WO2007146762A3 - System and method for continuously offered guaranteed mutual fund with full and permanent allocation to risky markets investments - Google Patents

System and method for continuously offered guaranteed mutual fund with full and permanent allocation to risky markets investments Download PDF

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Publication number
WO2007146762A3
WO2007146762A3 PCT/US2007/070677 US2007070677W WO2007146762A3 WO 2007146762 A3 WO2007146762 A3 WO 2007146762A3 US 2007070677 W US2007070677 W US 2007070677W WO 2007146762 A3 WO2007146762 A3 WO 2007146762A3
Authority
WO
WIPO (PCT)
Prior art keywords
risky
investments
markets
full
mutual fund
Prior art date
Application number
PCT/US2007/070677
Other languages
French (fr)
Other versions
WO2007146762A2 (en
Inventor
Ramesh K Menon
Original Assignee
Structured Invest Man
Ramesh K Menon
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Structured Invest Man, Ramesh K Menon filed Critical Structured Invest Man
Priority to AU2007257848A priority Critical patent/AU2007257848A1/en
Priority to EP07798268A priority patent/EP2070038A4/en
Priority to CA2690290A priority patent/CA2690290A1/en
Publication of WO2007146762A2 publication Critical patent/WO2007146762A2/en
Publication of WO2007146762A3 publication Critical patent/WO2007146762A3/en

Links

Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/06—Asset management; Financial planning or analysis

Abstract

Software implemented guarantee valuation engine and methodology that enable a mutual fund that is continuously offered: always fully invested in traditional assets that correlate to a benchmark and which is subject to a guarantee with respect to net asset value on a specified future date to be re-priced on a daily basis and to have the effect of such re-ρricing in the reported NAV of the fund.
PCT/US2007/070677 2006-06-08 2007-06-08 System and method for continuously offered guaranteed mutual fund with full and permanent allocation to risky markets investments WO2007146762A2 (en)

Priority Applications (3)

Application Number Priority Date Filing Date Title
AU2007257848A AU2007257848A1 (en) 2006-06-08 2007-06-08 System and method for continuously offered guaranteed mutual fund with full and permanent allocation to risky markets investments
EP07798268A EP2070038A4 (en) 2006-06-08 2007-06-08 System and method for continuously offered guaranteed mutual fund with full and permanent allocation to risky markets investments
CA2690290A CA2690290A1 (en) 2006-06-08 2007-06-08 System and method for continuously offered guaranteed mutual fund with full and permanent allocation to risky market investments

Applications Claiming Priority (4)

Application Number Priority Date Filing Date Title
US80426906P 2006-06-08 2006-06-08
US60/804,269 2006-06-08
US11/759,665 US7685056B2 (en) 2006-06-08 2007-06-07 System and methods for continuously offered guaranteed mutual fund with full and permanent allocation to risky markets investments
US11/759,665 2007-06-07

Publications (2)

Publication Number Publication Date
WO2007146762A2 WO2007146762A2 (en) 2007-12-21
WO2007146762A3 true WO2007146762A3 (en) 2008-11-06

Family

ID=38823083

Family Applications (1)

Application Number Title Priority Date Filing Date
PCT/US2007/070677 WO2007146762A2 (en) 2006-06-08 2007-06-08 System and method for continuously offered guaranteed mutual fund with full and permanent allocation to risky markets investments

Country Status (5)

Country Link
US (2) US7685056B2 (en)
EP (1) EP2070038A4 (en)
AU (1) AU2007257848A1 (en)
CA (1) CA2690290A1 (en)
WO (1) WO2007146762A2 (en)

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US6374231B1 (en) 1998-10-21 2002-04-16 Bruce Bent Money fund banking system
US7536350B1 (en) 1998-10-21 2009-05-19 Island Intellectual Property Llc Systems and methods for providing enhanced account management services for multiple banks
US7680734B1 (en) 1998-10-21 2010-03-16 Island Intellectual Property Llc Money fund banking system
US7668772B1 (en) 1998-10-21 2010-02-23 Island Intellectual Property Llc Systems and methods for money fund banking with flexible interest allocation
US7752129B2 (en) 1998-10-21 2010-07-06 Island Intellectual Property Llc Systems and methods for managing client accounts
US8433634B1 (en) 2001-06-08 2013-04-30 Genworth Financial, Inc. Systems and methods for providing a benefit product with periodic guaranteed income
US8781929B2 (en) * 2001-06-08 2014-07-15 Genworth Holdings, Inc. System and method for guaranteeing minimum periodic retirement income payments using an adjustment account
US8370242B2 (en) 2001-06-08 2013-02-05 Genworth Financial, Inc. Systems and methods for providing a benefit product with periodic guaranteed minimum income
US8024248B2 (en) 2001-06-08 2011-09-20 Genworth Financial, Inc. System and method for imbedding a defined benefit in a defined contribution plan
US8150766B1 (en) 2003-01-27 2012-04-03 Island Intellectual Property Llc System and method for investing public deposits
US8412545B2 (en) * 2003-09-15 2013-04-02 Genworth Financial, Inc. System and process for providing multiple income start dates for annuities
US20050080710A1 (en) * 2003-10-14 2005-04-14 Malato Richard A. Method and apparatus for providing trading information
US20080109341A1 (en) * 2005-11-03 2008-05-08 Genworth Financial Inc. System and Method For Providing A Deferred Premium Annuity
US20070143199A1 (en) * 2005-11-03 2007-06-21 Genworth Financial, Inc. S/m for providing an option to convert a portfolio of assets into a guaranteed income flow at a future date
US8103581B2 (en) * 2006-06-08 2012-01-24 Structured Investment Management, Inc. System for continuously offered guaranteed fund having dynamically adjusted guarantee level and full and permanent allocation to risky market investments
US20080005005A1 (en) * 2006-06-23 2008-01-03 Serge Billieux Hedge Fund Liquidity and Redemption Management System
US20080133280A1 (en) * 2006-12-05 2008-06-05 Ziegler Ronald L Asset pool withdrawal guarantee
US8380621B1 (en) 2007-02-28 2013-02-19 Island Intellectual Property Llc Systems, methods and program products for swap processing for uninsured accounts
US7752107B1 (en) 2007-02-28 2010-07-06 Island Intellectual Property Llc System and method for managing aggregated accounts
US8032456B1 (en) 2008-02-11 2011-10-04 Island Intellectual Property Llc System, methods and program products for processing for a self clearing broker dealer
US8260705B1 (en) 2007-02-28 2012-09-04 Island Intellectual Property Llc Systems, methods and program products for deposit and withdrawal processing
US20100131306A1 (en) * 2007-05-14 2010-05-27 Barclays Bank Plc System and method for calculating and providing a predetermined payment obligation
US20080288297A1 (en) * 2007-05-14 2008-11-20 Samson Koo Hedged financial product having a guaranteed minimum withdrawal benefit and method of generating the same
US7472086B1 (en) 2007-08-29 2008-12-30 Barclays Bank Plc Method of protecting an initial investment value of an investment
US7475033B1 (en) 2007-08-29 2009-01-06 Barclays Bank Plc Method of protecting an initial investment value of an investment
US8612263B1 (en) 2007-12-21 2013-12-17 Genworth Holdings, Inc. Systems and methods for providing a cash value adjustment to a life insurance policy
US8396769B1 (en) * 2008-03-24 2013-03-12 Goldman, Sachs & Co. Apparatuses, methods and systems for a fund engine
US20090276248A1 (en) * 2008-04-30 2009-11-05 Capital Premium Financing, Inc. Apparatus, system, and method for funding insurance premium financing contracts
US20100094771A1 (en) * 2008-10-14 2010-04-15 Vanderpal Geoffrey A System and method for operating a principal preservation fund based upon option cost per week
US8468080B2 (en) 2009-01-28 2013-06-18 Hartford Fire Insurance Company System and method for administering invested funds
US8781931B1 (en) 2009-05-26 2014-07-15 Island Intellectual Property Llc Method and system for allocating deposits over a plurality of depository institutions
US8352342B1 (en) 2009-06-19 2013-01-08 Island Intellectual Property Llc Method and system for determining fees for deposits allocated over a plurality of deposit institutions
US8370236B1 (en) 2009-11-24 2013-02-05 Island Intellectual Property Llc Method and system for allocating funds over a plurality of time deposit instruments in depository institutions
US8458089B1 (en) 2010-06-14 2013-06-04 Island Intellectual Property Llc System, method and program product for administering fund movements using depository institution groups
US8583545B1 (en) 2010-09-20 2013-11-12 Island Intellectual Property Llc Systems and methods for money fund banking with flexible interest allocation
US10453140B2 (en) * 2010-11-04 2019-10-22 New York Life Insurance Company System and method for allocating traditional and non-traditional assets in an investment portfolio
US8615459B2 (en) * 2010-11-29 2013-12-24 Lyxor Asset Management Flexible allocation process
US8478682B2 (en) 2010-12-10 2013-07-02 Napoleon Enompang Agbor System for trading illiquid assets by liquidity provisioning and bid value swap (financial conductivity)
US20130041788A1 (en) * 2011-08-08 2013-02-14 Sali Fund Management, Llc Method and System for Calculating and Reporting Fund Values for Omnibus Investment Accounts
US8452702B1 (en) 2011-09-08 2013-05-28 Island Intellectual Property Llc System, method and program product for minimizing fund movements
US8655689B1 (en) 2011-10-13 2014-02-18 Island Intellectual Property Llc System, method and program product for modeling fund movements
US9374370B1 (en) 2015-01-23 2016-06-21 Island Intellectual Property, Llc Invariant biohash security system and method
US20200273107A1 (en) * 2017-10-30 2020-08-27 A&P Capital, Llc. Asset allocation for assured minimum outcome
WO2020005954A1 (en) * 2018-06-25 2020-01-02 Jpmorgan Chase Bank, N. A. Systems and methods for contingency net asset value pricing

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US20030061148A1 (en) * 2001-07-16 2003-03-27 Shahram Alavian Financial derivative and derivative exchange with guaranteed settlement
US6598028B1 (en) * 1999-09-03 2003-07-22 Lynn Sullivan Computer-implemented universal financial management/translation system and method
US20050044035A1 (en) * 2003-07-15 2005-02-24 Stephen Scott System and method for managing a stable of managed accounts over a distributed network

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US7398243B1 (en) * 2002-09-18 2008-07-08 Trajectory Asset Management Llc Method for managing an investment portfolio

Patent Citations (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US6598028B1 (en) * 1999-09-03 2003-07-22 Lynn Sullivan Computer-implemented universal financial management/translation system and method
US20030061148A1 (en) * 2001-07-16 2003-03-27 Shahram Alavian Financial derivative and derivative exchange with guaranteed settlement
US20050044035A1 (en) * 2003-07-15 2005-02-24 Stephen Scott System and method for managing a stable of managed accounts over a distributed network

Also Published As

Publication number Publication date
AU2007257848A1 (en) 2007-12-21
CA2690290A1 (en) 2007-12-21
US20070288400A1 (en) 2007-12-13
EP2070038A2 (en) 2009-06-17
US7685056B2 (en) 2010-03-23
US20100191636A1 (en) 2010-07-29
US8024257B2 (en) 2011-09-20
WO2007146762A2 (en) 2007-12-21
EP2070038A4 (en) 2010-12-29

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