WO2001024917A1 - Method and apparatus for obtaining a suspension of particles - Google Patents

Method and apparatus for obtaining a suspension of particles Download PDF

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Publication number
WO2001024917A1
WO2001024917A1 PCT/US2000/027743 US0027743W WO0124917A1 WO 2001024917 A1 WO2001024917 A1 WO 2001024917A1 US 0027743 W US0027743 W US 0027743W WO 0124917 A1 WO0124917 A1 WO 0124917A1
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Prior art keywords
recited
variable density
particles
density fluid
receiving liquid
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PCT/US2000/027743
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French (fr)
Inventor
John L. Fulton
George S. Deverman
Dean W. Matson
Gordon L. Graff
Max R. Phelps
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Battelle Memorial Institute
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Priority to AU79998/00A priority Critical patent/AU7999800A/en
Publication of WO2001024917A1 publication Critical patent/WO2001024917A1/en

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Classifications

    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K9/00Medicinal preparations characterised by special physical form
    • A61K9/14Particulate form, e.g. powders, Processes for size reducing of pure drugs or the resulting products, Pure drug nanoparticles
    • A61K9/16Agglomerates; Granulates; Microbeadlets ; Microspheres; Pellets; Solid products obtained by spray drying, spray freeze drying, spray congealing,(multiple) emulsion solvent evaporation or extraction
    • A61K9/1682Processes
    • A61K9/1688Processes resulting in pure drug agglomerate optionally containing up to 5% of excipient
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01FMIXING, e.g. DISSOLVING, EMULSIFYING OR DISPERSING
    • B01F23/00Mixing according to the phases to be mixed, e.g. dispersing or emulsifying
    • B01F23/50Mixing liquids with solids
    • B01F23/51Methods thereof
    • B01F23/511Methods thereof characterised by the composition of the liquids or solids
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01FMIXING, e.g. DISSOLVING, EMULSIFYING OR DISPERSING
    • B01F25/00Flow mixers; Mixers for falling materials, e.g. solid particles
    • B01F25/20Jet mixers, i.e. mixers using high-speed fluid streams
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01FMIXING, e.g. DISSOLVING, EMULSIFYING OR DISPERSING
    • B01F25/00Flow mixers; Mixers for falling materials, e.g. solid particles
    • B01F25/20Jet mixers, i.e. mixers using high-speed fluid streams
    • B01F25/28Jet mixers, i.e. mixers using high-speed fluid streams characterised by the specific design of the jet injector
    • B01F25/281Jet mixers, i.e. mixers using high-speed fluid streams characterised by the specific design of the jet injector the jet injector being of the explosive rapid expansion of supercritical solutions [RESS] or fluid injection of molecular spray [FIMS] type, i.e. the liquid is jetted in an environment (gas or liquid) by nozzles, in conditions of significant pressure drop, with the possible generation of shock waves
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01JCHEMICAL OR PHYSICAL PROCESSES, e.g. CATALYSIS OR COLLOID CHEMISTRY; THEIR RELEVANT APPARATUS
    • B01J3/00Processes of utilising sub-atmospheric or super-atmospheric pressure to effect chemical or physical change of matter; Apparatus therefor
    • B01J3/008Processes carried out under supercritical conditions
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01FMIXING, e.g. DISSOLVING, EMULSIFYING OR DISPERSING
    • B01F2101/00Mixing characterised by the nature of the mixed materials or by the application field
    • B01F2101/22Mixing of ingredients for pharmaceutical or medical compositions
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y02TECHNOLOGIES OR APPLICATIONS FOR MITIGATION OR ADAPTATION AGAINST CLIMATE CHANGE
    • Y02PCLIMATE CHANGE MITIGATION TECHNOLOGIES IN THE PRODUCTION OR PROCESSING OF GOODS
    • Y02P20/00Technologies relating to chemical industry
    • Y02P20/50Improvements relating to the production of bulk chemicals
    • Y02P20/54Improvements relating to the production of bulk chemicals using solvents, e.g. supercritical solvents or ionic liquids

Definitions

  • the present invention relates generally to a method and apparatus for obtaining a suspension of particles. More specifically, the invention describes a method and apparatus for producing an aqueous solution that contains high concentrations of fine particles suspended for long periods of time by biocompatible surfactants.
  • the therapeutic drug would be in the form of particles of a size that would travel as an aerosol into the furthest recesses of the lung.
  • Target particle size is from 1 - 5 ⁇ m.
  • inhalation systems are unable to produce particles or droplets of the therapeutic drug with more than about 10% of the particles of the target particle size.
  • small particles have been produced using supercritical fluids.
  • U.S. patent 4,582,731 to RD Smith (B-781) describes a method for forming a fine powder by first dissolving a solid material into a supercritical fluid then rapidly expanding the solution through an orifice into a low pressure region wherein the fine powder is formed.
  • the low pressure region contains a passive gas at about atmospheric pressure or less.
  • the patent does not indicate the size of the particles and makes no mention or suggestion of making a stable suspension of the particles.
  • RESS is capable of producing particles of a size (1-3 ⁇ m) and uniformity necessary for effective delivery into the lung.
  • 35, 1876 reports precipitation of ⁇ -carotene from ethylene at 70 °C and 306 bar both by free expansion and into gelatine solution. Although the precipitation into the gelatine resulted in smaller particles (0.3 ⁇ m compared to 1 -20 ⁇ m from free expansion), an additional step is needed to separate the particles from the gelatine.
  • U S patent 5,301 ,664 discusses methods and apparatus for delivering physiologically active compounds
  • the apparatus is hand-held and has a chamber for the high pressure supercritical mixture of supercritical fluid and pharmaceutical compound
  • Aerosol Particles from Supercritical Fluids shows an apparatus with a supercritical fluid pump, temperature control water bath, supercritical fluid drug delivery cell connected to an inhalation chamber
  • the present invention is a method and apparatus for obtaining particles in a suspension
  • the present invention has elements and steps for (a) incorporating a compound in a variable density fluid as a premixture;
  • Advantages of the present invention over prior art include obtaining particle size as little as less than 1 ⁇ m in diameter, and obtaining gram quantities in less than 10 minutes.
  • An object of the present invention is to provide a method and apparatus to make particles that are stably suspended.
  • FIG. 1 a is a thermodynamic diagram showing the region of fluid density above the critical density of the fluid.
  • FIG. 1 b is a thermodynamic diagram showing the region above the critical temperature and critical pressure of a fluid.
  • FIG. 2 is a schematic diagram of the present invention.
  • FIG. 3 is a schematic detail of the nozzle according to the present invention.
  • FIG. 4a is a schematic diagram of a counterflow steam mixing apparatus.
  • FIG. 4b is a schematic diagram of a cyclone mixing apparatus.
  • the present invention is a method and apparatus for obtaining particles in a suspension.
  • the present invention has elements and steps for: (a) incorporating a compound in a variable density fluid as a premixture;
  • Variable density fluid includes fluid that is a gas at standard temperature and pressure and at a density greater than a critical density of the variable density fluid as illustrated in FIG. 1a as the cross-hatched region 100. Region 102 (non-cross hatched) is below the critical density. Tests to date have been done in the subregion 100a. Variable density fluid also includes fluid that is a liquid at standard temperature and pressure and at a temperature greater than a critical temperature of the variable density fluid and at a pressure greater than a critical pressure of the fluid as illustrated in FIG. 1b as the cross-hatched region 110.
  • variable density fluid that is a gas at standard temperature and pressure with a variable density fluid that is a liquid at standard temperature and pressure is possible when operating in region 110.
  • the properties of a variable density fluid that is a gas at standard temperature and pressure and at a density greater than a critical density of the variable density fluid were set forth in U.S. patent 5,158,704 hereby incorporated by reference.
  • the variable density fluid that is a gas at standard temperature and pressure includes but is not limited to organic fluids, particularly hydrocarbons, such as alkanes, for example methane, ethane, ethylene, propane; inorganic fluids, for example, fluorocarbons (e.g.
  • variable density fluid that is a liquid at standard temperature and pressure includes but is not limited to organic fluids, for example pentane; alcohols, for example methanol, ethanol isopropanol, isobutanol, cyclohexanol; aromatics, for example benzene, toluene, cyclohexane; others for example chlorofluoromethane, monofluoromethane, pyridine, m-cresol, decalin, o-xylene, tetralin, aniline, camphor; inorganic fluids, for example water.
  • organic fluids for example pentane
  • alcohols for example methanol, ethanol isopropanol, isobutanol, cyclohexanol
  • aromatics for example benzene, toluene, cyclohexane
  • ⁇ 3 - density fluid be biocompatible, for example carbon dioxide, R22, and combinations thereof.
  • the basic problem that is addressed by the present invention is the fact that presently there are two steps from raw material to suspension when particles are made from a premixture.
  • the two steps are (1 ) making the particles with or in one fluid medium and (2) placing the particles in a suspension in a different fluid medium or receiving liquid.
  • the particles are made in the liquid intended as the final suspending medium, i.e. receiving liquid.
  • pharmaceutical compounds are generally delivered in an aqueous solution, possibly a saline solution.
  • Other particle receiving liquid combinations including but not limited to ceramic particle pigment in paint and organic dye particles in textile dyes.
  • the present invention provides the compound(s) of particle size and distribution achievable with rapid expansion of supercritical solutions (RESS) directly into the receiving liquid (e.g. aqueous solution) by having the RESS nozzle outlet into the receiving liquid.
  • RESS supercritical solutions
  • a surfactant may be mixed with the receiving liquid to prevent and retard agglomeration of the particles.
  • Thermodynamic cooling of the nozzle as the premixture expands may cause solid phase formation (e.g. ice from aqueous solution) of the receiving liquid on the nozzle thereby blocking the nozzle.
  • the nozzle may be heated to prevent the formation of a solid phase of said receiving liquid.
  • the compound is any compound soluble in any fluid as defined herein or combination of fluids or fluid with surfactant.
  • the compound is a pharmaceutical compound including but not limited to anti-inflammatory agents such as steroids, antibiotics, anti-viral agents, anti-neoplastic agents such as etoposide, antihistamines, peptides, proteins, and combinations thereof.
  • anti-inflammatory agents such as steroids, antibiotics, anti-viral agents, anti-neoplastic agents such as etoposide, antihistamines, peptides, proteins, and combinations thereof.
  • Solubility of the compound in the fluid may be enhanced by addition of a polar modifier, for example addition of several weight percent of ethanol to carbon dioxide. Solubility may also be enhanced by addition of a surfactant, for example a fatty acid,dipalmitoyl-phosphatidyl choline, quaternary ammonium salts such as didodecydimethylammonium bromide, alkyl sulfonate such as Bis- 2ethylhexyl sulfosuccinate sodium salt (AOT) and combinations thereof. This list is shown in Table 1.
  • a polar modifier for example addition of several weight percent of ethanol to carbon dioxide.
  • Solubility may also be enhanced by addition of a surfactant, for example a fatty acid,dipalmitoyl-phosphatidyl choline, quaternary ammonium salts such as didodecydimethylammonium bromide, alkyl sulfonate such as Bis- 2ethy
  • Improvement of stability may be achieved by addition of a surfactant as shown in Table 1 , specifically, addition of quaternary ammonium salts such as cetyltrimethyl ammonium bromide, tetradecyltrimethylammonium bromide (TTAB), alkyl sulfate; anionic surfactant such as sodium dodecyl sulfate, natural surfactants such as oleic acid and combinations thereof.
  • quaternary ammonium salts such as cetyltrimethyl ammonium bromide, tetradecyltrimethylammonium bromide (TTAB), alkyl sulfate
  • anionic surfactant such as sodium dodecyl sulfate
  • natural surfactants such as oleic acid and combinations thereof.
  • the selection of surfactant will strongly depend upon its biocompatibility at the concentration needed for particle suspension.
  • the surfactant be of the low- or non-toxic surfactants.
  • Table 1 the order, from most compatible to least compatible is: DPPC, LPPC, oleic acid, nonionic surfactants and then the cationic and anionic surfactants.
  • the quaternary ammonium salts and the alkyl sulfates can be rather caustic.
  • the apparatus includes a premixture supply 200, a rapid expansion nozzle 202, and a receiving liquid reservoir 204 into which the rapid expansion nozzle 202 extends.
  • variable density fluid supply 200 Upstream of the variable density fluid supply 200 may be a compound reservoir 206, and a premixture reservoir 208.
  • a variable density fluid recirculation pump 212 For complete variable density fluid handling, there may also be a variable density fluid recirculation pump 212, and a variable density fluid condensor 214.
  • a nozzle heater 216 For receiving liquids that form a solid phase (freeze) upon expansion of the variable density fluid, a nozzle heater 216 may be added.
  • the fluid premixture is discharged through the rapid expansion nozzle 202 into the receiving liquid, which is circulating through the receiving liquid reservoir 204 via the receiving liquid recirculation pump 218.
  • the receiving liquid is preferably water.
  • the rapid expansion nozzle 202 is located at one end of the particle exchange chamber 210 and is submerged in the stream of receiving liquid (with surfactant).
  • the nozzle heater 216 is a source of steam 300 as shown in FIG.
  • the rapid expansion nozzle 202 is inside a steam tube 302 co-injecting steam during rapid expansion of the fluid premixture to prevent icing at the tip 304 of the rapid expansion nozzle 202
  • a receiving liquid tube 306 may be co-axial as shown for co-injecting the recirculating receiving liquid to prevent overheating in the expansion region
  • the fluid premixture is discharged through the rapid expansion nozzle 212 directly into the receiving liquid resulting in the production of ultra-fine particles of compound
  • the receiving liquid is in intimate contact with the micro-bubbles that are formed at the tip of the rapid expansion nozzle 202
  • the particles rapidly migrate from the expanded-gas phase of the supercritical fluid premixture to the aqueous phase of the receiving liquid
  • a receiving liquid surfactant prevents agglomeration
  • Receiving liquid surfactants include but are not limited to cationic surfactant, anionic surfactant, amphoteric surfactant and combinations thereof
  • aqueous solution that contains high concentrations of fine particles ( ⁇ 0 5 ⁇ m) suspended in the receiving liquid
  • the suspension may be placed in a standard delivery device
  • Hand held delivery devices are typically operated at pressures much lower than necessary to maintain supercritical or near critical conditions
  • Example 1 An experiment was conducted to produce particles of etopiside then suspend them in a liquid in separate steps
  • the pulmonary drug etoposide was dissolved into R22 and then sprayed through a nozzle into a 5 liter bell jar to generate the ultra-small particles in the gas phase Particles of ⁇ 1 ⁇ m diameter were produced that would be suitable for the delivery of the etoposide via direct inhalation of the effluent gas stream
  • Etoposide is unaffected by extended exposure to 130°C in R22. Particles in the range of 0.5 ⁇ m were formed. Particle morphology indicates a "cotton ball" appearance. Most likely involves a mass of extremely small crystallites. Individual crystallites cannot be resolved by the current SEM method. Extremely high surface area of crystallite ball may aid in drug uptake. The much lower density of the cores of these particles may affect deposition rates of the aerosol powder. Much larger particles may be necessary. Because of the morphology, re-dispersion of a collected powder may not be possible because of agglomeration. When spraying liquid or near-critical R22, the temperature of the jet, 3 cm downstream, is about -40°C.
  • FIG. 4b shows premixture flow into a first cyclone inlet 400 and a receiving liquid flow into a second cyclone inlet 402.
  • the premixture may be as in Example 2.
  • the receiving liquid may be water with a cationic surfactant known as tetradecyltrimethyl ammonium bromide.
  • Aqueous particle suspension is removed from the cyclone outlet 404.
  • Particle size must be greater than or equal to 0.2 ⁇ m. Performance is expected to be better than Example 2 but not as good as Example 4.
  • the SB36 particles generated in the AISE process were characterized using several techniques. An optical micrograph of the particles in solution showed them to have a particle size of about 0.5 ⁇ m. This is at the limit of resolution for optical spectroscopy ( ⁇ 0.2 ⁇ m). When viewed directly, particles can be seen to undergo vigorous translation and rotation due to Brownian motion. The particle concentrations are high enough (0.1 wt%) that in this single field of view and depth of view there are hundreds of particles. All of the particles in solution were removed by filtering with a 20 ⁇ m filter. Even though the dye was a blue color the scattered light was red. It was hypothesized that the red scattering was due to the particles retaining crystallinity even with very small size. Table E4-1. Process conditions
  • RESS restrictor PEEK 0.005 or 0.0025 in ID, 1/16 in OD x 11.25 in
  • Example 4 An experiment was conducted as in Example 4, but with etoposide as the compound. Only a few process conditions were changed in order successfully process the etoposide. First of all, the solubility of etoposide in water is slight but appreciable (about 0.3 mg/ml), therefore, prior to the run, the receiving liquid was saturated with the drug. Finally, the steam feed line was optimized to minimize the heat transfer to the receiving liquid in order minimize the heating. Recycle temperatures below 20°C were achieved.
  • the particle suspensions were evaluated using optical microscopy. No particles could be resolved meaning that the size was well below 0.5 ⁇ m.
  • a second qualitative test was completed. The solution was filtered through a 0.1 ⁇ m filter result in about 50% reduction in the Tyndall scattering. The solution was filtered through 0.02 ⁇ m filter resulting in total removal of the particles. Thus there is a substantial part of the distribution contains particles that are below 0.1 ⁇ m but all particles are larger than 0.02 ⁇ m.

Abstract

The present invention is a method and apparatus for obtaining a suspension of fine particles. The method has the steps of incorporating a compound in a variable density fluid as a fluid premixture, discharging the fluid premixture through a nozzle into a receiving liquid and forming particles of the compound. For certain compounds, mixing a surfactant with the receiving liquid prevents and retards agglomeration of the particles, and heating the nozzle prevents the formation of ice. The compound is preferably a pharmaceutical, and a biocompatible supercritical solvent maximizes solubility of the compound in the premixture. Fine particles of the compound are produced by rapid expansion of the supercritical fluid premixture in the receiving liquid.

Description

METHOD AND APPARATUS FOR OBTAINING A SUSPENSION OF PARTICLES
FIELD OF THE INVENTION
The present invention relates generally to a method and apparatus for obtaining a suspension of particles. More specifically, the invention describes a method and apparatus for producing an aqueous solution that contains high concentrations of fine particles suspended for long periods of time by biocompatible surfactants.
BACKGROUND OF THE INVENTION
Administration of therapeutic drugs via inhalation has been in practice for many years. Ideally, the therapeutic drug would be in the form of particles of a size that would travel as an aerosol into the furthest recesses of the lung. However, most materials at that size are not stable and tend to agglomerate into larger particles that do not travel to the furthest recesses of the lung. Target particle size is from 1 - 5 μm.
Presently, inhalation systems are unable to produce particles or droplets of the therapeutic drug with more than about 10% of the particles of the target particle size. In unrelated literature, small particles have been produced using supercritical fluids.
U.S. patent 4,582,731 to RD Smith (B-781) describes a method for forming a fine powder by first dissolving a solid material into a supercritical fluid then rapidly expanding the solution through an orifice into a low pressure region wherein the fine powder is formed. The low pressure region contains a passive gas at about atmospheric pressure or less. The patent does not indicate the size of the particles and makes no mention or suggestion of making a stable suspension of the particles. The paper, PARTICLE FORMATION WITH SUPERCRITICAL FLUI DS-A REVIEW; JW Tom, PG Debenedetti; J. Aerosol Sci. , Vol. 22, No. 5, pp555-564, 1991 , mentions that dissolution of low vapor pressure solids with supercritical fluids was first done in 1879 by Hannay and Hogarth. It further mentions that rapid expansion leading to particle formation was done in 1987 by Matson et al. and termed rapid expansion of supercritical solutions (RESS). The paper points out that much smaller particles are obtained compared to conventional processes of mechanical (crushing, grinding, milling) or equilibrium (crystallization from solution) methods. Particles have been made with RESS from materials of inorganics/ceramics, organics/pharmaceuticals, polymers, and two-soluble systems. For organics/pharmaceuticals, it is necessary to select low-critical temperature solvents to avoid damage of the organic/pharmaceutical. RESS is capable of producing particles of a size (1-3 μm) and uniformity necessary for effective delivery into the lung. The paper, Krukonis V. (1984), Supercritical Fluid Nucleation of Difficult- to-Comminute Solids, paper 140f, AIChE meeting, San Francisco, November reports using carbon dioxide at 55 °C and 345 bar with ferrocene, dodecanolatam, β-estradiol, soy bean lecithin, and navy blue dye. Particle size of the β-estradiol was sub-micron and uniform. The paper Chang, CJ and Randolph, AD (1989) AIChE J. 35, 1876, reports precipitation of β-carotene from ethylene at 70 °C and 306 bar both by free expansion and into gelatine solution. Although the precipitation into the gelatine resulted in smaller particles (0.3 μm compared to 1 -20 μm from free expansion), an additional step is needed to separate the particles from the gelatine.
The paper Schmitt, WJ et al. (1995), Finely-Divided Powders by Carrier Solution Injection into a Near or Supercritical Fluid, AIChE Journal Vol 41 , No. 1 1 , November, points out that compounds of pharmaceutical interest are either too polar or of too high a molecular weight to be more than sparingly soluble in commonly used supercritical fluids. Accordingly they suggest addition of an entrainer or cosolvent to improve solubility, but point out the challenge of separation of entrainer from the pharmaceutical
The paper Alessi P et al (1996), Particle Production of Steroid Drugs
Using Supercritical Fluid Processing, Ind Eng Chem Res 1996, 35, 4718- 4726, investigated solubility of progesterone and medroxyprogesterone in supercritical carbon dioxide and found that solubility was a function of temperature and pressure In addition, by reducing temperature upstream of the nozzle, solubility was maintained throughout the expansion and precipitation process All of the previous references address the problem of making the particles, but none discuss the problem of administering the particles for therapeutic benefit
Sievers et al discuss both the making and administering of the particles
U S patent 5,301 ,664 discusses methods and apparatus for delivering physiologically active compounds The apparatus is hand-held and has a chamber for the high pressure supercritical mixture of supercritical fluid and pharmaceutical compound
The paper Hybertson, BM et al (1993) Pulmonary Drug Delivery of Fine
Aerosol Particles from Supercritical Fluids, Journal of Aerosol Medicine, Vol 6, No 4, 1993, shows an apparatus with a supercritical fluid pump, temperature control water bath, supercritical fluid drug delivery cell connected to an inhalation chamber
Both of these apparati suffer from the disadvantage of issues surrounding high pressure vessels for public use Hence, there remains a need for a method and an apparatus for making a stable suspension of particles, especially particles of a size less than 20 μm, that may be administered or deployed from a low pressure apparatus
SUMMARY OF THE INVENTION
The present invention is a method and apparatus for obtaining particles in a suspension The present invention has elements and steps for (a) incorporating a compound in a variable density fluid as a premixture;
(b) discharging the premixture through a nozzle into a receiving liquid and forming the particles of the compound that remain in suspension in the receiving liquid.
Advantages of the present invention over prior art include obtaining particle size as little as less than 1 μm in diameter, and obtaining gram quantities in less than 10 minutes.
An object of the present invention is to provide a method and apparatus to make particles that are stably suspended.
The subject matter of the present invention is particularly pointed out and distinctly claimed in the concluding portion of this specification. However, both the organization and method of operation, together with further advantages and objects thereof, may best be understood by reference to the following description taken in connection with accompanying drawings wherein like reference characters refer to like elements.
BRIEF DESCRIPTION OF THE DRAWINGS
FIG. 1 a is a thermodynamic diagram showing the region of fluid density above the critical density of the fluid.
FIG. 1 b is a thermodynamic diagram showing the region above the critical temperature and critical pressure of a fluid.
FIG. 2 is a schematic diagram of the present invention. FIG. 3 is a schematic detail of the nozzle according to the present invention.
FIG. 4a is a schematic diagram of a counterflow steam mixing apparatus. FIG. 4b is a schematic diagram of a cyclone mixing apparatus.
DESCRIPTION OF THE PREFERRED EMBODIMENT(S)
The present invention is a method and apparatus for obtaining particles in a suspension. The present invention has elements and steps for: (a) incorporating a compound in a variable density fluid as a premixture;
(b) discharging premixture through a nozzle into a receiving liquid and forming the particles of said compound that remain in suspension in said receiving liquid.
Variable density fluid includes fluid that is a gas at standard temperature and pressure and at a density greater than a critical density of the variable density fluid as illustrated in FIG. 1a as the cross-hatched region 100. Region 102 (non-cross hatched) is below the critical density. Tests to date have been done in the subregion 100a. Variable density fluid also includes fluid that is a liquid at standard temperature and pressure and at a temperature greater than a critical temperature of the variable density fluid and at a pressure greater than a critical pressure of the fluid as illustrated in FIG. 1b as the cross-hatched region 110. Because the cross-hatched region 110 can be a common region, a combination of variable density fluid that is a gas at standard temperature and pressure with a variable density fluid that is a liquid at standard temperature and pressure is possible when operating in region 110. The properties of a variable density fluid that is a gas at standard temperature and pressure and at a density greater than a critical density of the variable density fluid were set forth in U.S. patent 5,158,704 hereby incorporated by reference. The variable density fluid that is a gas at standard temperature and pressure includes but is not limited to organic fluids, particularly hydrocarbons, such as alkanes, for example methane, ethane, ethylene, propane; inorganic fluids, for example, fluorocarbons (e.g. chlorodifluoromethane, R22), ammonia, carbon dioxide, nitrous oxide, xenon sulfur hexafluoride; and combinations thereof. The variable density fluid that is a liquid at standard temperature and pressure includes but is not limited to organic fluids, for example pentane; alcohols, for example methanol, ethanol isopropanol, isobutanol, cyclohexanol; aromatics, for example benzene, toluene, cyclohexane; others for example chlorofluoromethane, monofluoromethane, pyridine, m-cresol, decalin, o-xylene, tetralin, aniline, camphor; inorganic fluids, for example water. For pharmaceutical use, it is preferred that the variable
3 - density fluid be biocompatible, for example carbon dioxide, R22, and combinations thereof.
The basic problem that is addressed by the present invention is the fact that presently there are two steps from raw material to suspension when particles are made from a premixture. The two steps are (1 ) making the particles with or in one fluid medium and (2) placing the particles in a suspension in a different fluid medium or receiving liquid. According to the present invention, the particles are made in the liquid intended as the final suspending medium, i.e. receiving liquid. For example, pharmaceutical compounds are generally delivered in an aqueous solution, possibly a saline solution. Other particle receiving liquid combinations including but not limited to ceramic particle pigment in paint and organic dye particles in textile dyes. The present invention provides the compound(s) of particle size and distribution achievable with rapid expansion of supercritical solutions (RESS) directly into the receiving liquid (e.g. aqueous solution) by having the RESS nozzle outlet into the receiving liquid.
Because certain combinations of compounds and receiving liquids result in agglomeration of the particles in the receiving liquid, a surfactant may be mixed with the receiving liquid to prevent and retard agglomeration of the particles. Thermodynamic cooling of the nozzle as the premixture expands may cause solid phase formation (e.g. ice from aqueous solution) of the receiving liquid on the nozzle thereby blocking the nozzle. In those situations, the nozzle may be heated to prevent the formation of a solid phase of said receiving liquid. The compound is any compound soluble in any fluid as defined herein or combination of fluids or fluid with surfactant. Preferably the compound is a pharmaceutical compound including but not limited to anti-inflammatory agents such as steroids, antibiotics, anti-viral agents, anti-neoplastic agents such as etoposide, antihistamines, peptides, proteins, and combinations thereof.
Solubility of the compound in the fluid may be enhanced by addition of a polar modifier, for example addition of several weight percent of ethanol to carbon dioxide. Solubility may also be enhanced by addition of a surfactant, for example a fatty acid,dipalmitoyl-phosphatidyl choline, quaternary ammonium salts such as didodecydimethylammonium bromide, alkyl sulfonate such as Bis- 2ethylhexyl sulfosuccinate sodium salt (AOT) and combinations thereof. This list is shown in Table 1.
To successfully suspend particles at relatively high concentrations (15%) requires the use of ionic surfactants that provide the highly repulsive electrostatic interactions that overcome the van der Waals forces that would normally lead to agglomeration. In order to maximize the stability of the suspension the electric double layer thickness or Debye length must be as high as possible. This is best achieved by (1) using de-ionized water and high purity drugs with no ionic impurities. Slight improvements in stability are achieve by operating at lower temperatures. Improvement of stability may be achieved by addition of a surfactant as shown in Table 1 , specifically, addition of quaternary ammonium salts such as cetyltrimethyl ammonium bromide, tetradecyltrimethylammonium bromide (TTAB), alkyl sulfate; anionic surfactant such as sodium dodecyl sulfate, natural surfactants such as oleic acid and combinations thereof.
For pharmaceutical uses, the selection of surfactant will strongly depend upon its biocompatibility at the concentration needed for particle suspension. For pharmaceuticals, it is preferred that the surfactant be of the low- or non-toxic surfactants. In Table 1 , the order, from most compatible to least compatible is: DPPC, LPPC, oleic acid, nonionic surfactants and then the cationic and anionic surfactants. The quaternary ammonium salts and the alkyl sulfates can be rather caustic.
Table 1. Biocompatible surfactants and their type of application.
Name Receiving RESS
Liquid Modifier
Stabilizer
Quaternary Ammonium Salts
Cetyl thmethylammonium bromide X
Tetradecytrimethylammonium bromide X
Cetyl pyridinium chloride X
Didodecydimethylammonium bromide X
Anionic surfactants
Sodium dodecyl sulfate X
Bis-2ethylhexyl sulfosuccinate sodium salt X
(AOT)
Nonionic Surfactants
Ethoxylated surfactants (Cι2EOn) X
"Natural" surfactants
Lysophosphatidylcholine (LPPC) X
Sodium glycocholate X
Oleic acid X
Glycyrrthetinic acid X
DPPC X
L-a-phosphatidylcholine X
According to the present invention, the apparatus (FIG. 2) includes a premixture supply 200, a rapid expansion nozzle 202, and a receiving liquid reservoir 204 into which the rapid expansion nozzle 202 extends.
Upstream of the variable density fluid supply 200 may be a compound reservoir 206, and a premixture reservoir 208. For complete variable density fluid handling, there may also be a variable density fluid recirculation pump 212, and a variable density fluid condensor 214. For receiving liquids that form a solid phase (freeze) upon expansion of the variable density fluid, a nozzle heater 216 may be added.
The fluid premixture is discharged through the rapid expansion nozzle 202 into the receiving liquid, which is circulating through the receiving liquid reservoir 204 via the receiving liquid recirculation pump 218. The receiving liquid is preferably water. The rapid expansion nozzle 202 is located at one end of the particle exchange chamber 210 and is submerged in the stream of receiving liquid (with surfactant). In a preferred embodiment, the nozzle heater 216 is a source of steam 300 as shown in FIG. 3 The rapid expansion nozzle 202 is inside a steam tube 302 co-injecting steam during rapid expansion of the fluid premixture to prevent icing at the tip 304 of the rapid expansion nozzle 202 A receiving liquid tube 306 may be co-axial as shown for co-injecting the recirculating receiving liquid to prevent overheating in the expansion region
The fluid premixture is discharged through the rapid expansion nozzle 212 directly into the receiving liquid resulting in the production of ultra-fine particles of compound In the extreme conditions of the expansion region, the receiving liquid is in intimate contact with the micro-bubbles that are formed at the tip of the rapid expansion nozzle 202 Thus, the particles rapidly migrate from the expanded-gas phase of the supercritical fluid premixture to the aqueous phase of the receiving liquid For compounds that tend to agglomerate in the receiving liquid, addition of a receiving liquid surfactant prevents agglomeration Receiving liquid surfactants include but are not limited to cationic surfactant, anionic surfactant, amphoteric surfactant and combinations thereof
This process produces an aqueous solution that contains high concentrations of fine particles (~ 0 5 μm) suspended in the receiving liquid For pharmaceutical compound in an aqueous solution, the suspension may be placed in a standard delivery device Hand held delivery devices are typically operated at pressures much lower than necessary to maintain supercritical or near critical conditions
Example 1 An experiment was conducted to produce particles of etopiside then suspend them in a liquid in separate steps
The pulmonary drug etoposide was dissolved into R22 and then sprayed through a nozzle into a 5 liter bell jar to generate the ultra-small particles in the gas phase Particles of ~1 μm diameter were produced that would be suitable for the delivery of the etoposide via direct inhalation of the effluent gas stream
The white "smoke" of dispersed particles persisted for about 10 minutes, consistent with the settling times of 1 μm particles A large "saturation" cell filled with solid etoposide and held at a certain temperature and pressure, is all that is needed to dissolve a controlled amount of the etoposide into the fluid prior to the expansion region of the nozzle. This is because the phase behavior is one of the solid-fluid equilibrium type. This experiment demonstrated that:
Etoposide is unaffected by extended exposure to 130°C in R22. Particles in the range of 0.5 μm were formed. Particle morphology indicates a "cotton ball" appearance. Most likely involves a mass of extremely small crystallites. Individual crystallites cannot be resolved by the current SEM method. Extremely high surface area of crystallite ball may aid in drug uptake. The much lower density of the cores of these particles may affect deposition rates of the aerosol powder. Much larger particles may be necessary. Because of the morphology, re-dispersion of a collected powder may not be possible because of agglomeration. When spraying liquid or near-critical R22, the temperature of the jet, 3 cm downstream, is about -40°C. Under these conditions a layer of solid R22 immediately forms on the tip of the thermocouple probe. When spraying supercritical R22 with upstream temperatures of 165 or 200°C, the temperature is almost uniformly -4°C at 3 cm downstream. At a distance of 25 cm beyond the nozzle tip the temperature of the plume is about 20°C. This is due to the entrainment of a large amount of air into the jet stream. When spraying into a 4-liter bell jar, an aerosol is created that has the appearance of a white "smoke" that persists for about 5-10 min after the flow is stopped. The performance of the 50μm sapphire orifice is satisfactory.
Example 2
An experiment was conducted to directly transport particles into an aqueous phase. The premixture was a fluid of R22, and the compound solvent blue 36 (SB36). Solvent blue 36 is a polyacrylic organic that is a surrogate for some pharmaceuticals. Premixture flow was countercurrent to a flow of saturated steam (FIG. 4a). However, this method experienced severe particle agglomeration in the condensed droplets before the surfactant could be "administered" to stabilize the particles. Example 3
Another experiment was conceived to directly transport particles into an aqueous phase. FIG. 4b shows premixture flow into a first cyclone inlet 400 and a receiving liquid flow into a second cyclone inlet 402. The premixture may be as in Example 2. The receiving liquid may be water with a cationic surfactant known as tetradecyltrimethyl ammonium bromide. Aqueous particle suspension is removed from the cyclone outlet 404. Particle size must be greater than or equal to 0.2 μm. Performance is expected to be better than Example 2 but not as good as Example 4.
Example 4
Another experiment was conducted to directly transport particles into an aqueous phase with the apparatus of FIG. 2. The premixture was as in Example 2. The receiving liquid was as in Example 3. Additional details are shown in Table E4-1.
The SB36 particles generated in the AISE process were characterized using several techniques. An optical micrograph of the particles in solution showed them to have a particle size of about 0.5 μm. This is at the limit of resolution for optical spectroscopy (~0.2 μm). When viewed directly, particles can be seen to undergo vigorous translation and rotation due to Brownian motion. The particle concentrations are high enough (0.1 wt%) that in this single field of view and depth of view there are hundreds of particles. All of the particles in solution were removed by filtering with a 20μm filter. Even though the dye was a blue color the scattered light was red. It was hypothesized that the red scattering was due to the particles retaining crystallinity even with very small size. Table E4-1. Process conditions
Parameter Range/setpoint
Feed Annuli
RESS restrictor, PEEK 0.005 or 0.0025 in ID, 1/16 in OD x 11.25 in
Steam feed 1/8 in OD x 0.1 in ID
Recycle solution % in OD x 0.21 ID x 6 in long OR 3/8 in OD x 5/16 ID x 3 in long
Insulation on steam line % in OD x 0.21 ID x 6 in. Teflon (Used with 3/8 in recycle tube.)
Receiver tube 1.5 in OD x 1.25 in ID x 10 in, Acrylic, tilted 45°
Discharge end split to gas and liquid effluent streams
Recycle solution flow rate 300 ml/min
Receiver tank 350 ml volume, 10°C jacket temperature
Surfactant concentration 1 to 2.5 mM
Steam source 1/16 in OD x 0.04 in ID x 2 ft tube wound on 2.5 in heated core
Steam temperature 100-120 °C
Steam feed rate 60-200 ml/hr water equivalent
RESS fluid Chlorodifluoromethane, R22
RESS fluid temperature 100°C
RESS pressure 2000-6000 psi
RESS feed rate 3-15 ml/min
RESS mixing cell 50 ml volume, "CSTR" mode
Solute concentration 0.15 to 0.5% (wt/vol)
Other conclusions include: The preliminary trials demonstrated the stabilization of lower concentrations of particles in water (0.1% wt). The concentration of the surfactant in the aqueous solution was below the critical micelle concentration at about 1mM. If the temperature of the aqueous surfactant solution is too high (>40°C) then the particles undergo rapid crystal growth. This process is further aided by the presence of an excess of surfactant. The dye solubilization in the cores of the micelles is a transport mechanism that feeds the larger crystallites. There is evidence that the SB36 particles underwent crystal growth in the water solution at room temperature over a 1 day time frame. Cooling of the sample inhibited this growth and stabilized the suspension.
Example 5
An experiment was conducted as in Example 4, but with etoposide as the compound. Only a few process conditions were changed in order successfully process the etoposide. First of all, the solubility of etoposide in water is slight but appreciable (about 0.3 mg/ml), therefore, prior to the run, the receiving liquid was saturated with the drug. Finally, the steam feed line was optimized to minimize the heat transfer to the receiving liquid in order minimize the heating. Recycle temperatures below 20°C were achieved.
The particle suspensions were evaluated using optical microscopy. No particles could be resolved meaning that the size was well below 0.5 μm. A second qualitative test was completed. The solution was filtered through a 0.1 μm filter result in about 50% reduction in the Tyndall scattering. The solution was filtered through 0.02 μm filter resulting in total removal of the particles. Thus there is a substantial part of the distribution contains particles that are below 0.1 μm but all particles are larger than 0.02 μm.
When the etoposide particle concentration became too high (0.5 wt%) in the recycle solution, nucleation to larger (10 μm) macroscopic crystals occurred in about 15 minutes. Below this concentration the particles do not recrystallize and have remain stably suspended for 4 weeks. Whereas SB36 was stabilized by the surfactant at higher concentrations, etoposide was not.
There were some unusual crystal phase transitions that occurred in room temperature aqueous solutions of etoposide. The material, as supplied, was very deliquescent. The uptake of water maybe hydrated the polar sites on the molecules. This altered the morphology of the crystals in the aqueous solution. The starting solution was stable to temperature changes of at least -15° C without evidence of any crystal formation. CLOSURE
While a preferred embodiment of the present invention has been shown and described, it will be apparent to those skilled in the art that many changes and modifications may be made without departing from the invention in its broader aspects. The appended claims are therefore intended to cover all such changes and modifications as fall within the true spirit and scope of the invention.

Claims

CLAIMS We claim:
1. A method for obtaining particles in a suspension, said method comprising the steps of:
(a) incorporating a compound in a variable density fluid as a premixture; and
(b) discharging the premixture through a nozzle into a receiving liquid and forming said particles of said compound that remain in suspension in said receiving liquid.
2. The method as recited in claim 1 , wherein said variable density fluid is a gas at standard temperature and pressure and at a density greater than a critical density of the variable density fluid.
3. The method as recited in claim 2, wherein said variable density fluid is organic or inorganic.
4. The method as recited in claim 3, wherein said variable density fluid that is organic is a hydrocarbon.
5. The method as recited in claim 4, wherein said hydrocarbon is an alkane.
6. The method as recited in claim 5, wherein said alkane is selected from the group consisting of methane, ethane, ethylene, propane and combinations thereof.
7. The method as recited in claim 3, wherein said variable density fluid that is inorganic is a fluorocarbon.
8. The method as recited in claim 7, wherein said fluorocarbon is selected from the group consisting of chlorodifluoromethane, ammonia, carbon dioxide, nitrous oxide, xenon sulfur hexafluoride; and combinations thereof.
9. The method as recited in claim 1 , wherein said variable density fluid is a liquid at standard temperature and pressure and is at a temperature greater than the critical temperature of said variable density fluid and is at a pressure above a critical pressure of said variable density fluid.
10. The method as recited in claim 9, wherein said variable density fluid is organic or inorganic.
11. The method as recited in claim 10, wherein said variable density fluid that is organic is a hydrocarbon.
12. The method as recited in claim 11 , wherein said hydrocarbon is selected from the group consistent of pentane, alcohol, aromatic, other and combinations thereof.
13. The method as recited in claim 12, wherein said alcohol is selected from the group consisting of methanol, ethanol isopropanol, isobutanol, cyclohexanol and combinations thereof.
14. The method as recited in claim 12, wherein said aromatic is selected from the group consisting of benzene, toluene, cyclohexane and combinations thereof.
15. The method as recited in claim 12, wherein said other is selected from the group consisting of chlorofluoromethane, monofluoromethane, pyridine, m-cresol, decalin, o-xylene, tetralin, aniline, camphor and combinations thereof.
16. The method as recited in claim 10, wherein said variable density fluid that is inorganic is water.
17. The method as recited in claim 1 , further comprising mixing a surfactant with said receiving liquid to prevent and retard agglomeration of said particles.
18. The method as recited in claim 1 , further comprising the step of heating said nozzle to prevent the formation of a solid phase of said receiving liquid.
19. The method as recited in claim 1 wherein said compound is immiscible within said receiving liquid.
20. The method as recited in claim 1 wherein said receiving liquid is de-ionized water.
21. The method as recited in claim 17 wherein said surfactant is an ionic surfactant that binds to said particles.
22. The method as recited in claim 21 wherein said ionic surfactant is selected from the group consisting of Cetyl trimethylammonium bromide, Tetradecytrimethylammonium bromide, Cetyl pyridinium chloride, Sodium dodecyl sulfate, Lysophosphatidylcholine (LPPC), Sodium glycocholate, Oleic acid, Glycyrrthetinic acid, and DPPC.
23. The method as recited in claim 1 wherein said compound is a pharmaceutical.
24. The method as recited in claim 23 wherein said pharmaceutical comprises etoposide, carboplatin, cisplatin and combinations thereof.
25. The method as recited in claim 1 , wherein a surfactant is added to said variable density fluid.
26. An apparatus for obtaining particles in a suspension, said apparatus comprising:
(a) a source of a compound in a variable density fluid as a premixture; and
(b) a nozzle for discharging the premixture into;
(c) a vessel containing a receiving liquid and therein forming said particles of said compound that remain in suspension in said receiving liquid.
27. The apparatus as recited in claim 26, wherein said variable density fluid is a gas at standard temperature and pressure and at a density greater than a critical density of the variable density fluid.
28. The apparatus as recited in claim 26, wherein said variable density fluid is a liquid at standard temperature and pressure and is at a temperature greater than the critical temperature of said variable density fluid and is at a pressure above a critical pressure of said variable density fluid.
29. The apparatus as recited in claim 26, wherein said nozzle has a first orifice for said premixture.
30. The apparatus as recited in claim 29, wherein said nozzle has a second orifice for a heating fluid.
31. The apparatus as recited in claim 30, wherein said nozzle has a third orifice for circulating said receiving liquid.
32. The apparatus as recited in claim 26, wherein said receiving liquid includes a surfactant to prevent and retard agglomeration of said particles.
33. The apparatus as recited in claim 26 wherein said compound is immiscible within said receiving liquid.
34. The apparatus as recited in claim 26 wherein said receiving liquid is de-ionized water.
35. The apparatus as recited in claim 26 wherein said surfactant is an ionic surfactant that binds to said particles.
36. The apparatus as recited in claim 35 wherein said ionic surfactant is selected from the group consisting of Cetyl trimethylammonium bromide, Tetradecytrimethylammonium bromide, Cetyl pyridinium chloride, Sodium dodecyl sulfate, Lysophosphatidylcholine (LPPC), Sodium glycocholate, Oleic acid, Glycyrrthetinic acid, and DPPC.
37. The apparatus as recited in claim 26 wherein said compound is a pharmaceutical.
38. The apparatus as recited in claim 37 wherein said pharmaceutical comprises etoposide, carboplatin, cisplatin and combinations thereof.
39. The apparatus as recited in claim 26, wherein said fluid includes a surfactant.
PCT/US2000/027743 1999-10-07 2000-10-05 Method and apparatus for obtaining a suspension of particles WO2001024917A1 (en)

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US6756084B2 (en) 2002-05-28 2004-06-29 Battelle Memorial Institute Electrostatic deposition of particles generated from rapid expansion of supercritical fluid solutions
US6780475B2 (en) 2002-05-28 2004-08-24 Battelle Memorial Institute Electrostatic deposition of particles generated from rapid expansion of supercritical fluid solutions
WO2006079889A1 (en) * 2005-01-31 2006-08-03 Sociedad Española De Carburos Metalicos, S.A. Method for obtaining micro- and nano-disperse systems
WO2011023734A1 (en) 2009-08-28 2011-03-03 Glaxo Group Limited Process for the precipitation of inhalable pharmaceutical agents in the propellant

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US6749902B2 (en) 2002-05-28 2004-06-15 Battelle Memorial Institute Methods for producing films using supercritical fluid
US6756084B2 (en) 2002-05-28 2004-06-29 Battelle Memorial Institute Electrostatic deposition of particles generated from rapid expansion of supercritical fluid solutions
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