WO2008054338A2 - New compositions of au-11 nanoparticles and their optical properties - Google Patents

New compositions of au-11 nanoparticles and their optical properties Download PDF

Info

Publication number
WO2008054338A2
WO2008054338A2 PCT/US2006/019859 US2006019859W WO2008054338A2 WO 2008054338 A2 WO2008054338 A2 WO 2008054338A2 US 2006019859 W US2006019859 W US 2006019859W WO 2008054338 A2 WO2008054338 A2 WO 2008054338A2
Authority
WO
WIPO (PCT)
Prior art keywords
ligand
ligand exchange
exchange
stabilized
pph
Prior art date
Application number
PCT/US2006/019859
Other languages
French (fr)
Other versions
WO2008054338A3 (en
Inventor
James E. Hutchison
Gerd H. Woehrle
Original Assignee
State Of Oregon Acting By And Through The State Board Of Higher Education On Behalf Of The University Of Oregon
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by State Of Oregon Acting By And Through The State Board Of Higher Education On Behalf Of The University Of Oregon filed Critical State Of Oregon Acting By And Through The State Board Of Higher Education On Behalf Of The University Of Oregon
Priority to US11/920,564 priority Critical patent/US7985869B2/en
Publication of WO2008054338A2 publication Critical patent/WO2008054338A2/en
Publication of WO2008054338A3 publication Critical patent/WO2008054338A3/en

Links

Classifications

    • CCHEMISTRY; METALLURGY
    • C22METALLURGY; FERROUS OR NON-FERROUS ALLOYS; TREATMENT OF ALLOYS OR NON-FERROUS METALS
    • C22CALLOYS
    • C22C5/00Alloys based on noble metals
    • C22C5/02Alloys based on gold
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B22CASTING; POWDER METALLURGY
    • B22FWORKING METALLIC POWDER; MANUFACTURE OF ARTICLES FROM METALLIC POWDER; MAKING METALLIC POWDER; APPARATUS OR DEVICES SPECIALLY ADAPTED FOR METALLIC POWDER
    • B22F1/00Metallic powder; Treatment of metallic powder, e.g. to facilitate working or to improve properties
    • B22F1/05Metallic powder characterised by the size or surface area of the particles
    • B22F1/054Nanosized particles
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B22CASTING; POWDER METALLURGY
    • B22FWORKING METALLIC POWDER; MANUFACTURE OF ARTICLES FROM METALLIC POWDER; MAKING METALLIC POWDER; APPARATUS OR DEVICES SPECIALLY ADAPTED FOR METALLIC POWDER
    • B22F1/00Metallic powder; Treatment of metallic powder, e.g. to facilitate working or to improve properties
    • B22F1/10Metallic powder containing lubricating or binding agents; Metallic powder containing organic material
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10STECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10S977/00Nanotechnology
    • Y10S977/70Nanostructure
    • Y10S977/827Nanostructure formed from hybrid organic/inorganic semiconductor compositions
    • Y10S977/83Inorganic core or cluster coated with organic or biological shell

Definitions

  • Metal nanoparticles with subnanometer core dimensions are of interest for fundamental studies and may be useful as building blocks for nanoscale devices because they are small enough to possess discrete electronic states and can exhibit semiconductor-like electronic properties. To date, such nanoparticles have not been exploited due in part to the lack of convenient access to ligand-stabilized nanoparticles possessing terminal functional groups.
  • JCORE ⁇ 0.8 nm thiol-stabilized, subnanometer
  • the approach permits rapid incorporation of specific functionality into the stabilizing ligand shell, is tolerant of a wide range of functional groups, and provides convenient access to new materials inaccessible by other methods.
  • novel nanoparticles are also disclosed herein.
  • the nanoparticles prepared as described herein have useful optical properties.
  • the properties of the thiol-stabilized nanoparticles depend strongly on the composition of the ligand shell.
  • the optical properties of the nanoparticles can be tuned by altering the ligand shell composition.
  • Such tuning can be accomplished in principle by affecting the electronic structure of the particle core and/or effecting a structural change within the nanoparticle core. However, as disclosed herein, typically the properties are affected via the electronic structure of the core.
  • Exemplary nanoparticles disclosed herein have a ligand of the formula
  • R represents a linker, such as -(CH 2 ) n -; optionally substituted aryl; or -(CH 2 CH 2 O) 11 CH 2 CH 2 -;
  • X represents, without limitation, -R 1 , -Si(OCH 3 ) 3 ; - P(O)(OR 2 ) 2 -N(CH 3 ) 3 C1; or -OR; each n independently is an integer from 1 to 20; R 1 is H or lower alkyl and R 2 is H, lower alkyl, aralkyl or aryl.
  • FIG. 1 is a schematic representation of the ligand exchange reaction of
  • FIG. 2A records analytical data for ligand exchange products.
  • FIG. 2B records analytical data for additional ligand exchange products.
  • FIG. 3 A charts the evolution of the ⁇ -methylene ( ⁇ -CH 2 ) resonance of hexanethiol as a function of time for the ligand exchange of 1 with hexanethiol monitored by 1 H NMR spectroscopy.
  • FIG. 3B charts the ⁇ -CH 2 resonance for the ligand exchange reaction monitored in FIG. 3 A, but with the presence of a 4-fold molar excess of PPh 3 over hexanethiol added prior to ligand exchange.
  • FIG. 4 depicts two different ligand exchange reaction mechanisms.
  • FIG. 5 illustrates the dependence of the UV-visible spectra of thiol-stabilized Au 11 particles on the nature of the ligand shell.
  • FIG. 6 includes UV -visible spectra of three different thiol-stabilized nanoparticles.
  • triarylphosphine-stabilized undecagold (Au ⁇ ) clusters typically requires an involved series of synthesis and separation steps, including phosphine-for-phosphine ligand exchange reactions, postsynthetic transformations of functional groups, and ion exchange chromatography.
  • the limited availability of functionalized phosphines and need for multi-step transformations and separations limit the utility of these approaches as convenient and general routes to a diverse family of functionalized clusters.
  • triarylphosphine-stabilized clusters exhibit only limited solution stability, especially in acidic solution, and are often prone to oxidative decomposition under ambient conditions.
  • a potential solution to enhancing the stability of these clusters involves stabilization through thiol ligands.
  • Thiol- stabilized nanoparticles exhibit higher stability than the phosphine-stabilized nanoparticles; however, only a few examples of thiol-stabilized nanoparticles with subnanometer core dimensions are available. See, for example, Schaaff, T. G.; Shafigullin, M. N.; Khoury, J. T.; Vezmar, L; Whetten, R. L.; Cullen, W.G.; First, P. N.; Wing, C; Ascensio, J.; Yacaman, M. J. J. Phys. Chem. B 1997, 101, 7885-7891; Yang, Y.; Chen, S. Nano Lett. 2003, 3, 75-79; Woehrle, G. H.; Warner, M. G.;
  • Described herein is the ligand exchange reaction of Aui ⁇ (PPh 3 ) 8 Cl 3 with a wide range of ⁇ -functionalized thiols.
  • the approach is convenient and tolerates organic- and water-soluble thiols with neutral or charged head groups.
  • mechanistic studies of the exchange reaction provide strong evidence that the core size of the precursor particle remains unchanged during the ligand exchange. These studies demonstrate that, during the exchange of thiols for phosphines, the phosphine ligands are lost as free triphenylphosphine. Therefore, undecagold particles follow a different mechanism for exchange reactions with thiols than their larger (c?CORE - 1.5 nm) analogs.
  • the optical properties of the thiol-stabilized exchange products depend on the nature of the ligand shell.
  • the nanoparticles disclosed herein optionally can be combined with the methods disclosed in Provisional Application No. 60/680,919, entitled METHOD FOR FUNCTIONALIZING SURFACES, and filed May 13, 2005, in the names of James E. Hutchison, Christina E. Inman, Gregory J. Keams, Shuji Goto and Evan Foster, which is incorporated herein by reference in its entirety. Also incorporated herein by reference is Provisional Application No. 60/683,140, entitled NANOPARTICLES AND METHOD TO CONTROL NANOP ARTICLE SPACING, and filed May 20, 2005, in the names of James E. Hutchison, Gerd H. Woehrle, Marvin G. Warner and Leif O. Brown.
  • Exemplary ligands suitable for use in the disclosed nanoparticles include those of the formula -SRX, wherein R represents a linker, such as -(CH 2 ) n -; optionally substituted aryl; -(CH 2 CH 2 O) n -, or -(CH 2 CH 2 O) n CH 2 CH 2 -; X represents -R 1 , -Si(OCH 3 ) 3 ; -P(O)(OR 2 ) 2 -N(CH 3 ) 3 C1; or -OR; each n independently is an integer from 1 to 20; R 1 is H or lower alkyl and R 2 is H, lower alkyl, aralkyl or aryl.
  • R represents a linker, such as -(CH 2 ) n -; optionally substituted aryl; -(CH 2 CH 2 O) n -, or -(CH 2 CH 2 O) n CH 2 CH 2 -;
  • X represents -
  • X represents a phosphonate moiety, -P(O)(OH) 2 .
  • X represents a phosphonic acid ester, -P(O)(OR 2 ) 2
  • suitable R 2 groups include, without limitation, aralkyl groups, such as benzyl groups; aryl groups, such as phenyl; and lower alkyl groups, such as methyl, ethyl or t-butyl.
  • the ligand has the formula -S(CH 2 CH 2 ) n P(O)(OH) 2 wherein n is 2, 3, 5 or 10.
  • disclosed ligand-stabilized nanoparticles are organic soluble.
  • Suitable ligands for organic-soluble nanoparticles include, without limitation optionally substituted lower alkyl, optionally substituted aryl, optionally substituted aralkyl and combinations thereof.
  • ligands for organic-soluble nanoparticles are alkyl having the formula -(CH 2 ) n CH 3 wherein n is from 2 to 20, such as 2, 5, 7, 11, 15 or 17.
  • such ligands are substituted, such as with one or more silyl groups, particularly siloxy groups.
  • silyl groups have the formula -SiR 3 R 4 R 5 , wherein R 3"5 independently are selected from lower alkyl and lower alkoxy.
  • R 3"5 independently are selected from lower alkyl and lower alkoxy.
  • a ligand having a silyl group has the formula -(CH 2 ) n Si(OCH 3 ) 3 wherein n is from 2 to 20, such as from 3 to 10.
  • Additional suitable ligands for organic-soluble nanoparticles include optionally substituted aryl groups, including, without limitation phenyl, biphenyl and substituted phenyl and biphenyl, such as phenol or toluoyl groups. Additional embodiments include include water-soluble ligand-stabilized nanoparticles.
  • Suitable ligands for water-soluble nanoparticles include those substituted with polar moieties, such as heteroatoms.
  • water-soluble nanoparticles have ligands including one or more ionizable groups, such as an acidic or basic moiety, including, without limitation, basic groups, such as amino and guanidino groups; and acidic groups, such as carboxylic acid, sulfonic acid and phosphonic acid moieties.
  • such ligands include more than one polar moiety, such as an ether group and an ionizable group in the same ligand.
  • Exemplary ligands for water-soluble nanoparticles include, without limitation, those of the formula -(CH 2 CH 2 O) n X, - ⁇ CH 2 CH 2 O) n CH 2 CH 3 , -
  • the undecagold particles disclosed herein have from about 8 to about 11 ligands coordinated thereto.
  • the particles can have plural copies of the same ligand or different ligands coordinated to the metal core.
  • Most typically the particles include 8, 9, 10 or 11 copies of the same ligand coordinated to the metal core.
  • Hydrogen tetrachloroaurate was purchased from Strem and used as received. Dichloromethane was dried over calcium hydride and distilled prior to use. Chloroform was filtered through a plug of basic alumina prior to use to remove acidic impurities. Triphenylphosphine-stabilized undecagold particles,
  • Au ⁇ (PPh 3 ) 8 Cl 3 (1) were synthesized as described previously and had a core diameter of 0.8 ⁇ 0.2 nm.
  • l-Azido-2,4-dinitrobenzene,19 2-(2-mercaptoethoxy)- ethanol, and 2-[2-(2-mercaptoethoxy)-ethoxy]-ethanol20 were synthesized according to known procedures (See, Woehrle, G. H.; Warner, M. G.; Hutchison, J. E. Langmuir 2004, 20, 5982-5988, which is incorporated herein by reference). 2,4- Dinitrophenylimino(triphenyl)-phosphorane was prepared as described previously.17 All other compounds were purchased from Aldrich and used as received.
  • NMR Nuclear magnetic resonance
  • spectra were collected on a Varian Unity Inova 300 MHz instrument equipped with a 4-channel probe (13C: 75.42 MHz; 3 IP: 121.43 MHz).
  • IH and 13C NMR chemical shifts were referenced to the residual proton resonance of the solvent.
  • 31 P NMR spectroscopy the spectra were referenced to H3PO4 (external standard).
  • X-ray photoelectron spectroscopy (XPS) was performed on a Kratos Axis HSi instrument operating at a base pressure of ⁇ 5 x 10-9 mm Hg using monochromatic Al Ka radiation at 15 mA and 13.5 kV. Nanoparticle samples were drop-cast from solution onto clean glass slides.
  • TEM Transmission electron microscopy
  • This example describes a general procedure for the preparation of organic- soluble undecagold nanoparticles.
  • a solution of 5.0 x 10 "3 mmol Au ⁇ (PPh 3 ) 8 Cl 3 in dichloromethane/ 1-chlorobutane (1:3; 30 mL) 0.1 mmol of the organic-soluble thiol was added.
  • the mixture was stirred rapidly at 55 °C until completion of the ligand exchange reaction.
  • the reaction time depended on the incoming ligand and varied from 6 hours for propanethiol up to 24 hours for long-chain alkanethiols.
  • the solvent was removed in vacuo.
  • the crude material was dissolved in the minimum amount of ethanol or 2-propanol and purified by gel filtration chromatography using Sephadex LH-20 (eluent: ethanol or 2-propanol; collect colored fraction).
  • This example describes a general procedure for the preparation of water- soluble undecagold nanoparticles.
  • An aqueous solution (15 mL) of 0.1 mmol of the water-soluble thiol ligand was added to a solution of 5.0 * 10 "3 mmol
  • the crude material was redispersed in the minimum amount of water and purified by gel filtration chromatography using Sephadex LH-20 (eluent: H2O; collect colored fraction) to remove excess free ligand and by-products.
  • the crude product were dissolved in H2O and purified by ultracentrifugation for 18 h at 340,000 x g.
  • the nanoparticles formed a highly concentrated solution at the bottom of the centrifugation tube which could be separated from the supernatant.
  • This example describes the synthesis of carboxylic acid-functionalized, thiol- stabilized undecagold nanoparticles.
  • An aqueous solution (15 mL) of 0.1 mmol of the ⁇ -carboxyalkanethiol which was buffered to pH 8 using a 0.1 mM KH2PO4/K2HPO4 buffer was added to a solution of 5.0 x 10-3 mmol Aui i(PPh 3 ) 8 Cl 3 in CHCl 3 (15 mL).
  • the biphasic mixture was stirred rapidly at 55 0 C until the transfer of the colored nanoparticles from the organic to the aqueous phase was complete.
  • the reaction time depended on the incoming ligand and varied from 3 to 12 hours.
  • the layers were separated, and the aqueous layer was washed with CH 2 Cl 2 (3 x 5 mL) and evaporated in vacuo.
  • the residue was dissolved in nanopure water (10 mL) and precipitated by acidifying with 10% HCl to about pH 2. After filtering, the residue was washed with 20 mL 10% HCl, 20 mL H2O, and 5 mL methanol. If higher purity is desired this material can be dissolved in water and further purified by ultracentrifugation for 18 h at 340,000 ⁇ g.
  • the nanoparticles form a highly concentrated solution at the bottom of the centrifugation tube which could be separated from the supernatant.
  • This example describes NMR monitoring of ligand exchange between Au 1 t (PPh 3 ) 8 Cl 3 and thiols. All NMR experiments to monitor the ligand exchange reaction were conducted at 55 °C. Hexanethiol was placed in an NMR tube, dissolved in d6-DMSO, and equilibrated in the NMR instrument to 55 0 C. A single IH NMR spectrum was obtained as a starting point for the reaction. The contents of the NMR tube were then added to a scintillation vial charged with Au ⁇ (PPh 3 ) 8 Cl 3 . The resulting mixture was quickly agitated until everything had dissolved and placed back into the NMR tube. The NMR tube was returned to the instrument, re- shimmed, and spectra were collected at preset time intervals.
  • This example describes ligand exchange between Au 11 (PPh 3 ) S Cl 3 and excess hexanethiol.
  • Example 7 Ligand exchange between Au 1 ! (PPh 3 ) S Cl 3 and hexanethiol in the presence of excess PPh 3 .
  • the disclosed ligand exchange method is a versatile protocol for preparing functionalized, thiol-stabilized AuI 1 clusters from a common precursor particle.
  • the results described herein demonstrate the general nature of this approach and its tolerance to a wide range of important functional groups.
  • the ease of preparation and convenient purification of the new materials synthesized by this method show its broad utility as a general route to functionalized Au 1 ⁇ particles.
  • the optical properties of the thiol-stabilized nanoparticles also are characterized herein. Based upon UV-visible spectroscopy, there is a strong dependence of the optical properties on the nature of the ligand shell.
  • the phosphine-stabilized undecagold precursor particle, Auj ! (PPh 3 ) 8 Cl 3 (1) was synthesized using a modification of a procedure developed by Barlett et al. (Baitlett, P. A.; Bauer, B.; Singer, S. J. J. Am. Chem. Soc. 1978, 100, 5085-5089, which is incorporated herein by reference) and had an average core size of 0.8 ⁇ 0.2 run as determined by TEM.
  • Ligand exchange between Au ⁇ (PPh 3 ) 8 Cl 3 and alkyl- or arylthiols was achieved by combining an excess of the thiol ( ⁇ 20 molar equivalents) with a nanoparticle solution in an appropriate solvent such as chloroform or water at 55 °C.
  • an appropriate solvent such as chloroform or water at 55 °C.
  • the ligand exchange was carried out with a representative family of ⁇ -functionalized thiols, including organic- and water-soluble alkane- or aryl-thiols with either neutral or charged head groups (Scheme 1).
  • reaction time depends on the thiol ligand used. The time increases as the chain length and bulkiness of the incoming ligand increase.
  • Reaction times depended on the incoming ligand and vary from 6 hours for propanethiol to 24 hours for long-chain alkanethiols.
  • Ligand exchange reactions with organic-soluble thiols were initially carried out in chloroform; however, this solvent leads to the rapid decomposition of the precursor cluster (1) and, thus, reduced yield. Filtering the chloroform through basic alumina immediately prior to use improved the yields, but partial decomposition of 1 still occurred.
  • alternative reaction media were investigated, including alcohols, ethyl acetate, acetone, and dimethyl sulfoxide.
  • Water-soluble Aui i clusters can also be prepared using this ligand exchange approach if a biphasic solvent system (water/CHCl 3 ) is used in place of the organic solvent.
  • a biphasic solvent system water/CHCl 3
  • the organic layer of the biphasic system can be replaced with a 3:1 mixture of 1-chlorobutane/dichloromethane; however, significant differences in yield using either alumina-filtered chloroform or 1-chlorobutane/dichloromethane as the solvent were not observed.
  • the pH of the aqueous layer was kept between 5 and 8 to avoid decomposition of the precursor particle under acidic conditions and prevent significant disulfide formation at higher pH.
  • Typical reaction times for the biphasic ligand exchange reactions ranged from 4 hours for ligand exchanges with 2-trimethylaminoethanethiol up to 15 hours using 2-[2-(2-mercaptoethoxy)-ethoxy]-ethanol.
  • the pH typically is raised to promote deprotonation of the head groups to avoid formation of insoluble material that can prevent complete exchange.
  • the thiol- stabilized ligand exchange products can be purified either by solvent washes or, more conveniently, by gel filtration chromatography using a resin such as Sephadex LH-20 resin. In practically every case, chromatography is more reliable, less wasteful and faster than solvent washes.
  • the use gel filtration allows for rapid purification of both organic- and water-soluble exchange products with a wide range of solvents, including alcohols, chlorinated organics and water.
  • the recovery of nanoparticle material from the column is nearly quantitative and the support can be reused after sufficient rinsing.
  • each exchange product was analyzed using a combination of NMR, UV-visible spectroscopy, TEM, TGA, and XPS (Table 1). 1 H NMR spectroscopy was used to confirm the purity of each sample. The resonances associated with ligands bound to the gold core show significant line broadening. The absence of sharp resonances indicates that excess free ligand and by-products of the ligand exchange have been removed. When non-aromatic thiols are used for the exchange reaction, IH NMR spectroscopy can also be used to confirm the completion of the ligand exchange (through the disappearance of the triphenylphosphine signals). With reference to FIG.
  • the core sizes of the exchange products were determined by analyzing representative TEM images for each nanoparticle sample.
  • the typical average core size of 0.8 ⁇ 0.2 nm (N > 500) is the same as the core size of the phosphine-stabilized precursor particle 1 (see Table 1). Because the optical properties of subnanometer gold clusters are highly sensitive to the number of core atoms, determining the core size by UV-visible spectroscopy was considered.
  • Quantitative XPS analyses gave sulfu ⁇ gold ratios of organic-soluble exchange products ranging from 0.86: 1.00 to 1.01 : 1.00 which correlate to ⁇ 9-11 thiols per nanoparticle.
  • Water- soluble exchange products showed slightly lower sulfurgold ratios of 0.74: 1.00 to 1.02:1.00, corresponding to 8-11 thiols per nanoparticle.
  • the sulfu ⁇ gold ratios of the exchange products obtained by XPS and TGA analyses are consistent with one another. The slightly lower thiol coverage of certain water-soluble exchange products suggests that some of the chloride ligands were not displaced.
  • the ligand exchange approach disclosed herein is general and tolerates a surprisingly wide range of functional groups, using either a mono- or bi-phasic system.
  • the approach produces functionalized Au 11 particles with technologically relevant head groups such as alcohols for biological applications, phosphonic acids and silanes for surface applications, and quaternary ammonium head groups for self- assembly on DNA templates, making this method useful for the construction of many different conjugates, hi addition, the general nature of the approach, in combination with the ease of preparation and convenient purification, allows for the rapid preparation of large families of thiol-stabilized Aui i particles.
  • AuCl(PPh 3 ) leading to loss of core atoms.
  • the amount OfAuCl(PPh 3 ) produced is limited by the number of chlorides available in the original ligand shell which means that about 5% of the core atoms are lost as result of the exchange reaction.
  • Au 1 !(PPh 3 )SCl 3 a similar, partial replacement of the phosphine ligands as AuCl(PPh 3 ) would result in the loss of three Au atoms and produce nanoparticles with an Au 8 core according to the number of chlorides in the original ligand shell.
  • the optical properties of gold clusters with 6 to 13 core atoms are highly sensitive to the number of core atoms, a change from an Aui ⁇ core to an Au 8 during ligand exchange should lead to significant changes in the optical properties of the exchange products. Accordingly the ligand exchange reactions of the Au 11 core was investigated, specifically, the exchange reaction between 1 and hexanethiol was followed by in situ 31 P NMR spectroscopy to monitor the formation of phosphine- containing by-products. To favor complete exchange, the ligand exchange between 1 and hexanethiol was carried out in an NMR tube at 55 0 C using a 20-fold molar excess of the thiol.
  • Deuterated DMSO was chosen as solvent in order to eliminate the decomposition of 1 to AuCl(PPh 3 ) that occurs rapidly in CDCl 3 .
  • the exchange reaction was monitored until no more changes in the spectrum were observed ( ⁇ 12 hours).
  • the 31 P NMR spectrum showed a major peak at 26.7 ppm, corresponding to triphenylphosphine oxide, and a small peak at 32.6 ppm which was attributed to a trace amount OfAuCl(PPh 3 ), produced either by partial decomposition of the phosphine-stabilized precursor under the exchange conditions or as by-product of the exchange reaction.
  • Triphenylphosphine oxide can either be formed by oxidation of the phosphine ligands on the nanoparticle surface (i.e., triphenylphosphine oxide is the leaving group of the ligand exchange) or is produced by the subsequent oxidation of liberated PPh 3 in solution.
  • triphenylphosphine oxide is the leaving group of the ligand exchange
  • a trapping experiment was used to selectively probe for the presence of free PPh 3 in solution.
  • l-Azido-2,4-dinitrobenzene was used as the trapping reagent because it selectively undergoes a fast Staudinger reaction with PPh3 to irreversibly form an iminophosphorane which is readily observable by NMR (Scheme 2).
  • Triphenylphosphine oxide and gold bound PPh 3 ligands do not react with the azide under identical conditions. Triphenylphosphine oxide, produced as the leaving group of the ligand exchange reaction, would not result in the formation of iminophosphorane because the trapping reagent does not react with triphenylphosphine oxide. If triphenylphosphine oxide is formed by the oxidation of liberated PPh 3 , rapid formation of iminophosphorane would be observed. In addition, the amount of triphenylphosphine oxide will be greatly reduced because PPh 3 is rapidly removed from the mixture by the irreversible reaction with the trap.
  • Scheme 2 illustrates the reaction of l-azido-2,4-dinitrobenzene with triphenylphosphine and the resulting 31 P NMR chemical shifts.
  • FIGS. 3 A and 3B illustrate the effect of addition of excess PPh 3 to the ligand exchange mixture on the progression of ligand exchange.
  • the extent of ligand exchange can be monitored by the change in intensity of the IH NMR resonance for the ⁇ -methylene protons (CH 2 protons closest to the sulfur) as the incoming thiol is exchanged onto the nanoparticle surface.
  • FIG. 3 A the evolution of the a- methylene proton peaks is shown as a function of time for a ligand exchange reaction between 1 and a stoichiometric amount of hexanethiol to completely replace all of the ligands of 1 ( ⁇ 11 molar equivalents of thiol to Au ⁇ (PPh 3 ) 8 Cl 3 ).
  • the intensity of the 1 H NMR resonance for the a- methylene protons decreases until it broadens into the baseline towards the end of the exchange reaction.
  • the resonance for the ⁇ -methylene protons of the free thiol is not observable by NMR, indicating that all thiol is removed from solution and exchanged completely onto the nanoparticle.
  • FIG. 3B illustrates the evolution of the ⁇ -CH 2 protons over time for a ligand exchange reaction between 1 and stochiometric hexanethiol in the presence of a 4- fold molar excess of PPh 3 over the amount of hexanethiol.
  • the intensity of the resonance the ⁇ -methylene protons remains unchanged over the complete course of the experiment ( ⁇ 420 min) as indicated by the constant integration ratio of the ⁇ -CH 2 protons and the terminal methyl protons.
  • the ligand exchange of "Au lol (PPh 3 ) 21 Cl 5 " with thiols proceeds in a three-stage mechanism in which about 25% of the phosphine ligands are replaced as AuCl(PPh 3 ) during the initial stage of the ligand exchange. The remaining phosphine ligands are removed in a subsequent stage by transfer to closely associated AuCl(PPh 3 ) to form poly-phosphine Au complexes. During the final stage of the exchange reaction the thiol ligand shell is being completed and reorganizes into a more crystalline state (Scheme 3A, FIG. 4).
  • AuCl(PPh 3 ) is not produced as a leaving group ligand exchange with thiols. Instead, the complete ligand shell is removed in form of free PPh 3 (Scheme 3B, FIG. 4).
  • Phosphine-stabilized Au 11 clusters have a characteristic UV-vis spectrum with maxima at 415, 385, and 301 ran which are only slightly sensitive to changes in the phosphine and halide ligands.
  • Storage of water-soluble AuI 1 clusters at low pH or addition of oxidizing agents leads to noticeable shifts of the maxima to 425, 366, and 324 nm. These changes are reversible on addition of a small amount of a reducing agent (e.g., NaBH 4 ), and, without limitation to theory, are believed to reflect some rearrangement in the gold core.
  • a reducing agent e.g., NaBH 4
  • FIG. 5, chart B shows the optical spectra of thiol-stabilized AuI 1 particles with ligand shells composed of octadecanethiol, dodecanethiol, octanethiol, and hexanethiol.
  • the AuI 1 -SC 18 particles showed the signature peaks OfAu 11 particles observed in the absorbance spectrum of 1; however, the optical spectra the Au 11 particles stabilized with the shortest thiol in the series, hexanethiol, resembled the optical spectra of water soluble, thiol-stabilized Au ⁇ particles. This trend was unexpected considering the fact that the only known difference between the Aui ⁇ clusters was the chain length of the stabilizing thiol ligand.
  • Au ⁇ -SC 18 particles were prepared by ligand exchange of hexanethiol-stabilized Au 11 particles (Au 11 -SC 6 ), with ODT and the absorbance spectrum was compared with that OfAu 11 -SC 18 prepared directly by ligand exchange of 1 with ODT.
  • Thiol-for-thiol ligand exchanges have been show to preserve the core size; thus, the Au 1 I -SCi 8 particles prepared from Au 1 J -SC 6 particles should possess the same core dimensions as the Au 1 I -SC 6 precursor.
  • FIG. 6 shows the absorbance spectra of a sample OfAu 11 -SC 6 particles before and after ligand exchange with ODT.
  • the spectrum was featureless, as is typical for undecagold particles stabilized by short-chain alkanethiols (FIG. 6, trace a).
  • the spectrum was similar to the spectrum of AU 1 I -SC 18 synthesized directly from Au ⁇ (PPli 3 ) 8 Cl 3 with two distinct maxima at 322 nm and 416 nm (FIG. 6, trace c).
  • Thiol-for-thiol ligand exchange reactions of larger gold nanoparticles are typically incomplete and result in particles with mixed ligand shells.
  • the differences in the optical spectra were due to effects of the ligand shell and not to differences in core size and dispersity.
  • different ligand shells of the nanoparticle samples affected the optical properties by influencing interparticle interactions and aggregation. Since these phenomena are concentration-dependent, the optical properties of long- and short-chain thiol- stabilized Au ⁇ particles were studied over a concentration range of 0.2 mM to 3.0 mM.
  • the ligand exchange chemistry of phosphine- stabilized Aun clusters with ⁇ -functionalized thiols is a powerful synthetic method that provides convenient access to a diverse family of functionalized Au ⁇ clusters.
  • the general nature of the presented ligand exchange approach in combination with the ease preparation, makes this approach of broad utility.
  • the approach is general and shows the high tolerance for a wide variety of functional groups.
  • Mechanistic studies provided conclusive evidence that the Au 1 1 core of the precursor particle remains intact during ligand exchange and showed that the ligand exchange of these particles follows a different pathway than for ligand exchanges of larger gold nanoparticles such as "Au 1O i (PPh 3 ) 21 Cl 5 ".

Abstract

As demonstrated herein, the ligand exchange chemistry of phosphine- stabilized Au11 clusters with ω-functionalized thiols is a powerful synthetic method that provides convenient access to a diverse family of functionalized Au11 clusters. The general nature of the presented ligand exchange approach, in combination with the ease preparation, makes this approach of broad utility. The approach is general and shows the high tolerance for a wide variety of functional groups. Mechanistic studies provided conclusive evidence that the Auπ core of the precursor particle remains intact during ligand exchange and showed that the ligand exchange of these particles follows a different pathway than for ligand exchanges of larger gold nanoparticles such as 'Au1Oi(PPh3)2iCl5'. Optical studies of the products show a strong dependence on the nature of the stabilizing thiol ligands.

Description

NEW COMPOSITIONS OF AU-Il NANOPARTICLES AND THEIR
OPTICAL PROPERTIES
CROSS REFERENCE TO RELATED APPLICATION This application claims the benefit of the earlier filing date of U.S. provisional patent application number 60/683,109, filed May 20, 2005, which is incorporated herein by reference.
FIELD Disclosed herein are novel undecagold nanoparticles, methods for making such particles and application of their optical properties.
ACKNOWLEDGEMENT OF GOVERNMENT SUPPORT
This invention was made with government support under Grant No. DGE (DMR-9705343 awarded by the National Science Foundation. The government has certain rights in the invention.
BACKGROUND
Metal nanoparticles with subnanometer core dimensions are of interest for fundamental studies and may be useful as building blocks for nanoscale devices because they are small enough to possess discrete electronic states and can exhibit semiconductor-like electronic properties. To date, such nanoparticles have not been exploited due in part to the lack of convenient access to ligand-stabilized nanoparticles possessing terminal functional groups.
SUMMARY
Disclosed herein is a convenient and general approach for the rapid preparation of large families of thiol-stabilized, subnanometer (JCORE ~ 0.8 nm) particles. The approach permits rapid incorporation of specific functionality into the stabilizing ligand shell, is tolerant of a wide range of functional groups, and provides convenient access to new materials inaccessible by other methods. Also disclosed herein are novel nanoparticles. In one embodiment the nanoparticles prepared as described herein have useful optical properties. In one embodiment, the properties of the thiol-stabilized nanoparticles depend strongly on the composition of the ligand shell. In a particular embodiment, the optical properties of the nanoparticles can be tuned by altering the ligand shell composition. Such tuning can be accomplished in principle by affecting the electronic structure of the particle core and/or effecting a structural change within the nanoparticle core. However, as disclosed herein, typically the properties are affected via the electronic structure of the core. Exemplary nanoparticles disclosed herein have a ligand of the formula
-SRX, wherein R represents a linker, such as -(CH2)n-; optionally substituted aryl; or -(CH2CH2O)11CH2CH2-; X represents, without limitation, -R1, -Si(OCH3)3; - P(O)(OR2)2-N(CH3)3C1; or -OR; each n independently is an integer from 1 to 20; R1 is H or lower alkyl and R2 is H, lower alkyl, aralkyl or aryl. The foregoing and other objects, features, and advantages of the invention will become more apparent from the following detailed description, which proceeds with reference to the accompanying figures.
BRIEF DESCRIPTION OF THE DRAWINGS FIG. 1 is a schematic representation of the ligand exchange reaction of
Aun(PPh3)8Cb and ω-functionalized thiols.
FIG. 2A records analytical data for ligand exchange products. FIG. 2B records analytical data for additional ligand exchange products. FIG. 3 A charts the evolution of the α-methylene (α-CH2) resonance of hexanethiol as a function of time for the ligand exchange of 1 with hexanethiol monitored by 1H NMR spectroscopy.
FIG. 3B charts the α-CH2 resonance for the ligand exchange reaction monitored in FIG. 3 A, but with the presence of a 4-fold molar excess of PPh3 over hexanethiol added prior to ligand exchange. FIG. 4 depicts two different ligand exchange reaction mechanisms.
FIG. 5 illustrates the dependence of the UV-visible spectra of thiol-stabilized Au11 particles on the nature of the ligand shell. FIG. 6 includes UV -visible spectra of three different thiol-stabilized nanoparticles.
DETAILED DESCRIPTION Until now, the lack of general synthetic strategies to introduce specific functionalities into the terminal positions of the ligand shell has limited detailed experimental investigations of the properties and reactivities of these materials. Although a number of small transition metal clusters with less than 20 core atoms have been studied for use as coordination complexes, catalysts, and tagging reagents for biomolecules, the vast majority of these clusters are stabilized by ligands (e.g., CO, Cp, H2O, halides etc.) that lack the chemical functionality needed to specifically bind the clusters to molecules, substrates, and surfaces. Most examples of the introduction of functional groups into the ligand shell of subnanometer particles involve the use of functionalized triarylphosphines. The synthesis of functionalized triarylphosphine-stabilized undecagold (Auπ) clusters typically requires an involved series of synthesis and separation steps, including phosphine-for-phosphine ligand exchange reactions, postsynthetic transformations of functional groups, and ion exchange chromatography. The limited availability of functionalized phosphines and need for multi-step transformations and separations limit the utility of these approaches as convenient and general routes to a diverse family of functionalized clusters. In addition, triarylphosphine-stabilized clusters exhibit only limited solution stability, especially in acidic solution, and are often prone to oxidative decomposition under ambient conditions. A potential solution to enhancing the stability of these clusters involves stabilization through thiol ligands. Thiol- stabilized nanoparticles exhibit higher stability than the phosphine-stabilized nanoparticles; however, only a few examples of thiol-stabilized nanoparticles with subnanometer core dimensions are available. See, for example, Schaaff, T. G.; Shafigullin, M. N.; Khoury, J. T.; Vezmar, L; Whetten, R. L.; Cullen, W.G.; First, P. N.; Wing, C; Ascensio, J.; Yacaman, M. J. J. Phys. Chem. B 1997, 101, 7885-7891; Yang, Y.; Chen, S. Nano Lett. 2003, 3, 75-79; Woehrle, G. H.; Warner, M. G.;
Hutchison, J. E. J. Phys. Chem. B 2002, 106, 9979-9981; Schaaff, T. G.; Whetten, R. L. J. Phys. Chem. B 2000, 104, 2630-2641; and Negishi, Y.; Tsukuda, T. J. Am. Chem. Soc. 2003, 125, 4046-4047.
Disclosed herein is the ligand exchange of triphenylphosphine-stabilized undecagold (AuI 1) precursor particles (JCORE ~ 0.8 nm) with ω-functionalized thiols as a reliable and convenient approach for producing functionalized, subnanometer gold particles (Woehrle, G. H.; Warner, M. G.; Hutchison, J. E. J. Phys. Chem. B 2002, 106, 9979-9981, which is incorporated herein by reference). Initial studies demonstrated successful ligand exchange of Auπ(PPh3)8Cl3 with a three different thiols but the broader scope of the presently disclosed approach was not apparent. Also disclosed herein is the surprising dependence of the optical properties of the thiol-stabilized product particles on the thiol ligand used during ligand exchange. Recent mechanistic work showed that the ligand exchange of 1.5- nm phosphine-stabilized gold nanoparticles with thiols results in the loss of gold core atoms. Although core size analysis by transmission electron microscopy (TEM) suggested that AuI 1 core is preserved during ligand exchange, small changes in the number of core atoms are undetectable by TEM. Thus, whether core size changes occur during the ligand exchange of phosphine-stabilized AuI 1 clusters with thiols and whether such changes are responsible for the observed differences in the optical properties was investigated. Described herein is the ligand exchange reaction of Aui \ (PPh3)8Cl3 with a wide range of ω-functionalized thiols. The approach is convenient and tolerates organic- and water-soluble thiols with neutral or charged head groups. As further described herein, mechanistic studies of the exchange reaction provide strong evidence that the core size of the precursor particle remains unchanged during the ligand exchange. These studies demonstrate that, during the exchange of thiols for phosphines, the phosphine ligands are lost as free triphenylphosphine. Therefore, undecagold particles follow a different mechanism for exchange reactions with thiols than their larger (c?CORE - 1.5 nm) analogs. Surprisingly, the optical properties of the thiol-stabilized exchange products depend on the nature of the ligand shell. The nanoparticles disclosed herein optionally can be combined with the methods disclosed in Provisional Application No. 60/680,919, entitled METHOD FOR FUNCTIONALIZING SURFACES, and filed May 13, 2005, in the names of James E. Hutchison, Christina E. Inman, Gregory J. Keams, Shuji Goto and Evan Foster, which is incorporated herein by reference in its entirety. Also incorporated herein by reference is Provisional Application No. 60/683,140, entitled NANOPARTICLES AND METHOD TO CONTROL NANOP ARTICLE SPACING, and filed May 20, 2005, in the names of James E. Hutchison, Gerd H. Woehrle, Marvin G. Warner and Leif O. Brown.
Exemplary ligands suitable for use in the disclosed nanoparticles include those of the formula -SRX, wherein R represents a linker, such as -(CH2)n-; optionally substituted aryl; -(CH2CH2O)n-, or -(CH2CH2O)nCH2CH2-; X represents -R1, -Si(OCH3)3; -P(O)(OR2)2 -N(CH3)3C1; or -OR; each n independently is an integer from 1 to 20; R1 is H or lower alkyl and R2 is H, lower alkyl, aralkyl or aryl. In particular embodiments X represents a phosphonate moiety, -P(O)(OH)2. In other embodiments X represents a phosphonic acid ester, -P(O)(OR2)2, examples of suitable R2 groups include, without limitation, aralkyl groups, such as benzyl groups; aryl groups, such as phenyl; and lower alkyl groups, such as methyl, ethyl or t-butyl. hi particular embodiments the ligand has the formula -S(CH2CH2)nP(O)(OH)2 wherein n is 2, 3, 5 or 10.
In certain embodiments, disclosed ligand-stabilized nanoparticles are organic soluble. Suitable ligands for organic-soluble nanoparticles include, without limitation optionally substituted lower alkyl, optionally substituted aryl, optionally substituted aralkyl and combinations thereof. In one embodiment, ligands for organic-soluble nanoparticles are alkyl having the formula -(CH2)nCH3 wherein n is from 2 to 20, such as 2, 5, 7, 11, 15 or 17. In certain embodiments such ligands are substituted, such as with one or more silyl groups, particularly siloxy groups. Examples of such silyl groups have the formula -SiR3R4R5, wherein R3"5 independently are selected from lower alkyl and lower alkoxy. One example of a ligand having a silyl group has the formula -(CH2)nSi(OCH3)3 wherein n is from 2 to 20, such as from 3 to 10. Additional suitable ligands for organic-soluble nanoparticles include optionally substituted aryl groups, including, without limitation phenyl, biphenyl and substituted phenyl and biphenyl, such as phenol or toluoyl groups. Additional embodiments include include water-soluble ligand-stabilized nanoparticles. Examples of suitable ligands for water-soluble nanoparticles include those substituted with polar moieties, such as heteroatoms. In certain examples water-soluble nanoparticles have ligands including one or more ionizable groups, such as an acidic or basic moiety, including, without limitation, basic groups, such as amino and guanidino groups; and acidic groups, such as carboxylic acid, sulfonic acid and phosphonic acid moieties. In particular examples such ligands include more than one polar moiety, such as an ether group and an ionizable group in the same ligand. Exemplary ligands for water-soluble nanoparticles include, without limitation, those of the formula -(CH2CH2O)nX, -<CH2CH2O)nCH2CH3, -
(CH2)nCOOH, -CCH2X1N(CHa)3Cl, -(CH2CH2O)nCH2CH2 X, wherein X represents -P(O)(OR2)2 -N(CH3)3C1; or -OR; wherein n is from 1 to 20 , such as from 2 to 12, in particular 1, 2, 6 or 11.
Typically the undecagold particles disclosed herein have from about 8 to about 11 ligands coordinated thereto. In particular embodiments the particles can have plural copies of the same ligand or different ligands coordinated to the metal core. Most typically the particles include 8, 9, 10 or 11 copies of the same ligand coordinated to the metal core.
Examples
General Methods and Materials
Hydrogen tetrachloroaurate was purchased from Strem and used as received. Dichloromethane was dried over calcium hydride and distilled prior to use. Chloroform was filtered through a plug of basic alumina prior to use to remove acidic impurities. Triphenylphosphine-stabilized undecagold particles,
Auπ(PPh3)8Cl3 (1), were synthesized as described previously and had a core diameter of 0.8 ± 0.2 nm. l-Azido-2,4-dinitrobenzene,19 2-(2-mercaptoethoxy)- ethanol, and 2-[2-(2-mercaptoethoxy)-ethoxy]-ethanol20 were synthesized according to known procedures (See, Woehrle, G. H.; Warner, M. G.; Hutchison, J. E. Langmuir 2004, 20, 5982-5988, which is incorporated herein by reference). 2,4- Dinitrophenylimino(triphenyl)-phosphorane was prepared as described previously.17 All other compounds were purchased from Aldrich and used as received.
Nuclear magnetic resonance (NMR) spectra were collected on a Varian Unity Inova 300 MHz instrument equipped with a 4-channel probe (13C: 75.42 MHz; 3 IP: 121.43 MHz). For IH and 13C NMR, chemical shifts were referenced to the residual proton resonance of the solvent. For 31P NMR spectroscopy, the spectra were referenced to H3PO4 (external standard). X-ray photoelectron spectroscopy (XPS) was performed on a Kratos Axis HSi instrument operating at a base pressure of ~ 5 x 10-9 mm Hg using monochromatic Al Ka radiation at 15 mA and 13.5 kV. Nanoparticle samples were drop-cast from solution onto clean glass slides. Samples were charge compensated, and binding energies were referenced to carbon 1 s at 284.4 eV. UV-visible spectra were obtained on a Hewlett-Packard 8453 diode array spectrometer with a fixed slit width of 1 ran using 1-cm quartz cuvettes. Thermal gravimetric analysis (TGA) was performed on a TA Instruments Hi-Res TGA 2950 Thermogravimetric Analyzer under nitrogen atmosphere (flow rate 100 mL/min). Samples (1-2 mg) were deposited onto Al pans as powders or by drop-casting from dichloromethane and placed in the instrument until a stable weight was obtained prior to analysis. The samples were heated at a rate of 2 °C/min up to 100 0C, held at that temperature for 20 min to ensure complete solvent evaporation, and then heated to 500 °C at a rate of 1 °C/min. Transmission electron microscopy (TEM) was performed on a Philips CM- 12 operating at 120 kV accelerating voltage. Samples were prepared by aerosol deposition of aliquots onto SiOx-coated 400-mesh Cu TEM grids (Ted Pella). The samples were dried under ambient conditions prior to inspection by TEM. Images were recorded and processed as described previously.
Example 1
This example describes a general procedure for the preparation of organic- soluble undecagold nanoparticles. To a solution of 5.0 x 10"3 mmol Auπ(PPh3)8Cl3 in dichloromethane/ 1-chlorobutane (1:3; 30 mL), 0.1 mmol of the organic-soluble thiol was added. The mixture was stirred rapidly at 55 °C until completion of the ligand exchange reaction. The reaction time depended on the incoming ligand and varied from 6 hours for propanethiol up to 24 hours for long-chain alkanethiols. Upon completion of the exchange reaction the solvent was removed in vacuo. To remove excess free ligand and by-products, the crude material was dissolved in the minimum amount of ethanol or 2-propanol and purified by gel filtration chromatography using Sephadex LH-20 (eluent: ethanol or 2-propanol; collect colored fraction).
Example 2
This example describes a general procedure for the preparation of water- soluble undecagold nanoparticles. An aqueous solution (15 mL) of 0.1 mmol of the water-soluble thiol ligand was added to a solution of 5.0 * 10"3 mmol
Aui ^PPh3)SCl3 in CHCl3 (15 mL). The biphasic mixture was stirred rapidly at 55 °C until completion of the ligand exchange reaction which was monitored by the complete transfer of the colored nanoparticles from the organic to the aqueous phase. The reaction time depended on the incoming ligand and varied from 4 to 15 hours. Upon completion of the exchange reaction the layers were separated, and the aqueous layer was washed with CH2C12 (3 x 10 mL) and evaporated in vacuo. The crude material was redispersed in the minimum amount of water and purified by gel filtration chromatography using Sephadex LH-20 (eluent: H2O; collect colored fraction) to remove excess free ligand and by-products. Alternatively, the crude product were dissolved in H2O and purified by ultracentrifugation for 18 h at 340,000 x g. The nanoparticles formed a highly concentrated solution at the bottom of the centrifugation tube which could be separated from the supernatant.
Example 3
This example describes the synthesis of carboxylic acid-functionalized, thiol- stabilized undecagold nanoparticles. An aqueous solution (15 mL) of 0.1 mmol of the ω-carboxyalkanethiol which was buffered to pH 8 using a 0.1 mM KH2PO4/K2HPO4 buffer was added to a solution of 5.0 x 10-3 mmol Aui i(PPh3)8Cl3 in CHCl3 (15 mL). The biphasic mixture was stirred rapidly at 550C until the transfer of the colored nanoparticles from the organic to the aqueous phase was complete. The reaction time depended on the incoming ligand and varied from 3 to 12 hours. The layers were separated, and the aqueous layer was washed with CH2Cl2 (3 x 5 mL) and evaporated in vacuo. The residue was dissolved in nanopure water (10 mL) and precipitated by acidifying with 10% HCl to about pH 2. After filtering, the residue was washed with 20 mL 10% HCl, 20 mL H2O, and 5 mL methanol. If higher purity is desired this material can be dissolved in water and further purified by ultracentrifugation for 18 h at 340,000 χ g. The nanoparticles form a highly concentrated solution at the bottom of the centrifugation tube which could be separated from the supernatant.
Example 4
This example describes NMR monitoring of ligand exchange between Au1 t(PPh3)8Cl3 and thiols. All NMR experiments to monitor the ligand exchange reaction were conducted at 55 °C. Hexanethiol was placed in an NMR tube, dissolved in d6-DMSO, and equilibrated in the NMR instrument to 55 0C. A single IH NMR spectrum was obtained as a starting point for the reaction. The contents of the NMR tube were then added to a scintillation vial charged with Auπ(PPh3)8Cl3. The resulting mixture was quickly agitated until everything had dissolved and placed back into the NMR tube. The NMR tube was returned to the instrument, re- shimmed, and spectra were collected at preset time intervals.
Example 5
This example describes ligand exchange between Au11(PPh3)SCl3 and excess hexanethiol. A solution of hexanethiol (2.8 mg, 2.4 x 10"2 mmol) in d6-DMSO (0.6 mL) was added to 1 (5 mg, 1.2 x 10"3 mmol), and the reaction was monitored by either 1H NMR or 31P spectroscopy. The first spectrum was recorded at to = 1 min followed by spectra every 15 min for a total time of 12 h.
Example 6
Ligand exchange between Auπ(PPh3)8Cl3 and stochiometric amount hexanethiol (to replace all nanoparticle-bound phosphines). A solution of hexanethiol (1.5 mg, 0.01 mmol) in d6-DMSO (0.6 mL) was added to Auπ(PPh3)8Cl3 (5 mg, 1.2 x 10"3 mmol), and the reaction was monitored by IH NMR spectroscopy. The first spectrum was recorded at to = 1 min followed by spectra every 15 min for a total time of 12 h.
Example 7 Ligand exchange between Au1 !(PPh3)SCl3 and hexanethiol in the presence of excess PPh3. A solution of hexanethiol (1.5 mg, 0.01 mmol) and PPh3 (10 mg, 0.04 mmol) in d6-DMSO (0.6 mL) was added to 1 (5 mg, 1.2 x 10'3 mmol), and the reaction was monitored by IH NMR spectroscopy. The first spectrum was recorded at to = 1 min followed by spectra every 15 min for a total time of 12 h.
Example 8
Trapping free PPh3 using l-azido-2,4-dinitrobenzene. A solution of hexanethiol (2.8 mg, 2.4 x 10"2 mmol) and l-azido-2,4-dinitrobenzene (10 mg, 4.7 x 10'2 mmol) in d6-DMSO (0.6 mL) was added to 1 (5 mg, 1.2 x 10"3 mmol), and the reaction was monitored by IH NMR spectroscopy. The first spectrum was recorded at to = 1 min followed by spectra every 1 min for a total time of 625 min.
Discussion
As demonstrated herein the disclosed ligand exchange method is a versatile protocol for preparing functionalized, thiol-stabilized AuI 1 clusters from a common precursor particle. Specifically described are ligand exchange reactions of Auπ(PPh3)8Cl3 with a representative family of 22 methyl-terminated or ω- functionalized thiols which include organic- and water-soluble alkane- or arylthiols with neutral or charged head groups. The results described herein demonstrate the general nature of this approach and its tolerance to a wide range of important functional groups. The ease of preparation and convenient purification of the new materials synthesized by this method show its broad utility as a general route to functionalized Au1 \ particles.
A mechanistic investigation of the ligand exchange reaction by NMR spectroscopy also is described that gives fundamental insight into the progression of the exchange reaction and provides evidence that the number of core atoms is preserved during ligand exchange. These results are based upon product formation studies and trapping experiments. Surprisingly and unlike their 1.5-nm analogs, ligand exchange of Auπ (PPhS)8Cl3 with thiols does not produce AuCl(PPh3) as a byproduct, instead phosphine ligands are liberated from the nanoparticle as free PPh3. Further evidence for the replacement of all phosphine ligands in form of PPh3 is demonstrated by experiments in which blocking of the ligand exchange was attempted through the addition of excess PPh3 to the reaction mixture.
The optical properties of the thiol-stabilized nanoparticles also are characterized herein. Based upon UV-visible spectroscopy, there is a strong dependence of the optical properties on the nature of the ligand shell. The phosphine-stabilized undecagold precursor particle, Auj !(PPh3)8Cl3 (1), was synthesized using a modification of a procedure developed by Barlett et al. (Baitlett, P. A.; Bauer, B.; Singer, S. J. J. Am. Chem. Soc. 1978, 100, 5085-5089, which is incorporated herein by reference) and had an average core size of 0.8 ± 0.2 run as determined by TEM. Ligand exchange between Auπ(PPh3)8Cl3 and alkyl- or arylthiols was achieved by combining an excess of the thiol (~ 20 molar equivalents) with a nanoparticle solution in an appropriate solvent such as chloroform or water at 55 °C. To investigate the full scope of the ligand exchange approach, the ligand exchange was carried out with a representative family of ω-functionalized thiols, including organic- and water-soluble alkane- or aryl-thiols with either neutral or charged head groups (Scheme 1). All thiols tested were compatible with this approach, and only a few ligands (e.g., mercaptophenol, mercaptoethanesulfonic acid) required special reaction conditions to achieve complete exchange. In each case, the approach is generally applicable, leading to complete exchange of the original phosphine ligand shell. See, FIG. 1 for a schematic representation of the ligand exchange reaction of Auπ(PPh3)8Cl3 and ω-functionalized thiols.
As in the case of exchange reactions of 1.5 nm gold nanoparticles (See, Hostetler, M. J.; Templeton, A. C; Murray, R. W. Langmuir 1999, 15, 3782-3789; and Woehrle, G. H.; Brown, L. O.; Hutchison, J. E. J. Am. Chem. Soc. 2005, 127, 2172-2183, both publications are incorporated herein by reference) the reaction time depends on the thiol ligand used. The time increases as the chain length and bulkiness of the incoming ligand increase. However, the ligand exchange of AuI 1 particles with thiols occurs only at elevated temperatures (~ 55 °C) and typically requires longer reactions times (approximately twice as long as in the case of 1.5 nm gold nanoparticles) due to the lower reactivity of Auπ clusters. Au1] clusters are also reported to have slower phosphine-for-phosphine exchange rates than 1.5-nm Au nanoparticles. Ligand exchange reactions with organic-soluble thiols were carried out in a single organic phase and have been applied to a wide variety of alkane- and arylthiols (Scheme 1). Reaction times depended on the incoming ligand and vary from 6 hours for propanethiol to 24 hours for long-chain alkanethiols. Ligand exchange reactions with organic-soluble thiols were initially carried out in chloroform; however, this solvent leads to the rapid decomposition of the precursor cluster (1) and, thus, reduced yield. Filtering the chloroform through basic alumina immediately prior to use improved the yields, but partial decomposition of 1 still occurred. In order to avoid the difficulties arising from particle decomposition in chloroform, a number of alternative reaction media were investigated, including alcohols, ethyl acetate, acetone, and dimethyl sulfoxide. Use of alcohols, ethyl acetate, or acetone eliminated decomposition of 1 but resulted in incomplete exchange due to precipitation of the particles during the exchange, hi dimethyl sulfoxide, 1 showed essentially no decomposition and the ligand exchange resulted in completely exchanged nanoparticles indistinguishable from those obtained in chloroform; however, the high boiling point of dimethyl sulfoxide makes its removal from the nanoparticle samples inconvenient. The best results were achieved using a mixture of 1-chlorobutane/dichloromethane (3:1) as the solvent. In this solvent system, ligand exchange resulted in completely exchanged thiol-stabilized AuI 1 clusters with no decomposition of the precursor clusters.
Water-soluble Aui i clusters can also be prepared using this ligand exchange approach if a biphasic solvent system (water/CHCl3) is used in place of the organic solvent. As in the case of monophasic exchanges, the organic layer of the biphasic system can be replaced with a 3:1 mixture of 1-chlorobutane/dichloromethane; however, significant differences in yield using either alumina-filtered chloroform or 1-chlorobutane/dichloromethane as the solvent were not observed. The pH of the aqueous layer was kept between 5 and 8 to avoid decomposition of the precursor particle under acidic conditions and prevent significant disulfide formation at higher pH. Typical reaction times for the biphasic ligand exchange reactions ranged from 4 hours for ligand exchanges with 2-trimethylaminoethanethiol up to 15 hours using 2-[2-(2-mercaptoethoxy)-ethoxy]-ethanol. In exchange reactions involving thiols that contain ionizable head groups (e.g., carboxylic acids), the pH typically is raised to promote deprotonation of the head groups to avoid formation of insoluble material that can prevent complete exchange. In nearly all cases, the use of a phosphate buffer (pH = 8) as the aqueous layer yielded the best results. The thiol- stabilized ligand exchange products can be purified either by solvent washes or, more conveniently, by gel filtration chromatography using a resin such as Sephadex LH-20 resin. In practically every case, chromatography is more reliable, less wasteful and faster than solvent washes. The use gel filtration allows for rapid purification of both organic- and water-soluble exchange products with a wide range of solvents, including alcohols, chlorinated organics and water. The recovery of nanoparticle material from the column is nearly quantitative and the support can be reused after sufficient rinsing. To determine the chemical composition of the thiol-stabilized exchange products and ensure sufficient purity, each exchange product was analyzed using a combination of NMR, UV-visible spectroscopy, TEM, TGA, and XPS (Table 1). 1H NMR spectroscopy was used to confirm the purity of each sample. The resonances associated with ligands bound to the gold core show significant line broadening. The absence of sharp resonances indicates that excess free ligand and by-products of the ligand exchange have been removed. When non-aromatic thiols are used for the exchange reaction, IH NMR spectroscopy can also be used to confirm the completion of the ligand exchange (through the disappearance of the triphenylphosphine signals). With reference to FIG. 2, the core sizes of the exchange products were determined by analyzing representative TEM images for each nanoparticle sample. The typical average core size of 0.8 ± 0.2 nm (N > 500) is the same as the core size of the phosphine-stabilized precursor particle 1 (see Table 1). Because the optical properties of subnanometer gold clusters are highly sensitive to the number of core atoms, determining the core size by UV-visible spectroscopy was considered.
However, UV-visible spectroscopy was not useful for probing the nanoparticle core size of the product particles because the optical properties of the nanoparticle are dependent on nature of the ligand shell, as described below. The chemical composition of each exchange product was determined using a combination of XPS and TGA (Table 1). The absence of phosphorous (with the exception of mercaptoethylphosphonic acid stabilized particles) in the XPS analysis confirmed complete ligand exchange and removal of all phosphine-containing by-products within the detection limits of the instrument. For organic-soluble exchange products, XPS analysis also revealed the absence of chloride. Quantitative XPS analyses gave sulfuπgold ratios of organic-soluble exchange products ranging from 0.86: 1.00 to 1.01 : 1.00 which correlate to ~ 9-11 thiols per nanoparticle. Water- soluble exchange products showed slightly lower sulfurgold ratios of 0.74: 1.00 to 1.02:1.00, corresponding to 8-11 thiols per nanoparticle. The sulfuπgold ratios of the exchange products obtained by XPS and TGA analyses are consistent with one another. The slightly lower thiol coverage of certain water-soluble exchange products suggests that some of the chloride ligands were not displaced. The ligand exchange approach disclosed herein is general and tolerates a surprisingly wide range of functional groups, using either a mono- or bi-phasic system. The approach produces functionalized Au11 particles with technologically relevant head groups such as alcohols for biological applications, phosphonic acids and silanes for surface applications, and quaternary ammonium head groups for self- assembly on DNA templates, making this method useful for the construction of many different conjugates, hi addition, the general nature of the approach, in combination with the ease of preparation and convenient purification, allows for the rapid preparation of large families of thiol-stabilized Aui i particles.
Only a few mechanistic investigations have been reported that provide information about the course and outcome of ligand exchange reactions of ligand- stabilized nanoparticles. The mechanism for the replacement of the phosphine ligands by thiols was evaluated to determine whether the core size is preserved during ligand exchange. Recent studies of the ligand exchange reaction of 1.5 nm triphenylphosphine-stabilized gold nanoparticles, "AuiO1(PPh3)21Cl5", with alkanethiols showed that part of the phosphine ligand shell is replaced as
AuCl(PPh3), leading to loss of core atoms. The amount OfAuCl(PPh3) produced is limited by the number of chlorides available in the original ligand shell which means that about 5% of the core atoms are lost as result of the exchange reaction. In the case of Au1 !(PPh3)SCl3, a similar, partial replacement of the phosphine ligands as AuCl(PPh3) would result in the loss of three Au atoms and produce nanoparticles with an Au8 core according to the number of chlorides in the original ligand shell. Since the optical properties of gold clusters with 6 to 13 core atoms are highly sensitive to the number of core atoms, a change from an Aui \ core to an Au8 during ligand exchange should lead to significant changes in the optical properties of the exchange products. Accordingly the ligand exchange reactions of the Au11 core was investigated, specifically, the exchange reaction between 1 and hexanethiol was followed by in situ 31P NMR spectroscopy to monitor the formation of phosphine- containing by-products. To favor complete exchange, the ligand exchange between 1 and hexanethiol was carried out in an NMR tube at 55 0C using a 20-fold molar excess of the thiol. Deuterated DMSO was chosen as solvent in order to eliminate the decomposition of 1 to AuCl(PPh3) that occurs rapidly in CDCl3. The exchange reaction was monitored until no more changes in the spectrum were observed (~ 12 hours). At the end of the reaction, the 31P NMR spectrum showed a major peak at 26.7 ppm, corresponding to triphenylphosphine oxide, and a small peak at 32.6 ppm which was attributed to a trace amount OfAuCl(PPh3), produced either by partial decomposition of the phosphine-stabilized precursor under the exchange conditions or as by-product of the exchange reaction. Signals for phosphines bound to the Au11 core (δ = 53.2 ppm) or free PPh3 (δ = -5.5 ppm) were not detected.
Triphenylphosphine oxide can either be formed by oxidation of the phosphine ligands on the nanoparticle surface (i.e., triphenylphosphine oxide is the leaving group of the ligand exchange) or is produced by the subsequent oxidation of liberated PPh3 in solution. In order to determine the origin of triphenylphosphine oxide, a trapping experiment was used to selectively probe for the presence of free PPh3 in solution. l-Azido-2,4-dinitrobenzene was used as the trapping reagent because it selectively undergoes a fast Staudinger reaction with PPh3 to irreversibly form an iminophosphorane which is readily observable by NMR (Scheme 2). Triphenylphosphine oxide and gold bound PPh3 ligands do not react with the azide under identical conditions. Triphenylphosphine oxide, produced as the leaving group of the ligand exchange reaction, would not result in the formation of iminophosphorane because the trapping reagent does not react with triphenylphosphine oxide. If triphenylphosphine oxide is formed by the oxidation of liberated PPh3, rapid formation of iminophosphorane would be observed. In addition, the amount of triphenylphosphine oxide will be greatly reduced because PPh3 is rapidly removed from the mixture by the irreversible reaction with the trap.
Scheme 2
Figure imgf000017_0001
1-azido-2,4-dinitro- phosphazide intermediate iminophosphorane benzene
Scheme 2 illustrates the reaction of l-azido-2,4-dinitrobenzene with triphenylphosphine and the resulting 31P NMR chemical shifts. When the ligand exchange reaction of 1 with an excess of hexanethiol is performed in the presence of l-azido-2,4-dinitrobenzene, the formation of iminophosphorane is observed throughout the course of the ligand exchange reaction. Only trace amounts of triphenylphosphine oxide are produced in the presence of the trapping reagent. Since the formation of iminophosphorane only occurs in the presence of free PPh3 in solution, this observation indicates that the phosphine ligands dissociate from the clusters as free PPh3, but not as triphenylphosphine oxide. When the ligand exchange reaction of 1 with an excess of hexanethiol is performed in the presence of l-azido-2,4-dinitrobenzene, the formation of iminophosphorane is observed throughout the course of the ligand exchange reaction. Only trace amounts of triphenylphosphine oxide are produced in the presence of the trapping reagent. Since the formation of iminophosphorane only occurs in the presence of free PPh3 in solution, this observation indicates that the phosphine ligands dissociate from the clusters as free PPh3, not triphenylphosphine oxide.
To investigate if the trace amount OfAuCl(PPh3) observed during the initial NMR studies was formed as a leaving group of the ligand exchange or was a result of the slow decomposition of 1 under the reaction conditions, ligand exchange was blocked the ligand exchange by addition of an excess of free PPh3 to the ligand exchange mixture. Addition of excess OfPPh3 to the reaction mixture should only inhibit the loss of phosphine ligands as free PPh3 but not their replacement as AuCl(PPh3). IfAuCl(PPh3) was a leaving group of the ligand exchange addition of excess PPh3 should only lead to partial blocking of the ligand exchange.
FIGS. 3 A and 3B illustrate the effect of addition of excess PPh3 to the ligand exchange mixture on the progression of ligand exchange. The extent of ligand exchange can be monitored by the change in intensity of the IH NMR resonance for the α-methylene protons (CH2 protons closest to the sulfur) as the incoming thiol is exchanged onto the nanoparticle surface. In FIG. 3 A, the evolution of the a- methylene proton peaks is shown as a function of time for a ligand exchange reaction between 1 and a stoichiometric amount of hexanethiol to completely replace all of the ligands of 1 (~ 11 molar equivalents of thiol to Auπ(PPh3)8Cl3). As the ligand exchange progresses, the intensity of the 1H NMR resonance for the a- methylene protons decreases until it broadens into the baseline towards the end of the exchange reaction. Approximately 200 min after the start of the ligand exchange, the resonance for the α-methylene protons of the free thiol is not observable by NMR, indicating that all thiol is removed from solution and exchanged completely onto the nanoparticle.
FIG. 3B illustrates the evolution of the α-CH2 protons over time for a ligand exchange reaction between 1 and stochiometric hexanethiol in the presence of a 4- fold molar excess of PPh3 over the amount of hexanethiol. In contrast to the exchange reaction without the addition of excess PPh3 shown in FIG. 3 A, the intensity of the resonance the α-methylene protons remains unchanged over the complete course of the experiment (~ 420 min) as indicated by the constant integration ratio of the α-CH2 protons and the terminal methyl protons. These results show that no thiol is removed from solution in the presence of an excess PPh3, indicating that the ligand exchange reaction is blocked completely. Complete inhibition of the ligand exchange by an excess OfPPh3 provides additional evidence that all phosphine ligands are liberated from the nanoparticle as free PPh3 because loss of the phosphine ligands as AuCl(PPh3) would lead to partial ligand exchange. Therefore, the observed AuCl(PPh3) is most likely caused by partial decomposition of 1 under the reaction conditions and not a result of the ligand exchange. The experimental evidence from both the trapping studies and the blocking experiment suggest that the ligand exchange of AuI 1 clusters with thiols follows a different reaction mechanism than the analogous exchange involving "AuiOi(PPh3)21Cl5". The ligand exchange of "Aulol(PPh3)21Cl5" with thiols proceeds in a three-stage mechanism in which about 25% of the phosphine ligands are replaced as AuCl(PPh3) during the initial stage of the ligand exchange. The remaining phosphine ligands are removed in a subsequent stage by transfer to closely associated AuCl(PPh3) to form poly-phosphine Au complexes. During the final stage of the exchange reaction the thiol ligand shell is being completed and reorganizes into a more crystalline state (Scheme 3A, FIG. 4). In the case of Aun(PPh3)8Cl3, AuCl(PPh3) is not produced as a leaving group ligand exchange with thiols. Instead, the complete ligand shell is removed in form of free PPh3 (Scheme 3B, FIG. 4).
The results from these mechanistic studies provide strong evidence that the Au11 core remains intact during the ligand exchange reaction, demonstrating the ability to control the core size of the product particles during the synthesis of the phosphine-stabilized precursor nanoparticles. Thus, using the methods disclosed herein, it is possible to predict the core size of the product particles from the core size of the precursor.
Optical Properties of the Thiol-Stabilized Product Particles
Access to a large family of functionalized AuI 1 particles provided by the ligand exchange method offers the opportunity to exploit the influence of the ligand shell on the optical properties. Phosphine-stabilized Au11 clusters have a characteristic UV-vis spectrum with maxima at 415, 385, and 301 ran which are only slightly sensitive to changes in the phosphine and halide ligands. Storage of water-soluble AuI 1 clusters at low pH or addition of oxidizing agents leads to noticeable shifts of the maxima to 425, 366, and 324 nm. These changes are reversible on addition of a small amount of a reducing agent (e.g., NaBH4), and, without limitation to theory, are believed to reflect some rearrangement in the gold core. The optical properties of several thiol-stabilized Au1 \ cluster also have been studied recently. Chen et al. (Chen, S.; Ingrma, R. S.; Hostetler, M. J.; Pietron, J. J.; Murray, R. W.; Schaaff, T. G.; Khoury, J. T.; Alvarez, M. M.; Whetten, R. L. Science 1998, 280, 2098-2101) investigated the electronic structure of dodecanethiol-stabilized Aui \ (Au1 !-SC12) by voltammetric and spectroscopic measurements. By comparing the voltammograms of Auπ-SC12 with those of Au1 !(PPhS)7Cl3, they found that the band gap of the thiol-stabilized cluster is about 0.35 eV larger than for the phosphine-stabilized cluster. Under the assumption that the core dimensions remain unchanged during the exchange reactions, this observation was attributed to the stronger bonding of Au-S compared to that of Au- P(Cl). Furthermore, the authors found that thiol-stabilized Auπ clusters (in contrast to the phosphine-stabilized precursor particles) exhibit photoluminescence and behave similarly to indirect band-gap semiconductors. Distinct differences in the optical spectra of organic-soluble and water-soluble thiol-stabilized exchange products were observed (FIG. 5). Undecagold particles stabilized with long-chain alkanethiols, such as octadecanethiol (ODT), have similar absorbance spectra to the phosphine-stabilized precursor 1 with maxima at 318 nm, 330 ran, 375 nm and 416 nm (due to interband transitions) but show an additional, broad peak at 690 nm. The latter peak was attributed to the excitonic transition of the subnanometer core and is believed to reflect the semiconductor character of the AuI 1 cluster. In contrast to the spectrum of ODT-stabilized Auπ, the spectra for water-soluble exchange products do not show defined peaks (FIG. 5; chart A).
A surprising trend was observed for the optical properties of organic-soluble, thiol-stabilized Au11 particles when the chain length of the stabilizing alkanethiol ligand was decreased. FIG. 5, chart B, shows the optical spectra of thiol-stabilized AuI 1 particles with ligand shells composed of octadecanethiol, dodecanethiol, octanethiol, and hexanethiol. hi this series of straight-chain alkanethiol-stabilized Au11 particles, the defined maxima at 318 nm, 330 nm, and 416 nm broadened more and more with decreasing chain length of the thiol ligands. The AuI 1 -SC 18 particles showed the signature peaks OfAu11 particles observed in the absorbance spectrum of 1; however, the optical spectra the Au11 particles stabilized with the shortest thiol in the series, hexanethiol, resembled the optical spectra of water soluble, thiol-stabilized Auπ particles. This trend was unexpected considering the fact that the only known difference between the Aui \ clusters was the chain length of the stabilizing thiol ligand.
A possible explanation for the observed differences in the optical spectra are changes in core size and size dispersity. Optical and electronic properties of subnanometer gold clusters are strongly dependent on the number of core atoms. Although mechanistic studies suggested that no core atoms are lost during ligand exchange, it was possible that ligand exchange lead to ripening and rearrangement of nanoparticle core, resulting in polydisperse samples. To probe if the differences in core size and dispersity cause the different optical spectra of short-chain and long- chain thiol-stabilized Au11 particles, Auπ-SC18 particles were prepared by ligand exchange of hexanethiol-stabilized Au11 particles (Au11-SC6), with ODT and the absorbance spectrum was compared with that OfAu11-SC18 prepared directly by ligand exchange of 1 with ODT. Thiol-for-thiol ligand exchanges have been show to preserve the core size; thus, the Au1 I-SCi8 particles prepared from Au1 J-SC6 particles should possess the same core dimensions as the Au1 I-SC6 precursor. FIG. 6 shows the absorbance spectra of a sample OfAu11-SC6 particles before and after ligand exchange with ODT. Before ligand exchange, the spectrum was featureless, as is typical for undecagold particles stabilized by short-chain alkanethiols (FIG. 6, trace a). After ligand exchange of this sample with ODT (FIG. 6, trace b), the spectrum was similar to the spectrum of AU1 I-SC18 synthesized directly from Auπ(PPli3)8Cl3 with two distinct maxima at 322 nm and 416 nm (FIG. 6, trace c).
The similarity between the spectra of the two Au11-SCi8 samples prepared by the two methods suggests that both materials possess the same core size; suggesting that the initial thiol-for-phosphine ligand exchange of 1 as well as the subsequent thiol-for-thiol exchange reaction preserve the undecagold core. The absorbances in the spectrum of Aun-SCi8 by ligand exchange of Auπ-SC6 and ODT were not as defined as in the spectrum of Auπ-SCi8 synthesized directly from Au11(PPh3)SCl3. A possible explanation for this observation is the presence of nanoparticles with mixed hexanethiol/ODT ligand shells. Thiol-for-thiol ligand exchange reactions of larger gold nanoparticles are typically incomplete and result in particles with mixed ligand shells. Thus, without being limited to theory, it is believed that the differences in the optical spectra were due to effects of the ligand shell and not to differences in core size and dispersity. As demonstrated herein, different ligand shells of the nanoparticle samples affected the optical properties by influencing interparticle interactions and aggregation. Since these phenomena are concentration-dependent, the optical properties of long- and short-chain thiol- stabilized Auπ particles were studied over a concentration range of 0.2 mM to 3.0 mM. A linear relationship between the absorbance and the concentration was -observed, indicating that interparticle interactions or aggregation do not have noticeable effects on the optical spectra. Solvation effects also were considered as a cause of the observed difference in the optical properties. The optical properties of thiol-stabilized Au1] particles were studied in various solvents including chloroform, ethanol, toluene, THF, and 1- chlorobutane, but a noticeable dependence on the nature of the solvent in the investigated concentration range was not observed. Optical studies indicate that during ligand exchange reactions of 1 with thiols no core size changes occur, confirming the results from the mechanistic investigation. Furthermore, interparticle interactions and solvation effects have been ruled out as being responsible for the pronounced dependence of the optical properties of alkanethiol-stabilized Au11 particles on the chain length of the thiol ligands. These results suggest that the nature of the thiol ligand has a direct influence on the electronic structure of the Au11 core. This offers the opportunity to tune the optical properties of nanoparticles with the same core size through choice of the ligand shell.
As demonstrated herein, the ligand exchange chemistry of phosphine- stabilized Aun clusters with ω-functionalized thiols is a powerful synthetic method that provides convenient access to a diverse family of functionalized Auπ clusters. The general nature of the presented ligand exchange approach, in combination with the ease preparation, makes this approach of broad utility. The approach is general and shows the high tolerance for a wide variety of functional groups. Mechanistic studies provided conclusive evidence that the Au11 core of the precursor particle remains intact during ligand exchange and showed that the ligand exchange of these particles follows a different pathway than for ligand exchanges of larger gold nanoparticles such as "Au1Oi (PPh3)21 Cl5". Optical studies of the products show a strong dependence on the nature of the stabilizing thiol ligands. The ligand exchange approach offers the opportunity to study and tune systematically the optical and electronic properties of the nanoparticles through manipulation of the ligand shell. In view of the many possible embodiments to which the principles of the disclosed invention may be applied, it should be recognized that the illustrated embodiments are only preferred examples of the invention and should not be taken as limiting the scope of the invention. Rather, the scope of the invention is defined by the following claims. We therefore claim as our invention all that comes within the scope and spirit of these claims.

Claims

We claim:
1. A gold nanoparticle, comprising: from 8 to 11 gold atoms; and a ligand having the formula -SRX, wherein R represents -<CH2)n-; optionally substituted aryl; -(CH2CH2O)n-, or -(CH2CH2O)nCH2CH2-;
X represents -R1, -SiR3R4R5; -P(O)(OR2)2 -N(CH3)3C1; or -OR; each n independently is an integer from 1 to 20;
R1 is H or lower alkyl; R2 is H, lower alkyl, aralkyl or aryl; and R3"5 independently are selected from lower alkyl and lower alkoxy.
2. The nanoparticle of claim 1, wherein R is selected from the group consisting Of-CH2CH2OCH2CH2OCH2CH2-; -Si(OCH3)3; -N(CH3)3C1; -(CH2)3Si(OCH3)3; -CH2CH2-; and -CH2CH2OCH2CH2-; optionally substituted phenyl and optionally substituted biphenyl.
3. The nanoparticle of claim 1 , wherein R is phenyl and X is -OR1.
4. The nanoparticle of claim 1 , wherein R is -(CH2CH2O)nCH2CH2- and n is 1, 2 or 3.
5. The nanoparticle of claim 4, wherein X is -Si(OCH3)3 or - N(CH3)3C1.
6. The nanoparticle of claim 5, wherein n is 1 and X is -N(CH3)3C1.
7. The nanoparticle of claim 5, wherein n is 2 and is -N(CH3)3C1.
8. The nanoparticle of claim 5, wherein n is 1 and X is -Si(OCH3)3.
9. The nanoparticle of claim 1 , wherein R represents -(CH2),,-;- (CH2CH2O)n-, or -(CH2CH2O)nCH2CH2-;
X represents -P(O)(OR2)2; R2 is H; and n is from 2 to 12.
10. The nanoparticle of claim 9, wherein R represents -S(CH2CH2)nP(0X0H)2 and n is 2, 3, 5 or 10.
11. The nanoparticle of claim 1 , wherein R represents -(CH2)n-; and
X is -Si(OCH3)3.
12. An undecagold nanoparticle, having at least one ligand of the formula -SRX, wherein R represents -(CH2)n-; optionally substituted aryl; -(CH2CH2O)n-, or -(CH2CH2O)nCH2CH2-;
X represents -R1, -Si(OCH3)3; -N(CH3)3C1; or -OR; each n independently is an integer from 1 to 10; and R1 is H or lower alkyl.
13. The nanoparticle of claim 12, wherein R is selected from the group consisting Of-CH2CH2OCH2CH2OCH2CH2-; -Si(OCH3)3; -N(CH3)3C1; -(CH2)3Si(OCH3)3; -CH2CH2-; and -CH2CH2OCH2CH2-; optionally substituted phenyl and optionally substituted biphenyl.
14. The nanoparticle of claim 12, wherein R is phenyl and X is -OR1.
15. The nanoparticle of claim 12, wherein R is -(CH2CH2O)nCH2CH2- and n is 1, 2 or 3.
16. The nanoparticle of claim 15, wherein X is -Si(OCH3)3 or -
N(CHa)3Cl.
17. The nanoparticle of claim 15, wherein n is 1 and X is -N(CH3)3C1.
18. The nanoparticle of claim 15, wherein n is 2 and X is -N(CHa)3Cl.
19. The nanoparticle of claim 15 wherein n is 1 and X is -Si(OCH3)3.
PCT/US2006/019859 2005-05-20 2006-05-22 New compositions of au-11 nanoparticles and their optical properties WO2008054338A2 (en)

Priority Applications (1)

Application Number Priority Date Filing Date Title
US11/920,564 US7985869B2 (en) 2005-05-20 2006-05-22 Compositions of AU-11 nanoparticles and their optical properties

Applications Claiming Priority (2)

Application Number Priority Date Filing Date Title
US68310905P 2005-05-20 2005-05-20
US60/683,109 2005-05-20

Publications (2)

Publication Number Publication Date
WO2008054338A2 true WO2008054338A2 (en) 2008-05-08
WO2008054338A3 WO2008054338A3 (en) 2008-11-27

Family

ID=39344733

Family Applications (1)

Application Number Title Priority Date Filing Date
PCT/US2006/019859 WO2008054338A2 (en) 2005-05-20 2006-05-22 New compositions of au-11 nanoparticles and their optical properties

Country Status (2)

Country Link
US (1) US7985869B2 (en)
WO (1) WO2008054338A2 (en)

Cited By (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US8512417B2 (en) 2008-11-14 2013-08-20 Dune Sciences, Inc. Functionalized nanoparticles and methods of forming and using same

Families Citing this family (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
KR101380900B1 (en) * 2012-05-08 2014-04-10 포항공과대학교 산학협력단 Synthesis of Surface Molecules for the Stable Detection of Nitroaromatic Explosives using Nanoparticles
KR101354647B1 (en) * 2012-10-16 2014-02-07 한국표준과학연구원 Method for controlling surface charge of nanoparticle by introducing ligand sequentially
CN108264895B (en) * 2018-03-09 2021-03-12 京东方科技集团股份有限公司 Method and device for quantum dot ligand exchange

Citations (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US20030077625A1 (en) * 1997-05-27 2003-04-24 Hutchison James E. Particles by facile ligand exchange reactions
US20030231304A1 (en) * 2002-06-12 2003-12-18 Selena Chan Metal coated nanocrystalline silicon as an active surface enhanced raman spectroscopy (SERS) substrate

Family Cites Families (13)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US4522932A (en) 1982-09-27 1985-06-11 Exxon Research & Engineering Co. Phosphine and phosphonium compounds and catalysts
DE69223186T2 (en) 1991-07-24 1998-03-12 Matsushita Electric Ind Co Ltd Composition for use in a transparent electroconductive film and process for producing the same
US5242877A (en) 1992-02-21 1993-09-07 Rohm And Haas Company Polymer-supported catalysts
US5952172A (en) 1993-12-10 1999-09-14 California Institute Of Technology Nucleic acid mediated electron transfer
US5536858A (en) 1994-02-12 1996-07-16 Hoffmann-La Roche Inc. Tetrasulfonated diphosphine compounds and metal complexes thereof for asymmetric catalytic reactions
US5389401A (en) 1994-02-23 1995-02-14 Gordon; Roy G. Chemical vapor deposition of metal oxides
US6121425A (en) 1994-07-29 2000-09-19 Nanoprobes, Inc. Metal-lipid molecules
US5521289A (en) 1994-07-29 1996-05-28 Nanoprobes, Inc. Small organometallic probes
US5571401A (en) 1995-03-27 1996-11-05 California Institute Of Technology Sensor arrays for detecting analytes in fluids
WO1998053841A1 (en) 1997-05-27 1998-12-03 The State Of Oregon Acting By And Through The State Board Of Higher Education On Behalf Of The University Of Oregon Scaffold-organized metal, alloy, semiconductor and/or magnetic clusters and electronic devices made using such clusters
US7626192B2 (en) * 1997-05-27 2009-12-01 State of Oregon Acting by the Through the State Board of Higher Education on Behalf of the University of Oregon Scaffold-organized clusters and electronic devices made using such clusters
AU2001249459A1 (en) 2000-03-24 2001-10-08 The State Of Oregon, Acting By And Through The State Board Of Higher Education On Behalf Of The University Of Oregon Scaffold-organized clusters and electronic devices made using such clusters
US20030215816A1 (en) 2002-05-20 2003-11-20 Narayan Sundararajan Method for sequencing nucleic acids by observing the uptake of nucleotides modified with bulky groups

Patent Citations (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US20030077625A1 (en) * 1997-05-27 2003-04-24 Hutchison James E. Particles by facile ligand exchange reactions
US20030231304A1 (en) * 2002-06-12 2003-12-18 Selena Chan Metal coated nanocrystalline silicon as an active surface enhanced raman spectroscopy (SERS) substrate

Cited By (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US8512417B2 (en) 2008-11-14 2013-08-20 Dune Sciences, Inc. Functionalized nanoparticles and methods of forming and using same

Also Published As

Publication number Publication date
WO2008054338A3 (en) 2008-11-27
US20090312565A1 (en) 2009-12-17
US7985869B2 (en) 2011-07-26

Similar Documents

Publication Publication Date Title
Stellwagen et al. Ligand control in thiol stabilized Au 38 clusters
EP1392872B1 (en) Non-alloying core shell nanoparticles
Woehrle et al. Thiol-functionalized undecagold clusters by ligand exchange: Synthesis, mechanism, and properties
EP2492033B1 (en) Metal nanoparticle containing complex, fluid dispersion thereof and production methods for metal nanoparticle containing complex and fluid dispersion thereof
US7413770B2 (en) Ethylene glycol monolayer protected nanoparticles
EP2414278B1 (en) Metal nanoparticles functionalized with rationally designed coatings
US20090104435A1 (en) Method for Functionalizing Surfaces
Rogozhina et al. Carboxyl functionalization of ultrasmall luminescent silicon nanoparticles through thermal hydrosilylation
Yang et al. Stable cobalt nanoparticles passivated with oleic acid and triphenylphosphine
Sadeghzadeh et al. Sonochemical synthesis and characterization of nano-belt lead (II) coordination polymer: new precursor to produce pure phase nano-sized lead (II) oxide
US7985869B2 (en) Compositions of AU-11 nanoparticles and their optical properties
KR20070116902A (en) Surface modified nanoparticle and method of preparing same
JP2016510295A (en) Edge halogenation of graphene materials
Huisman et al. Surface‐Confined Metallodendrimers: Isolated Nanosize Molecules
Liu et al. Toward understanding the growth mechanism of Au n (SR) m nanoclusters: effect of solvent on cluster size
Mondal et al. A new pyrazolyl dithioate function in the precursor for the shape controlled growth of CdS nanocrystals: optical and photocatalytic activities
Laisney et al. Nanocrystals of Fe (phen) 2 (NCS) 2 and the size-dependent spin-crossover characteristics
Manju et al. Formation of an NIR-emitting Ag 34 S 3 SBB 20 (CF 3 COO) 6 2+ cluster from a hydride-protected silver cluster
Usmani et al. Spin crossover in Fe (triazole)–Pt nanoparticle self-assembly structured at the sub-5 nm scale
Pulkkinen et al. Gold nanoparticles: calixarene complexation in a mixed calixarene–alkanethiol monolayer
Choi et al. Structure and thermal behavior of a layered silver hydroxyalkanecarboxylate
US20090099044A1 (en) Nanoparticles and Method to Control Nanoparticle Spacing
WO2017205980A1 (en) Etching metal using n-heterocyclic carbenes
EP1211698A1 (en) Organic-inorganic composite magnetic material and method for preparing the same
Ray et al. Piperidine derivative covalently anchored on uniform spherical mesoporous silica nanoparticle with narrow slit like pores for the synthesis of 2-amino-3, 5-dicarbonitrile-6-arylthio-pyridines

Legal Events

Date Code Title Description
WWE Wipo information: entry into national phase

Ref document number: 11920564

Country of ref document: US

NENP Non-entry into the national phase

Ref country code: DE

121 Ep: the epo has been informed by wipo that ep was designated in this application

Ref document number: 06851833

Country of ref document: EP

Kind code of ref document: A2

122 Ep: pct application non-entry in european phase

Ref document number: 06851833

Country of ref document: EP

Kind code of ref document: A2