26 further comprising a silicon substrate, having first and second fiber holding surfaces for
respectively receiving said first and second optical fibers, and having a resonator holding surface for receiving said resonator.
43. A device as in claim 42 further comprising a silicon substrate, having first and second fiber holding surfaces for
respectively receiving said first and second optical fibers, and having a resonator holding surface for receiving said resonator and wherein said temperature controlling mechanism is located in the vicinity of said resonator.
44. A device as in claim 43 further comprising a feedback mechanism, monitoring some parameter indicative of proper resonance, said feedback mechanism integrated into said silicon
substrate.
45. A device as in claim 43 further comprising a control circuit for the heating mechanism, said control circuit integrated in said silicon substrate.
46. An optical add/drop filter, comprising:
a resonator, having a resonant mode of operation;
a first optical fiber, in which signals pass from a first end to a second end, the first end including an input signal or signals, and the second end including a first output signal or signals, and a first thinned portion passing adjacent said
resonator; and a second optical fiber, having a second thinned portion passing adjacent said resonator, and in which signals pass from a first end to a second end, the first end defining in input port for an add function and the second end defining an output port
for a drop function.
47. A filter as in claim 46 wherein said resonator is a
silica microsphere.
48. A filter as in claim 46 wherein said resonator is a
disk-shaped element.
49. A filter as in claim 46 further comprising at least one
additional resonator, said at least one additional resonator having a resonant wavelength that is different than a resonant wavelength of said resonator.
50. A filter as in claim 46 further comprising a tuning element, operating to tune the resonator's resonant mode according to a predetermined parameter.
56. A filter as in claim 50 wherein said predetermined parameter includes proper synchronization between the resonant mode of the resonator, and the desired channel to be added or
dropped.
52. A filter as in claim 51 wherein said tuning mechanism is a device which selectively applies heat to said resonator.
53. A filter as in claim 51 wherein said tuning mechanism
is a device that is electro-optic.
54. A filter as in claim 46 further comprising an element which minimizes polarization dependence of said resonator.
55. A fiber coupling device comprising:
a first optical fiber, having a thinned portion; an optical resonator; a substrate, said substrate having a surface with a first notch formed therein adapted to physically contain said thinned portion of said fiber; and first optical a resonator holding portion, located on said surface of said substrate, and positioning said resonator adjacent to said tapered portion of said fiber, such that optical energy is coupled between said resonator and said fiber.
56. A device as in claim 55 further comprising a second
optical fiber with a second thinned portion, and a second notch formed in the surface of said substrate, holding said second thinned portion, thereby forming an add/drop filter which enables adding a channel from said second fiber or dropping a channel to
said second fiber.
57. A device as in claim 55 further comprising a control circuit integrated into or onto the substrate, and coupled to its said resonator.
58. A device as in claim 51 wherein said control circuit is a tuning circuit for said resonator.
69. A device as in claim 58 wherein said tuning circuit
comprises a selective heating element, located in a vicinity of said resonator to selectively heat said resonator and thereby change the resonant frequency thereof .
60. A device as in claim 57 wherein said control circuit is
an element which controls some aspect of operation of said
resonator .
61. A device as in claim 57 wherein such control circuit is a feedback controlling device and further comprising a parameter
monitor which monitors the parameter indicative of desired
condition, said feedback controlling device controlling a tuning of said resonator to maintain said desired condition.
62. A method of transferring optical signals between
optical fibers, comprising: obtaining a portion of each of first and second optical
fibers which have a narrowed portion and a non-narrowed portion;
and placing a resonator near said narrowed portions,
sufficiently close that optical coupling of waves can occur between said thinned portion and said coupler.
63. A method as in claim 62 further comprising adding a channel by supplying a optical wavelength which is resonant with said resonator into said second fiber to thereby add said optical
channel .
64. A method as in claim 63 further comprising dropping an optical channel.
65. A method as in claim 62 further comprising tuning the
resonator .
66. A method as in claim 65 wherein said tuning comprises controlling a temperature of the resonator.
67. A method as in claim 65 wherein said tuning uses an
electro-optic element.
68. A method as in claim 65 further comprising monitoring a parameter indicative of a desired condition of a system, and using said parameter as feedback to determine an amount of
tuning .
69. A device as in claim 68 wherein said parameter is
power .
70. A device as in claim 68 wherein said power is a
transmitted power, and said tuning is modified to minimize the transmitted power.
71. A device as in claim 69 wherein said power is scattered circulating resonator power, and wherein said tuning comprises
tuning the resonator to maximize the scattered power.
72. A method as in claim 62 wherein said optical coupling is evanescent coupling.
73. A method as in claim 62 further comprising placing additional resonators having different optical characteristics than said resonator, into optical contact with said thinned
portion.
74. A method as in claim 66 wherein at least one of said additional resonators has a different polarization than said resonator.
75. A method as in claim 66 wherein at least one of said
additional resonators has a different optical mode frequency than
said resonator.
76. A method of adding or dropping a channel on an optical
fiber comprising: providing a thinned portion in the optical fiber in which
the channel is to be added or dropped; bringing the thinned portion into an optical coupling with an optical resonator; and tuning the resonator to a desired frequency for adding or
dropping the channel to thereby add or drop the channel at the desired tuned frequency.
77. A method as in claim 76 wherein said resonator is one which supports whispering gallery modes.
78. A device in claim 2 wherein said resonator is spherical
in shape .
79. A device as in claim 2 wherein said resonator is disk-
shaped .
80. A device as in claim 2 wherein said resonator is
spheroid-shaped.
81. A device as in claim 2 further comprising a plurality of resonators coupled to the said first and second fibers.
82. A device as in claim 2 further comprising a tuning
mechanism, which tunes the frequencies of the resonator modes.
83. A device as in claim 81 further comprising tuning mechanisms, which tune the frequencies of the resonator modes in each resonator making up said plurality.
84. A device as in claim 7 wherein said tuning element includes a laser which heats said resonator.
85. A device as in claim 3 further comprising a plurality
of resonators coupled to the said first and second fibers.
86. A device as in claim 11 wherein said resonator is a
sphere .
87. A device as in claim 11 wherein said resonator is disk-
shaped.
88. A device as in claim 11 wherein said resonator is
spheroid-shaped .
89. A device as in claim 16 wherein said power that is detected is transmitted power coupled to the second fiber through the resonator from the first fiber and said transmitted is
maximized.
90 . A device as in claim 26 wherein said resonator is a
disk shaped .
91. A device as in claim 26 wherein said resonator is spheroid shaped.
92. A device as in claim 26 wherein said resonator is made
of silica glass.
93. A filter as in claim 46 wherein said resonator is a
spheroid-shaped element.
94. A filter as in claim 46 wherein said resonator is made
of silica.
PCT/US1999/026877 1998-11-13 1999-11-12 Resonator fiber bidirectional coupler WO2000029886A1 (en)

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JP2000582835A JP2003501674A (en) 1998-11-13 1999-11-12 Bidirectional coupler of resonator and optical fiber
EP99972311A EP1153326A4 (en) 1998-11-13 1999-11-12 Resonator fiber bidirectional coupler
CA002348271A CA2348271C (en) 1998-11-13 1999-11-12 Resonator fiber bidirectional coupler

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