WO2007041336A1

WO2007041336A1 - System and method for pre-processing waveforms

Info

Publication number: WO2007041336A1
Application number: PCT/US2006/038127
Authority: WO
Inventors: Li Li; Scott Amundson; Michael Patrick O'neil
Original assignee: Nellcor Puritan Bennett Llc
Priority date: 2005-09-29
Filing date: 2006-09-29
Publication date: 2007-04-12
Also published as: US20070073120A1; US7725146B2; TW200722040A

Abstract

A technique is provided for processing a physiological signal. The technique includes performing one or more multi-resolution decompositions on a physiological signal and one or more morphological operations on some or all of the respective decomposition components. In one embodiment, the technique is implemented as iteratively wavelet transformations where morphological operations, such as erosions and dilations, are applied to modify some or all of the respective wavelet coefficients. The modified wavelet coefficients may then be reconstructed to generate a clean version of the physiological signal from which some or all of the noise and/or artifacts have been removed.

Description

SYSTEM AND METHOD FOR PRE-PROCESSING WAVEFORMS

BACKGROUND OF THE INVENTION

1. Field Of The Invention

The present invention relates generally to the processing of waveform data and, more particularly, to the processing of waveforms associated with medical monitoring.

2. Description Of The Related Art This section is intended to introduce the reader to various aspects of art that may be related to various aspects of the present invention, which are described and/or claimed below. This discussion is believed to be helpful in providing the reader with background information to facilitate a better understanding of the various aspects of the present invention. Accordingly, it should be understood that these statements are to be read in this light, and not as admissions of prior art.

In the field of medicine, doctors often desire to monitor certain physiological characteristics of their patients. Accordingly, a wide variety of devices have been developed for monitoring physiological characteristics. Such devices provide doctors and other healthcare personnel with the information they need to provide the best possible healthcare for their patients. As a result, such monitoring devices have become an indispensable part of modern medicine.

One technique for monitoring certain physiological characteristics of a patient is commonly referred to as pulse oximetry, and the devices built based upon pulse oximetry techniques are commonly referred to as pulse oximeters. Pulse oximetry may be used to measure various blood flow characteristics, such as the blood-oxygen saturation of hemoglobin in arterial blood, the volume of individual blood pulsations supplying the tissue, and/or the rate of blood pulsations corresponding to each heartbeat of a patient.

The quality of these measurements, however, maybe adversely affected by a number of factors such as patient motion, subdermal physiological structures, poor sensor operation or fit, poor signal reception and transmission, and so forth. Such factors may result in a pulse oximetry signal which contains artifacts or noise or is otherwise of low or reduced quality. When processed, such a low or reduced quality signal may result in physiological measurements being reported which may not be as accurate or reliable as desired.

SUMMARY

Certain aspects commensurate in scope with the originally claimed invention are set forth below. It should be understood that these aspects are presented merely to provide the reader with a brief summary of certain forms the invention might take and that these aspects are not intended to limit the scope of the invention. Indeed, the invention may encompass a variety of aspects that may not be set forth below.

There is provided a method for processing a physiological signal, the method including the acts of: performing one or more multi-resolution decompositions on a physiological signal to generate high-passed components and low-passed components; and performing one or more morphological operations on at least one of the high-passed components or the low-passed components generated by the one or more of the respective multi-resolution decompositions.

There is provided one or more machine-readable media, including: a routine configured to perform one or more multi-resolution decompositions on a physiological signal to generate high-passed components and low-passed components; and a routine configured to perform one or more morphological operations on at least one of the high- passed components or the low-passed components generated by the one or more of the respective multi-resolution decompositions.

There is provided a physiological monitoring system, including: a sensor configured to generate a physiological signal; and a monitor configured to display one or more physiological parameters derived from a modified version of the physiological signal, wherein the modified version is generated by performing one or more multi-resolution decompositions on the physiological signal to generate high-passed components and low- passed components, performing one or more morphological operations on at least one of the high-passed components or the low-passed components generated by the one or more of the respective multi-resolution decompositions, and reconstructing the modified version from one or more modified wavelet coefficients generated by the one or more morphological operations.

There is provided a physiological monitoring system, including: a sensor configured to generate a physiological signal; and a monitor configured to perform one or more multi- resolution decompositions on the physiological signal to generate high-passed components and low-passed components, and configured to perform one or more morphological operations on at least one of the high-passed components or the low-passed components generated by the one or more of the respective multi-resolution decompositions.

BRIEF DESCRIPTION QF THE DRAWINGS

Advantages of the invention may become apparent upon reading the following detailed description and upon reference to the drawings in which:

Fig. 1 illustrates a patient monitoring system coupled to a multi-parameter patient monitor and a bi-stable sensor, in accordance with aspects of the present technique; Fig. 2 is a flowchart of exemplary actions performed in accordance with aspects of the present technique;

Fig. 3A depicts a waveform representing a pulse oximetry signal to be processed in accordance with aspects of the present technique;

Fig. 3B depicts wavelet transformation of the waveform of Fig. 3 A, in accordance with aspects of the present technique;

Fig. 3 C depicts the wavelet vector of Fig. 3B modified by suitable morphological operations, in accordance with aspects of the present technique; and

Fig. 3D depicts an output waveform reconstructed from the modified wavelet coefficients of Fig. 3 C, in accordance with aspects of the present technique.

DETAILED DESCRIPTION OF SPECIFIC EMBODIMENTS

One or more specific embodiments of the present invention will be described below. In an effort to provide a concise description of these embodiments, not all features of an actual implementation are described in the specification. It should be appreciated that in the development of any such actual implementation, as in any engineering or design project, numerous implementation-specific decisions must be made to achieve the developers' specific goals, such as compliance with system-related and business-related constraints, which may vary from one implementation to another. Moreover, it should be appreciated that such a development effort might be complex and time consuming, but would nevertheless be a routine undertaking of design, fabrication, and manufacture for those of ordinary skill having the benefit of this disclosure.

It is desirable to provide an output signal from a pulse oximeter (or other medical monitor) in which the artifacts and/or noise have been removed or reduced. Such a "clean" output signal may then be processed to generate accurate and reliable physiological measurements of interest, such as measurements of blood oxygen level (SpO₂), pulse rate, and so forth. In accordance with some aspects of the present technique, an output signal from a medical monitor is pre-processed to remove noise and/or artifacts. The pre-processed signal may then be used to accurately derive the desired physiological measurements of interest.

Turning now to Fig. 1, an exemplary medical monitoring system that may benefit from the present technique is depicted. The exemplary system includes a physiological sensor 10 that may be attached to a patient. The sensor 10 generates an output signal based on a monitored physiological characteristic and transmits the, output signal to a patient monitor 12, in accordance with the present technique. hi the depicted embodiment, the sensor 10 is connected to the patient monitor 12 via a cable 14 suitable for transmission of the output signal as well as any other electrical and/or optical signals or impulses communicated between the sensor 10 and monitor 12. As will be appreciated by those of ordinary skill in the art, the sensor 10 and/or the cable 14 may include or incorporate one or more integrated circuit devices or electrical devices, such as a memory, processor chip, or resistor, that may facilitate or enhance communication between the sensor 10 and the patient monitor 12. Likewise the cable 14 may be an adaptor cable, with or without an integrated circuit or electrical device, for facilitating communication between the sensor 10 and various types of monitors, including older or newer versions of the patient monitor 12 or other physiological monitors, hi other embodiments, the sensor 10 and the patient monitor 12 may communicate via wireless means, such as using radio, infrared, or optical signals, hi such embodiments, a transmission device (not shown) may be connected to the sensor 10 to facilitate wireless transmission between the sensor 10 and the patient monitor 12.

In one embodiment, the patient monitor 12 maybe a suitable pulse oximeter, such as those available from Nellcor Puritan Bennett Inc. In other embodiments, the patient monitor 12 may be a monitor suitable for measuring other physiological characteristics

(such as tissue water fraction, tissue or blood carbon dioxide levels, and so forth) using spectrophotometric or other techniques. Furthermore, the monitor 12 may be a multipurpose monitor suitable for performing pulse oximetry and/or other physiological and/or biochemical monitoring processes using data acquired via the sensor 10. Furthermore, to provide additional or enhanced functions to those performed by the monitor 12, the patient monitor 12 may be coupled to a multi-parameter patient monitor 16 via a cable 18 connected to a sensor input port and/or via a cable 20 connected to a digital communication port.

As noted above the data provided to the monitor 12 (or, alternatively, to the multi- parameter monitor 16) is generated at the sensor 10. In the example depicted in Fig. 1 , the sensor 10 is an exemplary spectrophotometry sensor (such as a pulse oximetry sensor or probe) that includes an emitter 22 and a detector 24 which may be of any suitable type. For example, the emitter 22 may be one or more light emitting diodes adapted to transmit one or more wavelengths of light, such as in the red to infrared range, and the detector 24 may be a photodetector, such as a silicon photodiode package, selected to receive light in the range emitted from the emitter 22. hi the depicted embodiment, the sensor 10 is coupled to a cable 14 through which electrical and/or optical signals may be transmitted to and/or from the emitter 22 and detector 24. The sensor 10 maybe configured for use with the emitter and detector on the same side of the sensor site (i.e., as a "reflectance type" sensor) or on opposite sides of the sensor site (i.e., as a "transmission type" sensor).

During operation, the emitter 22 shines one or more wavelengths of light through the patient's fingertip, or other tissue, and the light received by the detector 24 is processed to determine one or more physiological characteristics of the patient.

For example, for pulse oximetry applications the oxygen saturation of the patient's arterial blood (SaO₂) may be determined using two or more wavelengths of light emitted by the emitter 22, most commonly red and near infrared wavelengths. After passage through the patient's tissue, a portion of the light emitted at these wavelengths is detected by the detector 24. The detector generates one or more signals, such an electrical or optical signals, in response to the amount of each wavelength that is detected at a given time. The generated signals may be digital or, where acquired as analog signals, may be digitized in implementations where digital processing and manipulation of the signals is employed. Such digitalization may be performed at the monitor 12 or prior to reaching the monitor 12. The signals, as noted above, may be transmitted via the cable 14 to the monitor 12, where the oxygen saturation or other physiological characteristic is calculated based on the signals. The signals output received by the monitor 12 for processing may be noisy or contain artifacts due to a variety of factors, such as light modulation by subdermal anatomic structures, patient motion during data acquisition, poor sensor operation or fit, poor signal reception and transmission, and so forth. In such instances, the physiological characteristics (such as blood oxygen levels) derived based on such noisy or artifact-containing data signals may in turn be inaccurate or unreliable. In an embodiment of the present technique, the output signals are pre-processed prior to deriving the one or more physiological characteristics. An example of such an embodiment is set forth in Fig. 2, depicting a pre-processing technique 38 for use in removing noise and artifacts from a physiological signal, hi this example, an oximetry data signal 40, i.e., a plethysmographic waveform, such as may be generated by a sensor 10 suitable for pulse oximetry, is pre-processed to remove artifacts and noise prior to extraction of the desired physiological data. While the pre-processing of the data signal 40 may merely be a prelude to further processing for physiological parameters, one of ordinary skill in the art will appreciate that the pre-processed signal may itself be of interest. For example, the pre-processed signal may itself be monitored or used to generate alarms where appropriate.

In accordance with an embodiment of the present technique, the oximetry data signal 40 may, optionally, be filtered (block 42) to smooth out or remove aspects of the signal 40 which are not believed to be representative of the desired physiological data, thereby generating a filtered signal 44. For example, in one implementation the oximetry signal 40 is median filtered at block 40 to remove outlier noise that may be the result of electronic noise or other non-physiological factors. Such filtered signals 44 may then be further processed in accordance with the present technique.

The oximetry signals 40 (or filtered signals 44) may then be processed using a multi-resolution decomposition technique to decompose the signals into time-frequency or time-scale components, such as by discrete wavelet transformation (block 46) via a filter bank or other multiple or iterative decomposition implementation. Such decompositions provide time and frequency information about the decomposed signal which may be subsequently processed. Though wavelet transformation is discussed herein, those of ordinary skill in the art will appreciate that other transformation techniques capable of providing the desired time and frequency information may also be employed and are within the scope of the present technique.

As will be appreciated by those of ordinary skill in the art, each wavelet decomposition yields a low frequency or low-passed signal component 48 in the form of wavelet coefficients, which corresponds to an approximation of the signal undergoing decomposition, and a high frequency or high-passed signal component 50, which corresponds to detail components of the signal undergoing decomposition, hi one implementation, each iteration, i.e., resolution level, of the decomposition decomposes the previous approximation, i.e., low-passed component 48, yielding an approximation and detail component representative of the previous approximation, hi other words, the low-passed component 48 at the previous resolution level is decomposed to yield the high-passed 50 and low-passed components 48 of the current resolution level. Because the low-passed components 48 are iteratively decomposed in such an implementation, each previous resolution level may be reproduced by reintegrating the low-passed 48 and high-passed components 50 (i.e., the approximation and details) of the current resolution level. Similarly, the initial signal may be reproduced by reintegrating the current resolution level of approximation and details along with previous resolution levels of detail.

Some or all of the high-passed 50 and/or low-passed 48 filtered components generated at some or all of the decomposition resolution levels may be processed using one or more morphological operations (block 56) to generate modified wavelet coefficients 58 which may be subsequently reconstructed to generate an output waveform with reduced noise and/or artifacts. In one embodiment, the morphological operations smooth out the low-passed components 48 (i.e., approximations) and/or the high-passed components 50 (i.e., the details). For example, morphological operations performed on some or all of the filtered components at selected resolution levels may remove noise, facilitate the detection of transient edges, and/or facilitate the identification of a cutoff scale from which the processed signal will be reconstructed. In this manner, analysis at the subsequent resolution level may be facilitated.

For example, in one embodiment, the oximetry signal 40 (or filtered signal 44) undergoes a three-stage wavelet decomposition to generate the respective high-passed components 50 and low-passed components 48. hi one implementation, morphological operations are applied to all three resulting scales generated by the first two rounds of wavelet decomposition, hi another implementation, only the two high-pass sub-bands are processed with morphological filters after two rounds of wavelet decomposition, hi general, the morphological operations performed may be selected based on the frequency of the respective components, i.e., different morphological filtering schemes may be applied to different frequency ranges or scales of the wavelet transformed signal.

Examples of morphological operations that may be performed at block 56 include dilation and erosion operations or other forms of direction, structural, and/or shape-based filtering operations. Typically in such operations, a shape or pattern presumed to be present in the data and the filter operation is performed accordingly to emphasize or enhance portions of the data where more points are expected (i.e., a dilation) and/or to remove portions of the data where fewer points are expected (i.e., an erosion). As will be appreciated by those of ordinary skill in the art, different effects may be accomplished in the data by varying the number of erosion and/or dilation operations performed or by varying the order in which an erosion and a dilation operation are performed.

For example, in one embodiment, multiple periods or pulses of waveform data (such as 10 samples) may be analyzed prior to determine an average or underlying shape of the waveform, i.e., the expected structural elements. This average or underlying shape may then be used as a template or expected shape for the subsequent morphological operations, hi this way, erosions, dilations, or other morphological operations may be performed on the data to compensate for differences between the measured data and the expected structural elements within the data, thereby compensating for artifacts which may cause deviations from the expected structural elements. As will be appreciated by those of ordinary skill in the art, the structural elements may differ at different resolutions, such as having different amplitudes, slope changes and so forth. Likewise, the artifacts being compensated may be multi-dimensional with their own wavelet components at some or all of the resolution levels. Therefore, identification of structural elements and compensation for artifacts via morphological operations may vary depending on the respective resolution level.

The decomposition and morphological filtering operations may continue until a set number of iterations have been performed or until some other threshold has been reached, as determined at block 60. For instance, in one embodiment, the decomposition process is performed until the difference threshold between successive decomposed components, such as low-passed components 48, is below a desired difference threshold. Such a threshold may be empirically determined from a database of coefficients and differences or by other means. While the present example depicts only the low-passed components

48 as being iteratively decomposed, those of ordinary skill in the art will appreciate that, in other implementations, some or all of the high-passed components 50 may also be iteratively decomposed.

The combination of morphological operations performed at block 56 on the respective high-passed 50 and/or low-passed components 48 result in modified wavelet coefficients 58 which, once pre-processing is determined to be complete at block 60, may be reconstructed (block 62) to generate the desired clean waveform 64. This clean waveform 64, in turn, may be processed to determine one or more physiological characteristics of interest, such as respiratory information, blood oxygen saturation, pulse rate, and so forth.

Referring now to Figs. 3A-3D, example waveforms representative of the technique set forth in Fig. 2 are provided for the purpose of illustration. Fig. 3 A depicts an oximetry signal 40, as provide in Fig. 2. The signal 40 of Fig. 3 A contains noise and artifacts which are undesirable and which may lead to inaccuracies in subsequent data analyses. Fig. 3B depicts a three-stage wavelet decomposition 70 of the original signal

40. The three-stage decomposition 70 includes a first high-passed component 72. The first low-passed component was further decomposed to yield a second high-passed component 74 and a second low-passed component that was in turn subsequently decomposed to generate a third low-passed component 76 and a third high-passed component 78. The third low-passed component 76 represents the approximation data for the original signal while the first, second, and third high-passed components 72, 74, 78 represent different levels of detail. Fig. 3 C depicts the modified wavelet vector 80 generated by performing morphological operations (such as erosion and dilation operations) on all the components of the three-stage decomposition 70. Morphological operations can also be applied to only the selected components at certain levels such as the first and second high passed components 72 and 74. The modified wavelet vector 80 provides the wavelet coefficients 58 that may be reconstructed, such as by an inverse wavelet transform, to generate the output waveform 64 of Fig. 2. In such an embodiment, the inverse wavelet transform preserves the original physiological data while allowing artifact compensation, as opposed to techniques using synthesized waveforms (such as triangular synthetic waveforms) where physiological information may be lost. The output waveform 64 is smoothed out relative to the original signal 40 with much of the noise and artifacts of the original signal removed. The output waveform 64 may be provided to subsequent processes for the determination of physiological characteristics of interest, such as blood oxygen saturation, pulse rate and so forth. As will be appreciated by those of ordinary skill in the art, the techniques and processes discussed herein may be implemented as one or more automated routines or processes which maybe stored and/or executed on suitable components of the monitor 12 or multi-parameter monitor 16. Alternatively, to the extent memory components and/or processing components may be provided on the sensor 10 and/or cable 14, 18, or 20, some or all aspects of the present technique may be stored and/or executed by these respective components. Furthermore, different aspects of the present technique may be stored and/or executed on different portions of a suitable physiological monitoring system where such divisions are desirable.

While the invention may be susceptible to various modifications and alternative forms, specific embodiments have been shown by way of example in the drawings and have been described in detail herein. However, it should be understood that the invention is not intended to be limited to the particular forms disclosed. Rather, the invention is to cover all modifications, equivalents, and alternatives falling within the spirit and scope of the invention as defined by the following appended claims. Indeed, the present techniques may not only be applied to pulse oximetry, but also to other physiological monitor outputs as well.

Claims

CLAIMSWhat is claimed is:

1. A method for processing a physiological signal, the method comprising the acts of: performing one or more multi-resolution decompositions on a physiological signal to generate high-passed components and low-passed components; and performing one or more morphological operations on at least one of the high-passed components or the low-passed components generated by the one or more of the respective multi-resolution decompositions.

2. The method of claim 1 , wherein the physiological signal is a waveform.

3. The method of claim 1, wherein the physiological signal is filtered.

4. The method of claim 3, wherein the physiological signal is median filtered.

5. The method of claim 1 , wherein the one or more multi-resolution decompositions comprise one or more wavelet decompositions.

6. The method of claim 1 , wherein the one or more morphological operations comprise at least one of an erosion or a dilation.

7. The method of claim 1 , wherein the physiological signal comprises a pulse oximetry signal.

8. The method of claim 1 , wherein the one or more multi-resolution decompositions and the one or more morphological operations are performed iteratively.

9. The method of claim 1 , comprising iteratively performing one or more multi- resolution decompositions on respectively generated low-passed components.

10. The method of claim 1 , wherein the one or more multi-resolution decompositions are implemented as a filter bank.

11. The method of claim 1 , comprising reconstructing an output waveform from one or more modified wavelet coefficients generated by the one or more morphological operations.

12. The method of claim 11 , wherein reconstructing the output waveform comprises performing an inverse wavelet transform of the one or more modified wavelet coefficients.

13. The method of claim 11 wherein the output waveform comprises a clean pulse oximetry signal.

14. One or more machine-readable media, comprising: a routine configured to perform one or more multi-resolution decompositions on a physiological signal to generate high-passed components and low-passed components; and a routine configured to perform one or more morphological operations on at least one of the high-passed components or the low-passed components generated by the one or more of the respective multi-resolution decompositions.

15. The one or more machine-readable media of claim 14, wherein the physiological signal is filtered.

16. The one or more machine-readable media of claim 14, wherein the one or more multi-resolution decompositions comprise one or more wavelet decompositions.

17. The one or more machine-readable media of claim 14, wherein the one or more morphological operations comprise at least one of an erosion or a dilation.

18. The one or more machine-readable media of claim 14, wherein the routine configured to perform the one or more multi-resolution decompositions and the routine for performing one or more morphological operations are implemented iteratively.

19. The one or more machine-readable media of claim 14, comprising a routine configured to iteratively perform one or more multi-resolution decompositions on respectively generated low-passed components.

20. The one or more machine-readable media of claim 14, wherein the one or more multi-resolution decompositions are implemented as a filter bank.

21. The one or more machine-readable media of claim 14, comprising a routine configured to reconstruct an output waveform from one or more modified wavelet coefficients generated by the one or more morphological operations.

22. The one or more machine-readable media of claim 21 , wherein the routine configured to reconstruct the output waveform performs an inverse wavelet transform of the one or more modified wavelet coefficients.

23. A physiological monitoring system, comprising: a sensor configured to generate a physiological signal; and a monitor configured to display one or more physiological parameters derived from a modified version of the physiological signal, wherein the modified version is generated by performing one or more multi-resolution decompositions on the physiological signal to generate high-passed components and low-passed components, performing one or more morphological operations on at least one of the high-passed components or the low-passed components generated by the one or more of the respective multi-resolution decompositions, and reconstructing the modified version from one or more modified wavelet coefficients generated by the one or more morphological operations.

24. The physiological monitoring system of claim 23, wherein the physiological signal is filtered.

25. The physiological monitoring system of claim 23, wherein the one or more multi-resolution decompositions comprise one or more wavelet decompositions.

26. The physiological monitoring system of claim 23, wherein the one or more morphological operations comprise at least one of an erosion or a dilation.

27. The physiological monitoring system of claim 23 , wherein the physiological signal comprises a pulse oximetry signal.

28. The physiological monitoring system of claim 23, wherein the one or more multi-resolution decompositions and the one or more morphological operations are performed iteratively.

29. The physiological monitoring system of claim 23 , wherein the one or more multi-resolution decompositions are implemented as a filter bank.

30. A physiological monitoring system, comprising: a sensor configured to generate a physiological signal; and a monitor configured to perform one or more multi-resolution decompositions on the physiological signal to generate high-passed components and low-passed components, and configured to perform one or more morphological operations on at least one of the high- passed components or the low-passed components generated by the one or more of the respective multi-resolution decompositions.

31. The physiological monitoring system of claim 30, wherein the monitor is further configured to filter the physiological signal.

32. The physiological monitoring system of claim 30, wherein the one or more multi-resolution decompositions comprise one or more wavelet decompositions.

33. The physiological monitoring system of claim 30, wherein the one or more morphological operations comprise at least one of an erosion or a dilation.

34. The physiological monitoring system of claim 30, wherein the monitor is configured to perform the one or more multi-resolution decompositions and the one or more morphological operations iteratively.

35. The physiological monitoring system of claim 30, wherein the monitor is configured to iteratively perform one or more multi-resolution decompositions on respectively generated low-passed components.

36. The physiological monitoring system of claim 30, wherein the one or more multi-resolution decompositions are implemented as a filter bank.

37. The physiological monitoring system of claim 30, wherein the monitor is configured to reconstruct an output waveform from one or more modified wavelet coefficients generated by the one or more morphological operations.

38. The physiological monitoring system of claim 37, wherein the monitor is configured apply an inverse wavelet transform to the one or more modified wavelet coefficients to reconstruct the output waveform.