WO2002086611A1 - Electrochromic-nanoparticle displays - Google Patents

Electrochromic-nanoparticle displays Download PDF

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Publication number
WO2002086611A1
WO2002086611A1 PCT/US2002/012301 US0212301W WO02086611A1 WO 2002086611 A1 WO2002086611 A1 WO 2002086611A1 US 0212301 W US0212301 W US 0212301W WO 02086611 A1 WO02086611 A1 WO 02086611A1
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Prior art keywords
nanoparticles
electron
electrodes
display
electrochromic
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PCT/US2002/012301
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French (fr)
Inventor
Ian D. Morrison
Joseph M Jacobson
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E Ink Corporation
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Priority to JP2002584077A priority Critical patent/JP2004532429A/en
Publication of WO2002086611A1 publication Critical patent/WO2002086611A1/en

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    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/01Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour 
    • G02F1/165Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  based on translational movement of particles in a fluid under the influence of an applied field
    • G02F1/166Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  based on translational movement of particles in a fluid under the influence of an applied field characterised by the electro-optical or magneto-optical effect
    • G02F1/167Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  based on translational movement of particles in a fluid under the influence of an applied field characterised by the electro-optical or magneto-optical effect by electrophoresis
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B82NANOTECHNOLOGY
    • B82YSPECIFIC USES OR APPLICATIONS OF NANOSTRUCTURES; MEASUREMENT OR ANALYSIS OF NANOSTRUCTURES; MANUFACTURE OR TREATMENT OF NANOSTRUCTURES
    • B82Y20/00Nanooptics, e.g. quantum optics or photonic crystals
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/01Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour 
    • G02F1/15Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  based on an electrochromic effect
    • G02F1/1503Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  based on an electrochromic effect caused by oxidation-reduction reactions in organic liquid solutions, e.g. viologen solutions
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/01Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour 
    • G02F1/165Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  based on translational movement of particles in a fluid under the influence of an applied field
    • G02F1/1675Constructional details
    • G02F2001/1678Constructional details characterised by the composition or particle type
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F2202/00Materials and properties
    • G02F2202/36Micro- or nanomaterials

Definitions

  • the present invention relates to a display which uses electrochromic nanoparticles.
  • Electrophoretic displays have been the subject of intense research and development for a number of years. Such displays use a display medium comprising a plurality of electrically charged particles suspended in a fluid. Electrodes are provided adjacent the display medium so that the charged particles can be moved through the fluid by applying an electric field to the medium.
  • the medium comprises a single type of particle having one optical characteristic in a fluid which has a different optical characteristic.
  • the medium contains two different types of particles differing in at least one optical characteristic and in electrophoretic mobility; the particles may or may not bear charges of opposite polarity.
  • the optical characteristic which is varied is typically color visible to the human eye, but may, alternatively or in addition, be any one of more of reflectivity, retroreflectivity, luminescence, fluorescence, phosphorescence or (in the case of displays intended for machine reading) color in the broader sense of meaning a difference in absorption or reflectance at non- visible wavelengths.
  • Electrophoretic displays can be divided into two main types, namely unencapsulated and encapsulated displays.
  • the electrophoretic medium is present as a bulk liquid, typically in the form of a flat film of the liquid present between two parallel, spaced electrodes.
  • Such unencapsulated displays typically have problems with their long-term image quality which have prevented their widespread usage. For example, particles that make up such electrophoretic displays tend to cluster and settle, resulting in inadequate service-life for these displays.
  • An encapsulated, electrophoretic display differs from an unencapsulated display in that the particle-containing fluid is not present as a bulk liquid but instead is confined within the walls of a large number of small capsules. Encapsulated displays typically do not suffer from the clustering and settling failure mode of traditional electrophoretic devices and provides further advantages, such as the ability to print or coat the display on a wide variety of flexible and rigid substrates.
  • Prior art electrophoretic displays use particles, which, while small (typically about 0.25 to 2 ⁇ m), are sufficiently large that they have essentially the bulk properties of the material from which they are formed.
  • the particles keep the same optical properties during the time they are present in the electrophoretic display; the appearance of the display is changed by moving the particles within the suspending fluid using an appropriate electrical field.
  • Nanoparticles have diameters from about 1 to about 100 nanometers. Particles in this size range do not generally scatter incident light efficiently unless they are concentrated.
  • the aforementioned U.S. Patent No. 6,323,989 describes nanoparticle-based reflective displays where the display varies from transparent or translucent to opaque depending on whether the nanoparticles are dispersed or aggregated. Displays are also known based upon electroluminescent materials. Such materials emit light after being excited by the passage of electric current through the materials. The passage ofthe electric current raises electrons within the electroluminescent material to excited states, from which the electrons return to their ground states with emission of radiation. Accordingly, electroluminescent displays are emissive and emit light only for so long as the current is passed.
  • Electrochromic displays are also well known. Electrochromic materials are those whose color changes with oxidation state, that is by addition of electrons to, or withdrawal of electrons from, molecular orbitals. Note that, in contrast to electroluminescent materials, the optical characteristics of electrochromic materials remain constant so long as the oxidation state of the materials remains the same, so that a display based upon electrochromic materials is passive, and once the display has been driven to a desired state, that state will persist for a substantial period without further supply of energy to the display.
  • Electrochromic display Two types of electrochromic display are common, namely metal- oxide electrochromic displays and molecular electrochromic displays. Electrochromic metal oxides change optical properties in response to the injection of electron charge (anodic) or the withdrawal of electron charge (cathodic); see, for example, Zum Felde, U., et al., J. Phys. Chem. B 2000, 104, 9388. Various models have been formulated to explain the electrochromic mechanism. Electrochromic displays consist of up to seven layers of materials, and rely upon transport of hydrogen or lithium ions from an ion storage layer, through an ion-conducting layer, and injection of these ions into an electrochromic layer. The electrochromic layer is typically tungsten oxide (WO 3 ).
  • the presence of the ions in the electrochromic layer changes its optical properties, causing it to absorb visible light.
  • the large- scale result is that the display darkens.
  • the ion-conducting, ion storage and electrochromic layers are sandwiched between two layers of a transparent conducting oxide material. To protect these five layers, they are further sandwiched between two layers of glass. All of the layers, of course, are transparent to visible light. See http://www.nrel.gov/buildings/windows/how.html; Zhang, J. G., et al., "Chromic mechanism in amorphous WO 3 films", J. Electrochem. Soc, 1997, 144(6), 2022; and www.schottdonnelly.com.
  • Electron rich electrically conducting, redox electroactive, and electrochromic polymers are especially interesting due to their stability in the conducting state and ability to be repeatedly switched between charged and neutral states many times with large changes in properties (such as color).
  • the Reynolds Research Group is developing a family of derivatized poly(3,4-alkylenedioxythiophene)s (PXDOTs) which provide a number of outstanding properties.
  • PXDOTs derivatized poly(3,4-alkylenedioxythiophene)s
  • electrochromic polymers these materials switch from a dark opaque blue in their reduced form to a highly transmissive light blue in their oxidized form.
  • the polymer's properties are varied by changing either the nature ofthe pendant group or the size ofthe alkylenedioxy ring.
  • We find the PXDOTs to exhibit quite high electrochromic contrast ratios as desired in switchable mirror, window, display, and other devices. They also switch quite rapidly with nearly complete color changes being attained in 0.25 to 0.5 seconds.
  • the more highly substituted polymers exhibit the largest electrochromic contrasts and response times" (http://web.chem. ufl.edu/ -reynolds - verbatim quote).
  • electrochromic polymers over metal oxides are their higher speed.
  • the polymers are usually coated directly on to an electrode.
  • One disadvantage of electrochromic polymers is that optical densities tend to be lower than those of electrochromic metal oxide.
  • the present inventors have realized that it is possible to construct displays using electrochromic nanoparticles and that such displays offer substantial advantages over the prior art electrochromic displays described above.
  • this invention provides a display comprising first and second electrodes spaced from one another; and an electrochromic medium disposed between the first and second electrodes.
  • the display of the present invention is characterized in that the electrochromic medium comprises a plurality of electrochromic nanoparticles, each nanoparticle having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic, such that injection of charge from at least one of the first and second electrodes will cause at least some of the nanoparticles to switch between their electron-rich and electron-depleted states.
  • One of the states may be electrically neutral and the other electrically charged.
  • the electron-depleted state might be electrically neutral and the electron-rich state negatively charged.
  • the electron-depleted state might be positively charged and the electron-rich state electrically neutral.
  • this invention provides a method for operating a display comprising first and second electrodes spaced from one another and an electrochromic medium disposed between the first and second electrodes, the method comprising injecting charge from at least one of the first and second electrodes into the electrochromic medium, and thereby changing an optical characteristic ofthe display.
  • the method ofthe present invention is characterized in that the electrochromic medium comprises a plurality of electrochromic nanoparticles, each of the nanoparticles having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic.
  • FIGS. 1A and IB of the accompanying drawings are highly schematic end elevations of a preferred electrochromic display of the present invention.
  • Figure 2 is a schematic end elevation of a second, multi-layer display ofthe present invention.
  • the display of the present invention comprises first and second electrodes and a plurality of electrochromic nanoparticles disposed between these electrodes.
  • Each ofthe nanoparticles has an electron-rich state and an electron-depleted state, and these two states differ in at least one optical characteristic; this optical characteristic can be any of those previously mentioned, and need not imply a difference between the two states in color visible to the human eye, although this is the most common optical characteristic.
  • Injection of charge from at least one ofthe electrodes causes at least some ofthe nanoparticles to switch between their electron-rich and electron-depleted states, thus bringing about a change in the optical characteristic ofthe display.
  • the first and second electrodes of the present display will be in the form of parallel plates, at least one of which is substantially transparent, but it is not essential that the electrodes have this form.
  • two electrodes could be disposed side-by-side in the same plane, so that when a potential difference is applied between the two electrodes, the lines of force ofthe resultant electric field will have the form of arcs extending between the two electrodes.
  • a transparent window which does not need to be electrically conductive, could be provided on the opposed side of the electrochromic nanoparticles from the two electrodes to act as a viewing surface through which an observer views the display.
  • one of the electrodes could be movable, for example in the form of a stylus or similar device, which is moved, manually or mechanically, relative to the other to bring about changes in optical characteristics of the areas over which the movable electrode passes.
  • the electrodes used in the present displays may of course use any known technology for application of electric potentials to displays; for example, the present displays may have a single common first electrode and an array of second electrodes each associated with one transistor of a transistor array such as those used to drive active matrix liquid crystal displays.
  • At least one of the first and second electrodes comprises a layer of an electrically conductive metal or metal oxide, for example tin dioxide.
  • this electrode also comprises a semiconductive layer, which may be formed from titanium dioxide.
  • the electrochromic nanoparticles used in the present displays are nanoparticles whose optical spectra or fluorescent spectra change when a positive electric charge (oxidation) or negative electric charge (reduction) is injected into the nanoparticle.
  • the present invention changes the color of the display by adding electric charge to the particles (oxidation or reduction) rather than just changing the interparticle distance or particle position; cf. the aforementioned Wang paper and Mulvaney, P., "Artificial solids based on gold colloid core-shell particles", Particles 2001, Orlando, paper 194.
  • the present displays is the addition of electrons to, or withdrawal of electrons from, the molecular orbitals of the electrochromic nanoparticles (i.e., the reduction or oxidation of the nanoparticles) which changes the optical characteristics of the display.
  • the major changes in optical characteristics are quenching of fluorescence (discussed in more detail below) and bleaching of optical absorption in the visible light range.
  • One important advantage of the present displays over prior art electrochromic displays based upon electrochromic molecules is that oxidized or reduced electrochromic nanoparticles are much more resistant to molecular rearrangements and chemical reactions than oxidized or reduced electrochromic molecules, and hence the present displays should have longer operating lifetimes than prior art displays, which have often had problems in this regard.
  • Electrochromic nanoparticles are normally formed from semiconductors, for example cadmium selenide (CdSe) or indium phosphide (InP). Nanoparticles made from semiconductive materials act like electrochromic molecules because the nanoparticles have distinct electron orbits.
  • the energy gap between the highest occupied molecular orbital (HOMO) and the lowest unoccupied molecular orbital (LUMO) is dependent upon the size of the nanoparticle, and this HOMO-LUMO gap also varies with the oxidation state of the nanoparticle. Since the color ofthe nanoparticles depends upon the size of the HOMO-LUMO gap, the variation in the size of this gap with oxidation state renders the nanoparticles electrochromic. Furthermore, the variation of the HOMO-LUMO gap with the size ofthe nanoparticles permits variation in the electrochromic colors by variation ofthe size and shape of the nanoparticles, thus permitting "tuning" of the present displays to a desired color by appropriate choice of nanoparticles. In general, the smaller the nanoparticles, the shorter the wavelength of the color, i.e., going to smaller nanoparticles shifts the color to the blue.
  • the electrochromic nanoparticle displays ofthe present invention can also provide gray scale.
  • the number of nanoparticles that have been oxidized or reduced determines the color change in an electrochromic nanoparticle layer, so that controlling the total number of charges that are injected controls the degree of color change.
  • Such control may be effected by varying the time for which the electric field is applied.
  • each pixel may be addressed through a capacitor; charging the capacitor quickly to a known voltage would introduce a known number of electric charges per unit area to the nanoparticle array, and thus achieve a previously-determined gray state.
  • One of the advantages of the displays of the present invention, as compared with prior art molecular electrochromic materials is that the present displays can make more "efficient" use of a given electric charge.
  • addition or removal of one electron brings about a color change over a whole nanoparticle, which might have a diameter of (say) 30 nm.
  • addition or removal of one electron in a molecular electrochromic material only brings about a color change in one molecule of the material, which covers an area substantially smaller than that of a nanoparticle. Accordingly, typically the displays of the present invention will require less charge injection to bring about a given color change over a given area than do displays based upon prior art molecular electrochromic materials.
  • Semiconducting nanoparticles fluoresce when illuminated with short wavelength radiation (ultra-violet or shorter radiation), that is they emit light of a longer wavelength than the illuminating radiation. This fluorescence is quenched when the nanoparticles are reduced, and this oxidation state dependent quenching can be used to produce additional changes in the optical characteristics of the display.
  • short wavelength radiation ultraviolet or shorter radiation
  • a non- electrochromic matrix material will be provided between the electrodes and surrounding the electrochromic nanoparticles.
  • the matrix material may facilitate charge injection into the electrochromic nanoparticles and/or assist in the injection of countercharges adjacent the nanoparticles.
  • the matrix material may be liquid, solid or semi-solid.
  • the electrochromic nanoparticles may move electrophoretically through the liquid to one of the electrodes where charge injection or removal takes place to effect the change in optical characteristic of the nanoparticles.
  • the dispersion of electrochromic nanoparticles in the liquid matrix material could contain oxidizing or reducing agents to act as charge carriers from the electrodes to the nanoparticles; cf.
  • the matrix material When the matrix material is a solid or semi-solid, it may be a porous solid, a dry powder, a sintered dry powder, a polymer or a gel. Obviously, in most solid matrix materials, the electrochromic nanoparticles will be immobile. Charge injection into the nanoparticles may be effected by charges hopping from particle to particle, or by flowing through the matrix; note that the amounts of charge which are needed to bring about changes in optical characteristics in the present displays are so small that many matrix materials normally regarded as insulators have sufficient electrical conductivity to permit the necessary current flow through the matrix material.
  • solid matrix materials either themselves be chosen to facilitate charge injection or that they contain additives for this purpose.
  • the properties of the solid matrix material are important since one limiting factor on the speed at which the optical characteristics of the nanoparticles can be changed is the speed at which countercharges can be provided adjacent the electrochromic nanoparticles.
  • a solid matrix material may contain one or more mobile oxidizing or reducing species able to carry charge to or away from the electrochromic nanoparticles.
  • the solid matrix material may comprise one or more hole or electron conducting materials; the types of materials used for the same purposes in electrophotography may be used, as described in the aforementioned Shim et al. paper.
  • the hole or electron conducting material may be polymeric (for example, polyvinylcarbazole may be used, or a polythiophene or phthalocyanine) and form part or all of a polymeric solid matrix material.
  • the solid matrix material may comprise a non-polymeric hole or electron conducting material, for example a triarylamine, dispersed in a polymeric matrix, which typically will not itself be hole or electron-conducting.
  • a hole or electron-conducting layer between the nanoparticle and the electrode substantially increases the lifetime of the charge on the nanoparticle, and allows the entire conduction path to be electronic, not ionic.
  • the charge-carrying entity within the matrix material may be chemically or physically bonded to one of the electrodes, to a nanoparticle, or to both.
  • a polymeric hole or electron conducting material could be chemically bonded at its opposed ends to one ofthe electrodes and to a nanoparticle to facilitate charge injection into the nanoparticle.
  • the nanoparticles when the nanoparticle are dispersed in a solid (or semi-solid) binder, the nanoparticles will comprise from 1 to 99 per cent by volume ofthe total volume of nanoparticles and matrix material, and preferably 5 to 75 per cent by volume of the total volume of nanoparticles and matrix material.
  • the electrochromic nanoparticles may be attached to one ofthe electrodes, either directly or via a molecular "tether", with the former arrangement generally being preferred.
  • attachment of the nanoparticles to an electrode, either directly or via a conductive tether ensures ready flow of electrons into or out of the nanoparticle.
  • the electrode may be made porous or rough to provide a large surface area to which the nanoparticles may be attached.
  • the optical change in many electrochromic nanoparticles is from a strong visible absorption in the electron-depleted state to a substantially transparent electron-rich state; more accurately, the visible absorption band in the electron-depleted state becomes a non-visible absorption in the electron- rich state so that the visible absorption essentially disappears and the nanoparticles appear transparent to the eye.
  • a display of the present invention using this type of nanoparticle and substantially transparent first and second electrodes can act as a light valve, or a variable color filter.
  • a display of the present invention functioning as a light valve or shutter could be used in conjunction with any known type of electro- optic medium to increase the number of display states which can be obtained from each pixel of the electro-optic medium.
  • a simple monochrome electro-optic medium having a viewing surface displaying a plurality of pixels each of which can only be black or white.
  • each pixel of the resulting medium will have three possible states (red, white and black), and may be used, for example, to provide a black-on- white (or white-on-black) text display with the capability for red highlighting of particular text.
  • the electro-optic medium comprises at least one additional electrochromic nanoparticle layer, i.e., the complete display comprises two separate, stacked electrochromic nanoparticle- containing layers.
  • a display of the present invention may comprise a third electrode spaced from the second electrode and a plurality of second electrochromic nanoparticles disposed between the second and third electrodes, each of the second nanoparticles having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic, such that injection of charge from at least one ofthe second and third electrodes will cause at least some ofthe second nanoparticles to switch between their electron-rich and electron-depleted states, the second nanoparticles having a non-transparent state differing in optical characteristic from the non-transparent state of the nanoparticles between the first and second electrodes.
  • the present display further comprises a fourth electrode spaced from the third electrode and a plurality of third electrochromic nanoparticles disposed between the third and fourth electrodes, each of the third nanoparticles having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic, such that injection of charge from at least one of the third and fourth electrodes will cause at least some of the third nanoparticles to switch between their electron-rich and electron-depleted states, the third nanoparticles having a non-transparent state differing in optical characteristic from the non-transparent state of both the second nanoparticles and the nanoparticles between the first and second electrodes.
  • Such a stacked, three-layer display could, if all three electrochromic nanoparticle- containing layers have transparent states, function as a transmissive full-color display.
  • the nanoparticle-containing layer furthest from the viewing surface has two different colored states, or if a reflective surface is placed on the side ofthe display remote from the viewing surface, the resultant display can display four colors at each pixel.
  • a display of this type is described below with reference to Figure 2.
  • nanoparticles used in a display of the present invention be of the same type. Indeed, interesting color change effects may be provided by using combinations of nanoparticles of similar composition but differing sizes, or by using combinations of nanoparticles of differing composition. If nanoparticles of differing composition are present in the same nanoparticle-containing layer, they will typically "switch" (i.e., undergo their change in optical characteristic) at differing voltages, and hence by varying the voltage applied and/or amount of charge injected into the system, a series of differing colors can be produced at each pixel ofthe display.
  • switch i.e., undergo their change in optical characteristic
  • the displays ofthe present invention may make use of other methods for changing optical characteristics in addition to changes in the electrochromic nanoparticles.
  • a display ofthe present invention may make use of both electrochromic color changes and color changes due to changes in the aggregation of the nanoparticles, as described in the aforementioned U.S. Patent No. 6,323,989.
  • the type of display previously described in which electrochromic nanoparticles are free to move electrophoretically through a liquid matrix material, could make use of both types of color changes.
  • a single display could make use of changes in optical characteristics due both to nanoparticles and to larger particles, for example the electrophoretic movement of the larger particles.
  • the first preferred display of the invention comprises a first electrode 12 and a second electrode 14; for ease of illustration, the thickness of these electrodes is exaggerated relative to the spacing between them.
  • the first electrode 12 comprises a substrate 16 in the form of a polymeric film, a conductive layer 18 formed of tin dioxide, and a semiconductive layer 20 formed of titanium dioxide.
  • a plurality of nanoparticles 22 (only one is shown in Figures 1A and IB), formed of cadmium selenide, are attached to the electrode 12, as indicated at 24..
  • Reference numeral 24 indicates a path for passage of electrons between the semiconductive layer 20 and the nanoparticles 22 and may have the form of a chemical bond or an electrically conductive tether connecting the two.
  • the nanoparticles 22 are surrounded by a layer of a hole transporting material 26, which extends to the second electrode 14.
  • This second electrode itself comprises a substrate 28 in the form of a polymeric film and a conductive layer 30 formed of tin dioxide.
  • Figure 1A shows the display 10 with the nanoparticle 22 in its electron-rich state and hence substantially uncolored.
  • the conductive layer 18 is brought to a high negative potential, as indicated symbolically at P (note that since Figures 1 A and IB are concerned solely with the movement of negative electrons, it is convenient to represent electric potentials using a sign convention opposite to that normally employed).
  • the potential P is higher than that of the conduction band (designated CB) of electrons within the semiconductive layer 20, so that an electron flows from the conductive layer 18 through the conduction band characterized by and via the bond 24 into the nanoparticle 22, thus bringing the nanoparticle to its electron-rich, uncolored state.
  • the conductive layer 18 is brought to a smaller negative potential p, which lies below that of the conduction band CB and that of the nanoparticle 22 itself. Accordingly, as shown in Figure IB, an electron flows from the nanoparticle 22 via the bond 24 into the conduction band CB and thence into the conductive layer 18, thus causing the nanoparticle 22 to assume its electron- depleted, colored state.
  • FIG 2 shows, in a highly schematic manner, a single pixel of a color display (generally designated 50) of the invention in which each pixel is capable of displaying at least four colors.
  • the display 50 comprises a first electrode 52 provided with a surface 54 having a first color (assumed for present purposes to be white), a substantially transparent second electrode 56 and a first nanoparticle layer 58 disposed between the first and second electrodes and comprising nanoparticles dispersed in a solid hole transporting material.
  • the nanoparticle layer is switchable, in the same manner as described with reference to Figure 1 above, between a substantially transparent electron-rich state and an electron-depleted state which has a second color different from the first color ofthe surface 54 and assumed for present purposes to be red.
  • a second nanoparticle layer 60 On the opposed side ofthe second electrode 56 from the first nanoparticle layer 58 is a second nanoparticle layer 60, which is similar to the first nanoparticle layer 58 in that it comprises nanoparticles dispersed in a solid hole transporting material; however, the second nanoparticle layer 60 is switchable between a substantially transparent electron-rich state and an electron-depleted state which has a third color different from both the aforementioned first and second colors and assumed for present purposes to be green.
  • the display 50 further comprises a substantially transparent third electrode 62, disposed on the opposed side of the second nanoparticle layer 60 from the second electrode 56 and a third nanoparticle layer 64 on the opposed side of the electrode 62 from the second nanoparticle layer 58.
  • the third nanoparticle layer 64 is similar to the first and second nanoparticle layers 58 and 60 in that it comprises nanoparticles dispersed in a solid hole transporting material; however, the third nanoparticle layer 64 is switchable between a substantially transparent electron-rich state and an electron- depleted state which has a fourth color different from all the aforementioned first, second and third colors and assumed for present purposes to be blue.
  • the display 50 comprises a substantially transparent fourth electrode 66, which is common to all the pixels of the display and which is carried on a transparent substrate 68, which acts as a protective layer for the display and also forms a viewing surface through which an observer views the display 50.
  • the display 50 is provided with voltage supply means (not shown) which permit the potentials of the first, second and third electrodes to be varied independently relative to the potential ofthe fourth electrode, which is conveniently held at ground potential.
  • Each pixel ofthe display 50 has four different color states, as follows: (a) a blue state, in which the third nanoparticle layer 64 is in its electron-depleted blue state, while the first and second nanoparticle layers are are in their transparent states;
  • nanoparticle layers are capable of achieving multiple gray scale levels, as previously discussed, combinations of various colors are possible.
  • the nanoparticle layers could be modified so that, when in their electron-depleted states, they display yellow, cyan and magenta colors respectively, while permitting the complementary colors to pass through.
  • This arrangement may have advantages in achieving good color control, and also allows for the formation of a black pixel by driving the yellow, cyan and magenta colors to their maximum densities simultaneously.
  • Such a display could also be modified by eliminating the white surface 54 and making the first electrode 52 transparent, so that the display could be used in transmission.
  • Preferred displays of the present invention can achieve a number of important advantages.
  • the displays because of the efficient use of electrons in the present displays (because each electron typically causes the optical change over the whole area of a nanoparticle) the displays require little charge injection and are highly energy efficient, especially since the displays are stable once driven to the desired state.
  • the present displays can operate at low voltages, typically around 1-3 Volts, and thus at lower voltages than prior art electrophoretic displays, which normally require at least 10 Volts.
  • the present displays can be made thin and flexible; the nanoparticle-containing layer itself need only be ofthe order of a few times the nanoparticle diameter and may thus have a thickness of from about 50 nm up to ofthe order of 1 ⁇ m, while the electrodes, which may comprise simply a layer of conductive material on a flexible substrate, typically a polymeric film, need only be thick enough to provide mechanical integrity to the display.

Abstract

A display (10) comprises spaced first (12) and second (14) electrodes, and a plurality of electrochromic nanoparticles (22) disposed between the electrodes (12, 14), each of the nanoparticles (22) having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic. Upon injection of charge from one of the electrodes (12, 14), the nanoparticles (22) switch between their electron-rich and electron-depleted states, thus changing an optical characteristic of the display (10).

Description

ELECTROCHROMIC-NANOPARTICLE DISPLAYS
The present invention relates to a display which uses electrochromic nanoparticles.
Electrophoretic displays have been the subject of intense research and development for a number of years. Such displays use a display medium comprising a plurality of electrically charged particles suspended in a fluid. Electrodes are provided adjacent the display medium so that the charged particles can be moved through the fluid by applying an electric field to the medium. In one type of such electrophoretic display, the medium comprises a single type of particle having one optical characteristic in a fluid which has a different optical characteristic. In a
• second type of such electrophoretic display, the medium contains two different types of particles differing in at least one optical characteristic and in electrophoretic mobility; the particles may or may not bear charges of opposite polarity. The optical characteristic which is varied is typically color visible to the human eye, but may, alternatively or in addition, be any one of more of reflectivity, retroreflectivity, luminescence, fluorescence, phosphorescence or (in the case of displays intended for machine reading) color in the broader sense of meaning a difference in absorption or reflectance at non- visible wavelengths.
Electrophoretic displays can be divided into two main types, namely unencapsulated and encapsulated displays. In an unencapsulated electrophoretic display, the electrophoretic medium is present as a bulk liquid, typically in the form of a flat film of the liquid present between two parallel, spaced electrodes. Such unencapsulated displays typically have problems with their long-term image quality which have prevented their widespread usage. For example, particles that make up such electrophoretic displays tend to cluster and settle, resulting in inadequate service-life for these displays.
An encapsulated, electrophoretic display differs from an unencapsulated display in that the particle-containing fluid is not present as a bulk liquid but instead is confined within the walls of a large number of small capsules. Encapsulated displays typically do not suffer from the clustering and settling failure mode of traditional electrophoretic devices and provides further advantages, such as the ability to print or coat the display on a wide variety of flexible and rigid substrates.
For further details regarding encapsulated electrophoretic displays, the reader is referred to U.S. Patents Nos. 5,930,026; 5,961,804; 6,017,584
6,067,185; 6,118,426; 6,120,588; 6,120,839; 6,124,851; 6,130,773; 6,130,774 6,172,798; 6,177,921; 6,232,950; 6,241,921; 6,249,271; 6,252,564; 6,262,706 6,262,833; 6,300,932; 6,312,304; 6,312,971; 6,323,989; and 6,327,072; U.S. Patent Application Publication No. 2001-0045934; and International Applications Publication Nos. WO 97/04398; WO 98/03896; WO 98/19208; WO 98/41898; WO
98/41899; WO 99/10767; WO 99/10768; WO 99/10769; WO 99/47970; WO 99/53371; WO 99/53373; WO 99/56171; WO 99/59101; WO 99/67678; WO 00/03349; WO 00/03291; WO 00/05704; WO 00/20921; WO 00/20922; WO 00/20923; WO 00/26761; WO 00/36465; WO 00/36560; WO 00/36666; WO 00/38000; WO 00/38001; WO 00/59625; WO 00/60410; WO 00/67110; WO
00/67327 WO 01/02899; WO 01/07691; WO 01/08241; WO 01/08242; WO 01/17029; WO 01/17040; WO 01/17041; WO 01/80287 and WO 02/07216.
Prior art electrophoretic displays use particles, which, while small (typically about 0.25 to 2 μm), are sufficiently large that they have essentially the bulk properties of the material from which they are formed. The particles keep the same optical properties during the time they are present in the electrophoretic display; the appearance of the display is changed by moving the particles within the suspending fluid using an appropriate electrical field.
Nanoparticles have diameters from about 1 to about 100 nanometers. Particles in this size range do not generally scatter incident light efficiently unless they are concentrated. The aforementioned U.S. Patent No. 6,323,989 describes nanoparticle-based reflective displays where the display varies from transparent or translucent to opaque depending on whether the nanoparticles are dispersed or aggregated. Displays are also known based upon electroluminescent materials. Such materials emit light after being excited by the passage of electric current through the materials. The passage ofthe electric current raises electrons within the electroluminescent material to excited states, from which the electrons return to their ground states with emission of radiation. Accordingly, electroluminescent displays are emissive and emit light only for so long as the current is passed. This behavior is in contrast to the electrophoretic and nanoparticle-based displays previously described which, because they rely only upon the movement or aggregation of particles are bistable in that once the display has been driven to a desired state, that state will persist for a substantial period without further supply of energy to the display, i.e., such electrophoretic and nanoparticle-based displays are passive, in contrast to the emissive electroluminescent displays.
Electrochromic displays are also well known. Electrochromic materials are those whose color changes with oxidation state, that is by addition of electrons to, or withdrawal of electrons from, molecular orbitals. Note that, in contrast to electroluminescent materials, the optical characteristics of electrochromic materials remain constant so long as the oxidation state of the materials remains the same, so that a display based upon electrochromic materials is passive, and once the display has been driven to a desired state, that state will persist for a substantial period without further supply of energy to the display.
Two types of electrochromic display are common, namely metal- oxide electrochromic displays and molecular electrochromic displays. Electrochromic metal oxides change optical properties in response to the injection of electron charge (anodic) or the withdrawal of electron charge (cathodic); see, for example, Zum Felde, U., et al., J. Phys. Chem. B 2000, 104, 9388. Various models have been formulated to explain the electrochromic mechanism. Electrochromic displays consist of up to seven layers of materials, and rely upon transport of hydrogen or lithium ions from an ion storage layer, through an ion-conducting layer, and injection of these ions into an electrochromic layer. The electrochromic layer is typically tungsten oxide (WO3). The presence of the ions in the electrochromic layer changes its optical properties, causing it to absorb visible light. The large- scale result is that the display darkens. The ion-conducting, ion storage and electrochromic layers are sandwiched between two layers of a transparent conducting oxide material. To protect these five layers, they are further sandwiched between two layers of glass. All of the layers, of course, are transparent to visible light. See http://www.nrel.gov/buildings/windows/how.html; Zhang, J. G., et al., "Chromic mechanism in amorphous WO3 films", J. Electrochem. Soc, 1997, 144(6), 2022; and www.schottdonnelly.com. Such metal-oxide electrochromic displays are relatively slow because ofthe time for ion diffusion. Molecular electrochromic materials change optical properties in response to the injection of electron charge (reduction) or the withdrawal of electron charge (oxidation); see, for example, Tian, , et al, "Electroluminescent properties of self-assembled polymer thin films", Adv. Mater. 1995, 7, 395-398; and http://www.ee.ucla. (John Reynolds): Electron rich electrically conducting, redox electroactive, and electrochromic polymers are especially interesting due to their stability in the conducting state and ability to be repeatedly switched between charged and neutral states many times with large changes in properties (such as color). The Reynolds Research Group is developing a family of derivatized poly(3,4-alkylenedioxythiophene)s (PXDOTs) which provide a number of outstanding properties. As electrochromic polymers, these materials switch from a dark opaque blue in their reduced form to a highly transmissive light blue in their oxidized form. We synthesize these polymers with a combination of transition metal mediated solution and electrochemical polymerizations. The polymer's properties are varied by changing either the nature ofthe pendant group or the size ofthe alkylenedioxy ring. We find the PXDOTs to exhibit quite high electrochromic contrast ratios as desired in switchable mirror, window, display, and other devices. They also switch quite rapidly with nearly complete color changes being attained in 0.25 to 0.5 seconds. The more highly substituted polymers exhibit the largest electrochromic contrasts and response times" (http://web.chem. ufl.edu/ -reynolds - verbatim quote).
One advantage of electrochromic polymers over metal oxides is their higher speed. The polymers are usually coated directly on to an electrode. One disadvantage of electrochromic polymers is that optical densities tend to be lower than those of electrochromic metal oxide.
It is also known that certain nanoparticles are electrochromic; see Wang, C, et al., "Electrochromic nanocrystal quantum dots", Science, 2001, 291, 2390-2392. This paper states that the optical properties of semiconducting cadmium selenide nanoparticles are changed by reduction ofthe nanoparticles at an electrode.
Subsequent oxidation returned the particles to their original optical state. The injection of electrons into the quantum-confined states of the nanoparticle led to three electrochromic responses: the creation of a size-dependent mid-infrared absorption, a bleaching of the visible absorption, and a quenching of the luminescence. The bleaching of the visible absorption and the quenching of the luminescence changed the color of the particle. If the bleaching and quenching are sufficiently complete, the particle is transparent in the visible.
The present inventors have realized that it is possible to construct displays using electrochromic nanoparticles and that such displays offer substantial advantages over the prior art electrochromic displays described above.
Accordingly, in one aspect, this invention provides a display comprising first and second electrodes spaced from one another; and an electrochromic medium disposed between the first and second electrodes. The display of the present invention is characterized in that the electrochromic medium comprises a plurality of electrochromic nanoparticles, each nanoparticle having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic, such that injection of charge from at least one of the first and second electrodes will cause at least some of the nanoparticles to switch between their electron-rich and electron-depleted states. The terms "electron-rich" and "electron-depleted", used herein to refer to the states ofthe nanoparticles, do not require that both states be electrically charged, provided that the states differ in at least one optical characteristic and that the nanoparticles can change from one state to the other by transfer of one or more electrons. One of the states may be electrically neutral and the other electrically charged. For example, the electron-depleted state might be electrically neutral and the electron-rich state negatively charged. Alternatively, the electron-depleted state might be positively charged and the electron-rich state electrically neutral.
In another aspect, this invention provides a method for operating a display comprising first and second electrodes spaced from one another and an electrochromic medium disposed between the first and second electrodes, the method comprising injecting charge from at least one of the first and second electrodes into the electrochromic medium, and thereby changing an optical characteristic ofthe display. The method ofthe present invention is characterized in that the electrochromic medium comprises a plurality of electrochromic nanoparticles, each of the nanoparticles having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic.
Figures 1A and IB of the accompanying drawings are highly schematic end elevations of a preferred electrochromic display of the present invention; and
Figure 2 is a schematic end elevation of a second, multi-layer display ofthe present invention.
The accompanying drawings are not to scale, emphasis instead generally being placed upon illustrating the principles ofthe invention. As already mentioned, the display of the present invention comprises first and second electrodes and a plurality of electrochromic nanoparticles disposed between these electrodes. Each ofthe nanoparticles has an electron-rich state and an electron-depleted state, and these two states differ in at least one optical characteristic; this optical characteristic can be any of those previously mentioned, and need not imply a difference between the two states in color visible to the human eye, although this is the most common optical characteristic. Injection of charge from at least one ofthe electrodes causes at least some ofthe nanoparticles to switch between their electron-rich and electron-depleted states, thus bringing about a change in the optical characteristic ofthe display. Typically, the first and second electrodes of the present display will be in the form of parallel plates, at least one of which is substantially transparent, but it is not essential that the electrodes have this form. For example, to provide one pixel of a display, two electrodes could be disposed side-by-side in the same plane, so that when a potential difference is applied between the two electrodes, the lines of force ofthe resultant electric field will have the form of arcs extending between the two electrodes. In such an arrangement, a transparent window, which does not need to be electrically conductive, could be provided on the opposed side of the electrochromic nanoparticles from the two electrodes to act as a viewing surface through which an observer views the display. Alternatively, one of the electrodes could be movable, for example in the form of a stylus or similar device, which is moved, manually or mechanically, relative to the other to bring about changes in optical characteristics of the areas over which the movable electrode passes. The electrodes used in the present displays may of course use any known technology for application of electric potentials to displays; for example, the present displays may have a single common first electrode and an array of second electrodes each associated with one transistor of a transistor array such as those used to drive active matrix liquid crystal displays.
In a preferred form of the invention, described below with reference to Figures 1A and IB, at least one of the first and second electrodes comprises a layer of an electrically conductive metal or metal oxide, for example tin dioxide.
Desirably, this electrode also comprises a semiconductive layer, which may be formed from titanium dioxide.
The electrochromic nanoparticles used in the present displays are nanoparticles whose optical spectra or fluorescent spectra change when a positive electric charge (oxidation) or negative electric charge (reduction) is injected into the nanoparticle. The present invention changes the color of the display by adding electric charge to the particles (oxidation or reduction) rather than just changing the interparticle distance or particle position; cf. the aforementioned Wang paper and Mulvaney, P., "Artificial solids based on gold colloid core-shell particles", Particles 2001, Orlando, paper 194. More specifically, it is the addition of electrons to, or withdrawal of electrons from, the molecular orbitals of the electrochromic nanoparticles (i.e., the reduction or oxidation of the nanoparticles) which changes the optical characteristics of the display. Typically, the major changes in optical characteristics are quenching of fluorescence (discussed in more detail below) and bleaching of optical absorption in the visible light range. One important advantage of the present displays over prior art electrochromic displays based upon electrochromic molecules is that oxidized or reduced electrochromic nanoparticles are much more resistant to molecular rearrangements and chemical reactions than oxidized or reduced electrochromic molecules, and hence the present displays should have longer operating lifetimes than prior art displays, which have often had problems in this regard.
Although the upper limit on size will vary somewhat depending upon the material used to form the nanoparticles, typically the majority of the nanoparticles used in the present displays will have diameters in the range of 1 to 100 ran, preferably 5 to 50 nm. The term "diameter" is used herein to include what is usually known as the "equivalent diameter" of a non-spherical particle, i.e., the diameter of a sphere which has the same volume as the non-spherical particle. Electrochromic nanoparticles are normally formed from semiconductors, for example cadmium selenide (CdSe) or indium phosphide (InP). Nanoparticles made from semiconductive materials act like electrochromic molecules because the nanoparticles have distinct electron orbits. In such nanoparticles, the energy gap between the highest occupied molecular orbital (HOMO) and the lowest unoccupied molecular orbital (LUMO) is dependent upon the size of the nanoparticle, and this HOMO-LUMO gap also varies with the oxidation state of the nanoparticle. Since the color ofthe nanoparticles depends upon the size of the HOMO-LUMO gap, the variation in the size of this gap with oxidation state renders the nanoparticles electrochromic. Furthermore, the variation of the HOMO-LUMO gap with the size ofthe nanoparticles permits variation in the electrochromic colors by variation ofthe size and shape of the nanoparticles, thus permitting "tuning" of the present displays to a desired color by appropriate choice of nanoparticles. In general, the smaller the nanoparticles, the shorter the wavelength of the color, i.e., going to smaller nanoparticles shifts the color to the blue.
The electrochromic nanoparticle displays ofthe present invention can also provide gray scale. The number of nanoparticles that have been oxidized or reduced determines the color change in an electrochromic nanoparticle layer, so that controlling the total number of charges that are injected controls the degree of color change. Such control may be effected by varying the time for which the electric field is applied. Alternatively, each pixel may be addressed through a capacitor; charging the capacitor quickly to a known voltage would introduce a known number of electric charges per unit area to the nanoparticle array, and thus achieve a previously-determined gray state. One of the advantages of the displays of the present invention, as compared with prior art molecular electrochromic materials is that the present displays can make more "efficient" use of a given electric charge. Typically, in the present displays, addition or removal of one electron brings about a color change over a whole nanoparticle, which might have a diameter of (say) 30 nm. In contrast, addition or removal of one electron in a molecular electrochromic material only brings about a color change in one molecule of the material, which covers an area substantially smaller than that of a nanoparticle. Accordingly, typically the displays of the present invention will require less charge injection to bring about a given color change over a given area than do displays based upon prior art molecular electrochromic materials.
Semiconducting nanoparticles fluoresce when illuminated with short wavelength radiation (ultra-violet or shorter radiation), that is they emit light of a longer wavelength than the illuminating radiation. This fluorescence is quenched when the nanoparticles are reduced, and this oxidation state dependent quenching can be used to produce additional changes in the optical characteristics of the display.
Normally, in the displays of the present invention, a non- electrochromic matrix material will be provided between the electrodes and surrounding the electrochromic nanoparticles. The matrix material may facilitate charge injection into the electrochromic nanoparticles and/or assist in the injection of countercharges adjacent the nanoparticles. The matrix material may be liquid, solid or semi-solid. When the matrix material is a liquid, the electrochromic nanoparticles may move electrophoretically through the liquid to one of the electrodes where charge injection or removal takes place to effect the change in optical characteristic of the nanoparticles. Alternatively, the dispersion of electrochromic nanoparticles in the liquid matrix material could contain oxidizing or reducing agents to act as charge carriers from the electrodes to the nanoparticles; cf. Shim, M., et al., Nature, 2000, 409, 981. When the matrix material is a solid or semi-solid, it may be a porous solid, a dry powder, a sintered dry powder, a polymer or a gel. Obviously, in most solid matrix materials, the electrochromic nanoparticles will be immobile. Charge injection into the nanoparticles may be effected by charges hopping from particle to particle, or by flowing through the matrix; note that the amounts of charge which are needed to bring about changes in optical characteristics in the present displays are so small that many matrix materials normally regarded as insulators have sufficient electrical conductivity to permit the necessary current flow through the matrix material. However, in general it is preferred that solid matrix materials either themselves be chosen to facilitate charge injection or that they contain additives for this purpose. The properties of the solid matrix material are important since one limiting factor on the speed at which the optical characteristics of the nanoparticles can be changed is the speed at which countercharges can be provided adjacent the electrochromic nanoparticles. For example, a solid matrix material may contain one or more mobile oxidizing or reducing species able to carry charge to or away from the electrochromic nanoparticles. Alternatively, the solid matrix material may comprise one or more hole or electron conducting materials; the types of materials used for the same purposes in electrophotography may be used, as described in the aforementioned Shim et al. paper. The hole or electron conducting material may be polymeric (for example, polyvinylcarbazole may be used, or a polythiophene or phthalocyanine) and form part or all of a polymeric solid matrix material.
Alternatively, the solid matrix material may comprise a non-polymeric hole or electron conducting material, for example a triarylamine, dispersed in a polymeric matrix, which typically will not itself be hole or electron-conducting. Providing a hole or electron-conducting layer between the nanoparticle and the electrode substantially increases the lifetime of the charge on the nanoparticle, and allows the entire conduction path to be electronic, not ionic.
The charge-carrying entity within the matrix material may be chemically or physically bonded to one of the electrodes, to a nanoparticle, or to both. For example, a polymeric hole or electron conducting material could be chemically bonded at its opposed ends to one ofthe electrodes and to a nanoparticle to facilitate charge injection into the nanoparticle.
It will be appreciated that dispersing nanoparticles in a solid matrix material so that the nanoparticles are immobile in effect "dilutes" the nanoparticles in that only the nanoparticles, and not the matrix material, undergo the color change; if carried too far, this dilution of the nanoparticles restricts the optical density (or similar quantitative measure of an optical characteristic) which can be achieved with a given thickness of nanoparticle-containing layer. Typically, when the nanoparticle are dispersed in a solid (or semi-solid) binder, the nanoparticles will comprise from 1 to 99 per cent by volume ofthe total volume of nanoparticles and matrix material, and preferably 5 to 75 per cent by volume of the total volume of nanoparticles and matrix material.
As will readily be apparent to those skilled in optics, when nanoparticles are dispersed in a matrix material, light may be scattered from the interfaces between the nanoparticles and the matrix material, and the amount of such scattering is dependent upon the difference in refractive index between the nanoparticles and the matrix material. Such scattering is undesirable in that it tends to reduce the contrast between the various states of the display, and also tends to render a transparent state of the nanoparticle-containing layer (see further below) less transparent. Accordingly, when constructing a display ofthe present invention, attention should be paid to the relative refractive indices ofthe nanoparticles and the matrix material.
Instead of being dispersed in a solid matrix material, the electrochromic nanoparticles maybe attached to one ofthe electrodes, either directly or via a molecular "tether", with the former arrangement generally being preferred. Obviously, attachment of the nanoparticles to an electrode, either directly or via a conductive tether, ensures ready flow of electrons into or out of the nanoparticle. The electrode may be made porous or rough to provide a large surface area to which the nanoparticles may be attached.
As already indicated, the optical change in many electrochromic nanoparticles is from a strong visible absorption in the electron-depleted state to a substantially transparent electron-rich state; more accurately, the visible absorption band in the electron-depleted state becomes a non-visible absorption in the electron- rich state so that the visible absorption essentially disappears and the nanoparticles appear transparent to the eye. A display of the present invention using this type of nanoparticle and substantially transparent first and second electrodes can act as a light valve, or a variable color filter. Furthermore, because one of the states of the nanoparticles is transparent, such a display of the present invention functioning as a light valve or shutter could be used in conjunction with any known type of electro- optic medium to increase the number of display states which can be obtained from each pixel of the electro-optic medium. Consider, for example, a simple monochrome electro-optic medium having a viewing surface displaying a plurality of pixels each of which can only be black or white. If this monochrome medium is overlaid with a display of the present invention having red and transparent states, and with pixels aligned with those of the monochrome medium, each pixel of the resulting medium will have three possible states (red, white and black), and may be used, for example, to provide a black-on- white (or white-on-black) text display with the capability for red highlighting of particular text.
In a preferred form of such a display, the electro-optic medium comprises at least one additional electrochromic nanoparticle layer, i.e., the complete display comprises two separate, stacked electrochromic nanoparticle- containing layers. Thus, in addition to the first and second electrodes and the plurality of electrochromic nanoparticles, a display of the present invention may comprise a third electrode spaced from the second electrode and a plurality of second electrochromic nanoparticles disposed between the second and third electrodes, each of the second nanoparticles having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic, such that injection of charge from at least one ofthe second and third electrodes will cause at least some ofthe second nanoparticles to switch between their electron-rich and electron-depleted states, the second nanoparticles having a non-transparent state differing in optical characteristic from the non-transparent state of the nanoparticles between the first and second electrodes. In a especially preferred form, the present display further comprises a fourth electrode spaced from the third electrode and a plurality of third electrochromic nanoparticles disposed between the third and fourth electrodes, each of the third nanoparticles having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic, such that injection of charge from at least one of the third and fourth electrodes will cause at least some of the third nanoparticles to switch between their electron-rich and electron-depleted states, the third nanoparticles having a non-transparent state differing in optical characteristic from the non-transparent state of both the second nanoparticles and the nanoparticles between the first and second electrodes. Such a stacked, three-layer display could, if all three electrochromic nanoparticle- containing layers have transparent states, function as a transmissive full-color display. Alternatively, if the nanoparticle-containing layer furthest from the viewing surface has two different colored states, or if a reflective surface is placed on the side ofthe display remote from the viewing surface, the resultant display can display four colors at each pixel. A display of this type is described below with reference to Figure 2.
It is not essential that all ofthe electrochromic nanoparticles used in a display of the present invention be of the same type. Indeed, interesting color change effects may be provided by using combinations of nanoparticles of similar composition but differing sizes, or by using combinations of nanoparticles of differing composition. If nanoparticles of differing composition are present in the same nanoparticle-containing layer, they will typically "switch" (i.e., undergo their change in optical characteristic) at differing voltages, and hence by varying the voltage applied and/or amount of charge injected into the system, a series of differing colors can be produced at each pixel ofthe display.
The displays ofthe present invention may make use of other methods for changing optical characteristics in addition to changes in the electrochromic nanoparticles. For example, a display ofthe present invention may make use of both electrochromic color changes and color changes due to changes in the aggregation of the nanoparticles, as described in the aforementioned U.S. Patent No. 6,323,989. It will readily be apparent that the type of display previously described, in which electrochromic nanoparticles are free to move electrophoretically through a liquid matrix material, could make use of both types of color changes. Also, a single display could make use of changes in optical characteristics due both to nanoparticles and to larger particles, for example the electrophoretic movement of the larger particles.
Preferred embodiment ofthe invention will now be described, though by way of illustration only, with reference to the accompanying drawings. The first preferred display of the invention, generally designated 10, shown in Figures 1A and IB, comprises a first electrode 12 and a second electrode 14; for ease of illustration, the thickness of these electrodes is exaggerated relative to the spacing between them. The first electrode 12 comprises a substrate 16 in the form of a polymeric film, a conductive layer 18 formed of tin dioxide, and a semiconductive layer 20 formed of titanium dioxide. A plurality of nanoparticles 22 (only one is shown in Figures 1A and IB), formed of cadmium selenide, are attached to the electrode 12, as indicated at 24.. Reference numeral 24 indicates a path for passage of electrons between the semiconductive layer 20 and the nanoparticles 22 and may have the form of a chemical bond or an electrically conductive tether connecting the two. The nanoparticles 22 are surrounded by a layer of a hole transporting material 26, which extends to the second electrode 14. This second electrode itself comprises a substrate 28 in the form of a polymeric film and a conductive layer 30 formed of tin dioxide.
Figure 1A shows the display 10 with the nanoparticle 22 in its electron-rich state and hence substantially uncolored. To bring the nanoparticle 22 to this state, the conductive layer 18 is brought to a high negative potential, as indicated symbolically at P (note that since Figures 1 A and IB are concerned solely with the movement of negative electrons, it is convenient to represent electric potentials using a sign convention opposite to that normally employed). The potential P is higher than that of the conduction band (designated CB) of electrons within the semiconductive layer 20, so that an electron flows from the conductive layer 18 through the conduction band characterized by and via the bond 24 into the nanoparticle 22, thus bringing the nanoparticle to its electron-rich, uncolored state.
To bring about a transition of the nanoparticle 22 to its electron- depleted, colored state, the conductive layer 18 is brought to a smaller negative potential p, which lies below that of the conduction band CB and that of the nanoparticle 22 itself. Accordingly, as shown in Figure IB, an electron flows from the nanoparticle 22 via the bond 24 into the conduction band CB and thence into the conductive layer 18, thus causing the nanoparticle 22 to assume its electron- depleted, colored state.
Figure 2 shows, in a highly schematic manner, a single pixel of a color display (generally designated 50) of the invention in which each pixel is capable of displaying at least four colors. The display 50 comprises a first electrode 52 provided with a surface 54 having a first color (assumed for present purposes to be white), a substantially transparent second electrode 56 and a first nanoparticle layer 58 disposed between the first and second electrodes and comprising nanoparticles dispersed in a solid hole transporting material. The nanoparticle layer is switchable, in the same manner as described with reference to Figure 1 above, between a substantially transparent electron-rich state and an electron-depleted state which has a second color different from the first color ofthe surface 54 and assumed for present purposes to be red. On the opposed side ofthe second electrode 56 from the first nanoparticle layer 58 is a second nanoparticle layer 60, which is similar to the first nanoparticle layer 58 in that it comprises nanoparticles dispersed in a solid hole transporting material; however, the second nanoparticle layer 60 is switchable between a substantially transparent electron-rich state and an electron-depleted state which has a third color different from both the aforementioned first and second colors and assumed for present purposes to be green. The display 50 further comprises a substantially transparent third electrode 62, disposed on the opposed side of the second nanoparticle layer 60 from the second electrode 56 and a third nanoparticle layer 64 on the opposed side of the electrode 62 from the second nanoparticle layer 58. The third nanoparticle layer 64 is similar to the first and second nanoparticle layers 58 and 60 in that it comprises nanoparticles dispersed in a solid hole transporting material; however, the third nanoparticle layer 64 is switchable between a substantially transparent electron-rich state and an electron- depleted state which has a fourth color different from all the aforementioned first, second and third colors and assumed for present purposes to be blue. Finally, the display 50 comprises a substantially transparent fourth electrode 66, which is common to all the pixels of the display and which is carried on a transparent substrate 68, which acts as a protective layer for the display and also forms a viewing surface through which an observer views the display 50.
The display 50 is provided with voltage supply means (not shown) which permit the potentials of the first, second and third electrodes to be varied independently relative to the potential ofthe fourth electrode, which is conveniently held at ground potential. Each pixel ofthe display 50 has four different color states, as follows: (a) a blue state, in which the third nanoparticle layer 64 is in its electron-depleted blue state, while the first and second nanoparticle layers are are in their transparent states;
(b) a green state, in which the third nanoparticle layer 64 is in its electron-rich, substantially transparent state, the second nanoparticle layer 60 is in its electron-depleted green state, and the first nanoparticle layer is in its transparent state;
(c) a red state, in which the second and third nanoparticle layers 60 and 64 are in their electron-rich, substantially transparent states, and the first nanoparticle layer 58 is in its electron-depleted red state; and
(d) a white state, in which all three nanoparticle layers 58, 60 and 64 are in their electron-rich, substantially transparent states and an observer sees the white color ofthe surface 54.
Since the nanoparticle layers are capable of achieving multiple gray scale levels, as previously discussed, combinations of various colors are possible.
Alternatively, the nanoparticle layers could be modified so that, when in their electron-depleted states, they display yellow, cyan and magenta colors respectively, while permitting the complementary colors to pass through. This arrangement may have advantages in achieving good color control, and also allows for the formation of a black pixel by driving the yellow, cyan and magenta colors to their maximum densities simultaneously. Such a display could also be modified by eliminating the white surface 54 and making the first electrode 52 transparent, so that the display could be used in transmission.
Preferred displays of the present invention can achieve a number of important advantages. As already mentioned, because of the efficient use of electrons in the present displays (because each electron typically causes the optical change over the whole area of a nanoparticle) the displays require little charge injection and are highly energy efficient, especially since the displays are stable once driven to the desired state. The present displays can operate at low voltages, typically around 1-3 Volts, and thus at lower voltages than prior art electrophoretic displays, which normally require at least 10 Volts. The present displays can be made thin and flexible; the nanoparticle-containing layer itself need only be ofthe order of a few times the nanoparticle diameter and may thus have a thickness of from about 50 nm up to ofthe order of 1 μm, while the electrodes, which may comprise simply a layer of conductive material on a flexible substrate, typically a polymeric film, need only be thick enough to provide mechanical integrity to the display.
While the invention has been particularly shown and described with reference to specific preferred embodiments, it should be understood by those skilled in the art that various changes in form and detail may be made therein without departing from the spirit and scope of the invention as defined by the appended claims.

Claims

1. A display (10; 50) comprising: first (12; 52) and second (14; 56) electrodes spaced from one another; and an electrochromic medium (22; 58) disposed between the first (12; 52) and second (14; 56) electrodes, the display (10; 50) being characterized in that the electrochromic medium (22; 58) comprises a plurality of electrochromic nanoparticles (22), each nanoparticle having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic, such that injection of charge from at least one of the first (12; 52) and second (14; 56) electrodes will cause at least some of the nanoparticles (22) to switch between their electron-rich and electron-depleted states.
2. A display according to claim 1 characterized in that at least some ofthe nanoparticles (22) comprise a semiconductor.
3. A display according to claim 2 characterized in that the semiconductor comprises cadmium selenide or indium phosphide.
4. A display according to any one of the preceding claims characterized in that the majority of the nanoparticles (22) have diameters in the range of 1 to 100 nm.
5. A display according to claim 4 characterized in that the majority ofthe nanoparticles have diameters in the range of 5 to 50 nm.
6. A display according to any one of the preceding claims characterized by a non-electrochromic matrix material (26) disposed between the electrodes (12, 14; 52, 56) and surrounding the nanoparticles (22).
7. A display according to claim 6 characterized in that the matrix material is a liquid.
8. A display according to claim 7 characterized in that, upon application of an electric field between the electrodes, the nanoparticles move electrophoretically to one of the electrodes where they gain or lose electrons to effect a change in their optical characteristic.
9. A display according to claim 6 characterized in that the matrix material is a solid.
10. A display according to claim 9 characterized in that the solid matrix material comprises:
(a) at least one mobile oxidizing or reducing species able to carry charge to or away from the nanoparticles; and/or
(b) at least one hole or electron conducting material.
11. A display according to claim 10 characterized in that the hole or electron conducting material is polymeric.
12. A display according to claim 10 characterized in that the solid matrix material comprises a non-polymeric hole or electron conducting material dispersed in a polymeric matrix.
13. A display according to any one of claims 9 to 12 characterized in that the nanoparticles comprise from 1 to 99 per cent by volume of the total volume ofthe nanoparticles and the matrix.
14. A display according to claim 13 characterized in that the nanoparticles comprise from 5 to 75 per cent by volume of the total volume of the nanoparticles and the matrix.
15. A display according to any one of the preceding claims characterized by a charge carrying entity, able to supply an electron to, or remove an electron from, one ofthe nanoparticles, bonded to one ofthe nanoparticles or to one ofthe first and second electrodes.
,
16. A display according any one of the preceding claims characterized in that one ofthe states ofthe nanoparticles is substantially transparent to visible radiation and the other of the states is not substantially transparent to visible radiation, and the first and second electrodes are also substantially transparent to visible radiation, so that the display acts as a light gate.
17. A display (50) according to claim 16 characterized by a third electrode (62) spaced from the second electrode (56) and a plurality of second electrochromic nanoparticles disposed between the second (56) and third (62) electrodes, each of the second nanoparticles having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic, such that injection of charge from at least one of the second (56) and third (62) electrodes will cause at least some of the second nanoparticles to switch between their electron-rich and electron-depleted states, the second nanoparticles having a non-transparent state differing in optical characteristic from the non-transparent state ofthe nanoparticles between the first (52) and second (56) electrodes.
18. A display according to claim 17 characterized in that the second nanoparticles have a state which is substantially transparent to visible radiation, the display further comprising a fourth electrode (66) spaced from the third (62) electrode and a plurality of third electrochromic nanoparticles disposed between the third (62) and fourth (66) electrodes, each of the third nanoparticles having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic, such that injection of charge from at least one of the third (62) and fourth (64) electrodes will cause at least some of the third nanoparticles to switch between their electron-rich and electron-depleted states, the third nanoparticles having a non-transparent state differing in optical characteristic from the non-transparent state of both the second nanoparticles and the nanoparticles between the first (52) and second (56) electrodes.
19. A display (10) according to any one of the preceding claims characterized in that at least one of the first (12) and second (14) electrodes comprises a layer (18) of an electrically conductive metal or metal oxide and a semiconductive layer (20).
20. A display according to claim 19 characterized in that the nanoparticles (22) are bonded to the semiconductive layer (20).
21. A method for operating a display (10; 50) comprising first (12; 52) and second (14; 56) electrodes spaced from one another and an electrochromic medium (22; 58) disposed between the first (12; 52) and second (14; 56) electrodes, the method comprising injecting charge from at least one of the first (12; 52) and second (14; 56) electrodes into the electrochromic medium (22; 58), and thereby changing an optical characteristic ofthe display (10; 50), the method being characterized in that the electrochromic medium (22; 58) comprises a plurality of electrochromic nanoparticles (22), each of the nanoparticles (22) having an electron-rich state and an electron-depleted state, the two states differing in at least one optical characteristic.
PCT/US2002/012301 2001-04-19 2002-04-18 Electrochromic-nanoparticle displays WO2002086611A1 (en)

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